SEC Info - Goldman Sachs Group Inc, et al. - ‘SC 13D/A’ on 6/20/94 re: Calton Inc

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Goldman Sachs Group Inc, et al. – ‘SC 13D/A’ on 6/20/94 re: Calton Inc

As of: Monday, 6/20/94 · Accession #: 950130-94-897 · File #: 5-35449

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/20/94  Goldman Sachs Group Inc           SC 13D/A               1:8K   Calton Inc                        Donnelley R R & S… 02/FA
          Goldman Sachs Group LP
          Goldman, Sachs & Co.

Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment #2 to Schedule 13D                           6     17K

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Interest in Securities of the Issuer
1	1st Page - Filing Submission
4	Item 5. Interest in Securities of the Issuer

SC 13D/A 1st Page of 6 TOC ↑Top Previous Next ↓Bottom Just 1st
 
SECURITIES AND EXCHANGE COMMISSION      
WASHINGTON, D.C. 20549  

SCHEDULE 13D  
UNDER THE SECURITIES EXCHANGE ACT OF 1934 
(AMENDMENT NO.  2)  

CALTON, INC.  
----------------  
(Name of Issuer)  

Common Stock    
------------------------------  
(Title of Class of Securities)  

131380206     
---------------------------------------     
(CUSIP Number)    

Patricia A. Maher, Esq. 
Goldman, Sachs & Co.  
85 Broad Street 
New York, New York 10004  
(212) 902-0940  

--------------------------------------------      
(Name, address and telephone number of person authorized  
to receive notices and communications)  

May 13, 1994            
------------------------------------------------------- 
(Date of Event which requires Filing of this Statement) 

If the filing person has previously filed a statement on Schedule 13G to report 
the acquisition which is the subject of this Schedule 13D, and is filing this   
schedule because of Rule 13d-1(b) (3) or (4), check the following box:          
                                                                     -----

Check the following box if a fee is being paid with this statement:             
                                                            ----

page 1 of 6 pages 

SC 13D/A 2nd Page of 6 TOC 1st Previous Next ↓Bottom Just 2nd
-------------------------                                                       
CUSIP NO.                                                                       
131380206                                                                       
----------------                                                                

--------------------------------------------------------------------------------
1.    Name of Reporting Person                                                  
S.S. or  I.R.S. Identification No. of  Above Person                 

The Goldman Sachs Group, L.P.                                       

--------------------------------------------------------------------------------
2.    Check the Appropriate Box if a Member of a Group                          

                   (a)
                             -----
                   (b)
                             -----

--------------------------------------------------------------------------------
3.    SEC Use Only                                                              

--------------------------------------------------------------------------------
4.    Source of Funds                                                           

WC                                                        
--------------------------------------------------------------------------------
5.    Check Box if Disclosure of Legal Proceedings is Required                  
Pursuant to Items 2(d) or 2(e)                                      
                                  ----
                                  /    /
                                 -----

--------------------------------------------------------------------------------
6. Citizenship or place of Organization                                         

Delaware                                          
--------------------------------------------------------------------------------

Number of         7     Sole Voting Power                                       
Shares                                                                          
Beneficially                   -0-                                              
Owned By          ---------------------------------------------                 
Each              8     Shared Voting Power                                     
Reporting                                                                       
Person With                    2,082,600                                        
 ---------------------------------------------
9     Sole Dispositive Power                

-0-             
 ---------------------------------------------
10    Shared Dispositive Power              

2,082,600       
 ---------------------------------------------
11.   Aggregate Amount Beneficially Owned by Each Reporting Person              

2,082,600                                           
--------------------------------------------------------------------------------
12.   Check if the Aggregate Amount in Row (11) Excludes Certain Shares         

                                                  ------
                                                /    /
                                               -------

--------------------------------------------------------------------------------
13.   Percent of Class Representing by Amount in Row (11)                       

8.9%                                            
--------------------------------------------------------------------------------
14.   Type of Reporting Person                                                  

HC-PN                         
--------------------------------------------------------------------------------

page 2 of 6 pages 

SC 13D/A 3rd Page of 6 TOC 1st Previous Next ↓Bottom Just 3rd
-------------------------                                                       
CUSIP NO.                                                                       
131380206                                                                       
----------------------                                                          

--------------------------------------------------------------------------------
1.    Name of Reporting Person                                                  
S.S. or I.R.S. Identification No. of Above Person                   

Goldman, Sachs & Co.                                                

--------------------------------------------------------------------------------
2.    Check the Appropriate Box if a Member of a Group                          

                   (a)
                             -----
                   (b)
                             -----

------------------------------------------------------------------------------- 
3.    SEC Use Only                                                              

--------------------------------------------------------------------------------
4.    Source of Funds                                                           

WC                                                
--------------------------------------------------------------------------------
5.    Check Box if Disclosure of Legal Proceedings is Required                  
Pursuant to Items 2(d) or 2(e)                                      
                                 ___
                                 / X /
                                ----

------------------------------------------------------------------------------- 
6.    Citizenship or place of Organization                                      

New York                                            
--------------------------------------------------------------------------------

Number of         7     Sole Voting Power                                       
Shares                                                                          
Beneficially                     -0-                                            
Owned By          ---------------------------------------------                 
Each              8     Shared Voting Power                                     
Reporting                                                                       
Person With                     2,082,600                                       
 ---------------------------------------------
9     Sole Dispositive Power                

-0-           
 ---------------------------------------------
10    Shared Dispositive Power              

2,082,600       
 ---------------------------------------------
11.   Aggregate Amount Beneficially Owned by Each Reporting Person              

2,082,600                                           
--------------------------------------------------------------------------------
12.   Check if the Aggregate Amount in Row (11) Excludes Certain Shares         
                                                ------
                                               /     /
                                              ------

--------------------------------------------------------------------------------
13.   Percent of Class Representing by Amount in Row (11)                       

8.9%                                              
--------------------------------------------------------------------------------
14.   Type of Reporting Person                                                  

BD-PN                                           
------------------------------------------------------------------------------- 

page 3 of 6 pages 

SC 13D/A 4th Page of 6 TOC 1st Previous Next ↓Bottom Just 4th
Item 5. Interest in Securities of the Issuer.                                   
-------------------------------------                           

(a)   The Goldman Sachs Group, L.P. and Goldman, Sachs & Co. may be deemed to   
   have decreased their beneficial ownership of common stock, to 2,082,600
shares (8.9%), as a result of the expiration of 366,210 warrants on 
5/13/94.                                                            

(b)   Each Filing Person shares the power to vote or direct the vote and to     
dispose or to direct the disposition of shares of common stock      
  beneficially owned by such Filing Person as indicated in pages 2 and 3
above.                                                              

(c)   Not applicable.                                                           

(d)   Not applicable.                                                           

(e)   Not applicable.                                                           

page 4 of 6 pages 

SC 13D/A 5th Page of 6 TOC 1st Previous Next ↓Bottom Just 5th
SIGNATURE     
---------     

          After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,     
complete and correct.                                                           

            GOLDMAN, SACHS & CO.

                             By: /s/ Daniel J. Sullivan, Jr.
                                          --------------------------------------
                                         Name: Daniel J. Sullivan, Jr.
                                    Title:   General Partner

Dated: June 20, 1994                                                            

page 5 of 6 pages 

SC 13D/A Last Page of 6 TOC 1st Previous Next ↓Bottom Just 6th
SIGNATURE     
---------     

  After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

                     THE GOLDMAN SACHS GROUP, L.P.

                           By: /s/ Daniel J. Sullivan, Jr.
                                       -------------------------------------
                                   Name: Daniel J. Sullivan, Jr.
                              Title:   General Partner

Dated: June 20, 1994                                                            

page 6 of 6 pages

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SC 13D/A	2nd Page of 6	TOC	1st	Previous	Next	↓Bottom	Just 2nd

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13D/A’ Filing	Date	First	Last	Other Filings

Filed on:	6/20/94	5	6	None on these Dates
	5/13/94	1
				List all Filings

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Filing Submission 0000950130-94-000897 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Goldman Sachs Group Inc, et al. – ‘SC 13D/A’ on 6/20/94 re: Calton Inc

As of: Monday, 6/20/94 · Accession #: 950130-94-897 · File #: 5-35449

Previous ‘SC 13D’: ‘SC 13D/A’ on 4/27/94 · Next: ‘SC 13D/A’ on 9/26/94 · Latest: ‘SC 13D’ on 10/8/99

Amendment to General Statement of Beneficial Ownership — Schedule 13DFiling Table of Contents

Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents