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Global Decisions Group LLC – ‘S-4’ on 8/27/97 – EX-10.7

As of:  Wednesday, 8/27/97   ·   Accession #:  950135-97-3640   ·   File #:  333-34477

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/27/97  Global Decisions Group LLC        S-4                   51:3.7M                                   Bowne of Boston/FA

Registration of Securities Issued in a Business-Combination Transaction   —   Form S-4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-4         Global Decisions Group LLC                           380   1.49M 
 2: EX-2.1      Plan of Merger and Exchange Agreement                138    436K 
 3: EX-3.1      Certificate of Formation of Global Decisions Group     1     15K 
 4: EX-3.2      LLC Agreement of Global Decisions Group LLC            5     24K 
 5: EX-3.3      Amended and Restated LLC Agreement                   107    371K 
 6: EX-10.1     Secured Grid Note With Cambridge Trust Company         2     19K 
15: EX-10.10    Tax Sharing Agreement                                 17     62K 
16: EX-10.11    Indemnification Agreement                             14     55K 
17: EX-10.12    Consulting Agreement                                  10     43K 
18: EX-10.13    Indemnification Agreement                              7     33K 
19: EX-10.14    Employment Agreement With D.H.Nixon                   73    232K 
20: EX-10.15    Service Agreement                                     19     56K 
21: EX-10.16    Employment Agreement With Anthony Napolitano          19     56K 
22: EX-10.17    Service Agreement                                     19     57K 
23: EX-10.18    Optional Service Agreement                            31     73K 
24: EX-10.19    Letter Agreement With Dow Jones Telrate               18     58K 
 7: EX-10.2     Inventory and A/R Security Agreement                  10     44K 
25: EX-10.20    Optional Service Delivery Agreement                   22     51K 
26: EX-10.21    Optional Service Agreement                            49    122K 
27: EX-10.22    Direct Feed Delivery Agreement                         8     27K 
28: EX-10.23    Amendment Dated as of October 31, 1995                12     44K 
29: EX-10.24    Optional Service Delivery Agreement                   64    181K 
30: EX-10.25    Optional Service Delivery Agreement                   58    138K 
31: EX-10.26    Optional Service Delivery Agreement                   18     61K 
32: EX-10.27    Optional Service Delivery Agreement                   17     63K 
33: EX-10.28    Letter Agreement                                       3     23K 
34: EX-10.29    Agreement to Supply Information                       14     33K 
 8: EX-10.3     Lease Agreement With Ksa Realty Trust                 74    189K 
35: EX-10.30    Service Agreement                                     29     84K 
36: EX-10.31    Amendment to Services Agreement                       30     97K 
37: EX-10.32    Amendment T0 Services Agreement                        2     20K 
38: EX-10.33    Software License Agreement                            19     62K 
39: EX-10.34    Option Agreement                                       5     26K 
40: EX-10.35    Lease Dated December 7, 1993                         208    654K 
41: EX-10.36    Cera LLC Unit Grant Plan                               5     22K 
42: EX-10.37    Cera LLC Unit Option Plan                             73    223K 
43: EX-10.38    Contingent Option Agreement                           11     41K 
44: EX-10.39    Mgi Special Stock Option Plan                         62    206K 
 9: EX-10.4     Advisory Agreement With Goldman Sachs Group Lp        22     61K 
45: EX-10.40    Mgi Stock Option Plan                                 18     62K 
10: EX-10.5     Form of Employment Agreement                          21     68K 
11: EX-10.6     Letter Agreement With Philippe A. Michelon             4     26K 
12: EX-10.7     Severance Agreement With D.H.Lucking, Jr.              4     23K 
13: EX-10.8     Registration and Participation Agreement              42    154K 
14: EX-10.9     Interim Services Agreement                             7     35K 
46: EX-21.1     Subsidiaries of the Registrant                         1     12K 
47: EX-23.1     Consent of Cooper & Lybrand LLP                        1     13K 
48: EX-23.2     Consent of Coopers & Lybrand LLP                       1     14K 
49: EX-23.3     Consent of Kpmg Peat Marwick LLP                       1     14K 
50: EX-23.4     Consent of Kpmg Peat Marwick LLP                       1     14K 
51: EX-27       Financial Data Schedule                                1     15K 


EX-10.7   —   Severance Agreement With D.H.Lucking, Jr.

EX-10.71st Page of 4TOCTopPreviousNextBottomJust 1st
 

Exhibit 10.7 CAMBRIDGE ENERGY RESEARCH ASSOCIATES, INC. 20 UNIVERSITY ROAD CAMBRIDGE, MASSACHUSETTS 02138 September 21, 1994 Mr. Daniel H. Lucking, Jr. c/o Cambridge Energy Research Associates, Inc. 20 University Road Cambridge, MA 02138 Re: Severance Agreement Dear Dan: This letter constitutes a severance agreement between you and Cambridge Energy Research Associates, Inc. ("CERA"). The terms of our agreement are as follows: 1. Severance. For the three-year period beginning as of the date hereof, if your employment with CERA is terminated in connection with the merger or sale of all or controlling portion of CERA or without cause subsequent to the merger or sale of all or a controlling portion of CERA, you will be entitled to a severance payment in the amount of your then current annual base salary, in lieu of any other payments or damages. Your severance amount will be paid at the rate of your then current salary, over a one-year period beginning on the date of termination of your employment, until the amount is paid in full. Notwithstanding the above, your severance payments will be conditioned upon the execution of a mutual release satisfactory to you and CERA. 2. Non-Disclosure. In the event that you leave CERA for any reason, you agree to maintain in confidence and abstain from using for your or anyone else's benefit any proprietary information of CERA. 3. Nondisparagement. You agree that you will not make any statements now or in the future to any current or former CERA employees or to any other person, which is disparaging of the business, reputation, competence, fairness or character of CERA or any officer, director, shareholder or employee of CERA. A disparaging statement is any comment, oral or written, which would, if publicized, cause humiliation or embarrassment or cause the recipient to question the business condition, integrity, competence or good character of any of these persons or entities.
EX-10.72nd Page of 4TOC1stPreviousNextBottomJust 2nd
Mr. Daniel H. Lucking, Jr. September 21, 1994 Page 2 Kindly indicate your agreement to the foregoing by signing on the line provided below and returning a copy to me at your earliest convenience. Very truly yours, /s/ Daniel H. Yergin Daniel H. Yergin, President Agreed and Accepted by: /s/ Daniel H. Lucking, Jr. ----------------------------- Daniel H. Lucking, Jr.
EX-10.73rd Page of 4TOC1stPreviousNextBottomJust 3rd
CAMBRIDGE ENERGY RESEARCH ASSOCIATES, L.P. 20 UNIVERSITY ROAD CAMBRIDGE, MASSACHUSETTS 02138 April 14, 1997 Mr. Daniel H. Lucking, Jr. c/o Cambridge Energy Research Associates, Inc. 20 University Road Cambridge, MA 02138 Re: Amendment to Severance Agreement Dear Dan: This letter shall serve as an amendment to the Severance Agreement between you and Cambridge Energy Research Associates, Inc. dated as of September 21, 1994. This letter shall also serve to confirm that all rights and obligations of Cambridge Energy Research Associates, Inc. under the Severance Agreement have been assigned to, and assumed by, Cambridge Energy Research Associates, L.P. The first sentence of the first paragraph of the Severance Agreement shall be deleted in its entirety and replaced with the following sentence: "This letter constitutes a severance agreement between you and Cambridge Energy Research Associates Limited Partnership, A Delaware limited partnership ("CERA"). The first sentence of numbered paragraph 1 of the Severance Agreement shall be deleted in its entirety and replaced with the following sentence: "For the period beginning as of the date of this letter and ending on December 31, 1998, if your employment with Cambridge Energy Research Associates, L.P. is terminated in connection with the merger or sale of all or a controlling portion of CERA or without cause subsequent to the merger or sale of all or a controlling portion of CERA, you will be entitled to a severance payment in the amount of your then current annual base salary, in lieu of any other payments or damages."
EX-10.7Last Page of 4TOC1stPreviousNextBottomJust 4th
Mr. Daniel H. Lucking April 14, 1997 Page 2 Kindly indicate your agreement to the foregoing by signing on the line provided below and returning a copy to me at your earliest convenience. Very truly yours, CAMBRIDGE ENERGY RESEARCH ASSOCIATES LIMITED PARTNERSHIP By: Cambridge Energy Research Associates, Inc. its General Partner By: /s/ Daniel H. Yergin ------------------------------------ Daniel H. Yergin, President AGREED AND ACCEPTED By: /s/ Daniel H. Lucking, Jr. --------------------------- Daniel H. Lucking, Jr.

Dates Referenced Herein

Referenced-On Page
This ‘S-4’ Filing    Date First  Last      Other Filings
12/31/983None on these Dates
Filed on:8/27/97
4/14/9734
9/21/9413
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Filing Submission 0000950135-97-003640   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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