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Tremont Advisers Inc – ‘8-K’ for 7/10/01

On:  Wednesday, 7/11/01, at 1:23pm ET   ·   For:  7/10/01   ·   Accession #:  950123-1-504261   ·   File #:  0-27077

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/11/01  Tremont Advisers Inc              8-K:5,7     7/10/01    3:214K                                   RR Donnelley/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Tremont Advisers Inc.                                  2     10K 
 2: EX-2.1      Agreement and Plan of Merger                          66    329K 
 3: EX-99.1     Press Release                                          4     17K 


8-K   —   Tremont Advisers Inc.
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
2Item 5. Other Events
"Item 7. Financial Statements and Exhibits
8-K1st Page of 2TOCTopPreviousNextBottomJust 1st
 

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 10, 2001 TREMONT ADVISERS, INC. (Exact name of registrant as specified in its charter) Delaware 0-27077 06-1210532 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 555 Theodore Fremd Avenue, Rye, New York 10580 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (914) 925-1140
8-KLast Page of 2TOC1stPreviousNextBottomJust 2nd
ITEM 5. OTHER EVENTS Only July 10, 2001, Tremont Advisers Inc. ("Tremont") entered into an Agreement and Plan of Merger by and among Tremont, Oppenheimer Acquisition Corp., a Delaware corporation, and Joshua Acquisition Corp., a Delaware corporation. The agreement is attached as Exhibit 2.1 hereto. On the same date, Tremont issued a press release regarding such agreement which is attached as exhibit 99.1 hereto. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS Exhibit 2.1 Agreement and Plan of Merger, dated July 10, 2001, by and among Tremont Advisors, Inc., Oppenheimer Acquisition Corp. and Joshua Acquisition Corp. Exhibit 99.1 Press release dated July 10, 2001 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. TREMONT ADVISERS, INC. Date: July 10, 2001 By: /s/ Stephen T. Clayton ---------------------------- Stephen T. Clayton Chief Financial Officer and Administrative Officer (Duly authorized Officer and Principal Financial and Accounting Officer) 2

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘8-K’ Filing    Date First  Last      Other Filings
Filed on:7/11/01DEFA14A,  PRE 14A
For Period End:7/10/0112DEFA14A,  PRE 14A
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Filing Submission 0000950123-01-504261   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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