UNITED STATES SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
AMENDMENT No. 1
to
Form S-1
REGISTRATION STATEMENT UNDER
THE SECURITIES ACT OF 1933
GLU MOBILE INC.
(Exact name of registrant as
specified in its charter)
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Delaware
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7371
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91-2143667
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(State or other jurisdiction
of
incorporation or organization)
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(Primary standard industrial
classification code number)
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(I.R.S. employer identification
no.)
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1800 Gateway Drive, Second Floor
(Address, including zip code,
and telephone number, including area code, of Registrant’s
principal executive offices)
L. Gregory Ballard
Chief Executive Officer and President
Glu Mobile Inc.
1800 Gateway Drive, Second Floor
(Name, address, including zip
code, and telephone number, including area code, of agent for
service)
Copies to:
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David A. Bell, Esq.
Laird H. Simons III, Esq.
Mark C. Stevens, Esq.
Fenwick & West LLP
Silicon Valley Center
801 California Street
Mountain View, CA 94041
(650) 988-8500
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Robert V.
Gunderson, Jr., Esq.
Craig M. Schmitz, Esq.
Brooks Stough, Esq.
Gunderson Dettmer Stough Villeneuve
Franklin & Hachigian, LLP
155 Constitution Drive
Menlo Park, CA 94025
(650) 321-2400
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Approximate date of commencement of proposed sale to the
public: As soon as practicable after the
effective date of this Registration Statement.
If any of the securities being registered on this Form are to be
offered on a delayed or continuous basis pursuant to
Rule 415 under the Securities Act of 1933, check the
following box. o
If this Form is filed to register additional securities for an
offering pursuant to Rule 462(b) under the Securities Act
of 1933, check the following box and list the Securities Act
registration statement number of the earlier effective
registration statement for the same
offering. o _
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If this Form is a post-effective amendment filed pursuant to
Rule 462(c) under the Securities Act of 1933, check the
following box and list the Securities Act registration statement
number of the earlier effective registration statement for the
same
offering. o _
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If this Form is a post-effective amendment filed pursuant to
Rule 462(d) under the Securities Act of 1933, check the
following box and list the Securities Act registration statement
number of the earlier effective registration statement for the
same
offering. o _
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The Registrant hereby amends this Registration Statement on
such date or dates as may be necessary to delay its effective
date until the Registrant shall file a further amendment that
specifically states that this Registration Statement shall
thereafter become effective in accordance with Section 8(a)
of the Securities Act of 1933 or until the Registration
Statement shall become effective on such date as the Commission,
acting pursuant to said Section 8(a), may determine.
Explanatory
Note
This amendment is being filed solely to file the conformed
signatures that were inadvertently omitted from the initial
filing of the Registration Statement on Form S-1
(333-139493)
(the
“Registration Statement”) as submitted to the
Securities and Exchange Commission via EDGAR. Otherwise, no
changes have been made to Part I or Part II of the
Registration Statement.
The signatures to the initial filing of the Registration
Statement (the “Initial Signatures”) follow this
Explanatory Note (three pages, numbered II-6, II-7 and II-8 as
in the initial filing).
The signatures to this Amendment No. 1 to Registration
Statement follow the Initial Signatures (one unnumbered page).
SIGNATURES
Pursuant to the requirements of the Securities Act, the
Registrant has duly caused this Registration Statement to be
signed on its behalf by the undersigned, thereunto duly
authorized, in the City of San Mateo, State of California,
on
December 19, 2006.
GLU MOBILE INC.
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By:
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/s/ Albert
A. Pimentel
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Albert A. Pimentel
Chief Financial Officer
POWER OF
ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that each individual whose
signature appears below constitutes and appoints L. Gregory
Ballard and Albert A. Pimentel, and each of them, his or her
true and lawful
attorneys-in-fact
and agents with full power of substitution, for him or her and
in his or her name, place and stead, in any and all capacities,
to sign any and all amendments (including post-effective
amendments) to this Registration Statement, and to sign any
registration statement for the same offering covered by the
Registration Statement that is to be effective upon filing
pursuant to Rule 462(b) promulgated under the Securities
Act, and all post-effective amendments thereto, and to file the
same, with all exhibits thereto and all documents in connection
therewith, with the Securities and Exchange Commission, granting
unto said
attorneys-in-fact
and agents, and each of them, full power and authority to do and
perform each and every act and thing requisite and necessary to
be done in and about the premises, as fully to all intents and
purposes as he or she might or could do in person, hereby
ratifying and confirming all that said
attorneys-in-fact
and agents or any of them, or his, her or their substitute or
substitutes, may lawfully do or cause to be done or by virtue
hereof.
Pursuant to the requirements of the Securities Act, this
Registration Statement has been signed by the following persons
in the capacities and on the dates indicated:
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Name
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Title
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Date
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Principal Executive Officer:
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/s/ L.
Gregory
Ballard
L.
Gregory Ballard
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President, Chief Executive Officer
and Director
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December 19, 2006
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Principal Financial Officer:
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/s/ Albert
A. Pimentel
Albert
A. Pimentel
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Executive Vice President and Chief
Financial Officer
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December 19, 2006
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Principal Accounting Officer:
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/s/ Eric
R. Ludwig
Eric
R. Ludwig
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Vice President, Finance
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December 19, 2006
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II-6
SIGNATURES
Pursuant to the requirements of the Securities Act, the
Registrant has duly caused this Amendment No. 1 to
Registration Statement to be signed on its behalf by the
undersigned, thereunto duly authorized, in the City of San
Mateo, State of California, on
December 20, 2006.
GLU MOBILE INC.
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By:
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/s/ Albert
A. Pimentel
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Albert A. Pimentel
Chief Financial Officer
Pursuant to the requirements of the Securities Act, this
Amendment No. 1 to Registration Statement has been signed
by the following persons in the capacities and on the dates
indicated:
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Name
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Title
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Date
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Principal Executive Officer:
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*
L.
Gregory Ballard
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President, Chief Executive Officer
and Director
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December 20, 2006
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Principal Financial Officer:
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/s/ Albert
A. Pimentel
Albert
A. Pimentel
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Executive Vice President and Chief
Financial Officer
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December 20, 2006
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Principal Accounting Officer:
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*
Eric
R. Ludwig
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Vice President, Finance
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December 20, 2006
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Additional Directors:
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Daniel
L. Skaff
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Lead Independent Director
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December 20, 2006
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Ann
Mather
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Director
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December 20, 2006
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Richard
A. Moran
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Director
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December 20, 2006
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Hany
M. Nada
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Director
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December 20, 2006
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A.
Brooke Seawell
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Director
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December 20, 2006
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Sharon
L. Wienbar
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Director
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December 20, 2006
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*By: /s/ Albert
A. Pimentel
Attorney-in-fact
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December 20, 2006
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