SEC Info  
  Home     Search     My Interests     Help     Sign In     Please Sign In  

Ameriprise Financial Inc · 13F-HR · For 6/29/07

Filed On 8/14/07 5:08pm ET   ·   SEC File 28-00139   ·   Accession Number 950137-7-12368

  in   Show  and 
  As Of               Filer                 Filing     As/For/On Docs:Pgs              Issuer               Agent

 8/14/07  Ameriprise Financial Inc          13F-HR      6/29/07    1:173                                    Bowne of Chicago...01/FA

Quarterly Holdings or Combination Report by an Institutional Money Manager   ·   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Holdings Report                                      173  1,049K 

13F-HR1st Page of 173TOCTopPreviousNextBottomJust 1st
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13 (F) COVER PAGE Report for the Calendar Year or Quarter Ended: June 29, 2007 Check here if Amendment [ ]; Amendment Number: -------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ameriprise Financial, Inc. Address: 430 Ameriprise Financial Center Minneapolis, MN 55474-0000 Form 13F File Number: 28-139 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey Fox Title: V.P. Investment Accounting Phone: 612-671-6741 Signature, Place, and Date of Signing: /s/ Jeffrey Fox Minneapolis, MN August 14, 2007 ----------------------------------- ------------------------ --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [x] 13F COMBINATION REPORT.
13F-HR2nd Page of 173TOC1stPreviousNextBottomJust 2nd
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 9 Form 13F Information Table Entry Total: 9226 Form 13F Information Table Value Total: $64558249 (thousands) List of Other Included Managers: No. 13F File Number Name 01 28-139 Ameriprise Financial, Inc. 02 28-10477 RiverSource Investments, LLC 03 28-1045 Ameriprise Trust Company 04 28-140 Ameriprise Certificate Company 05 28-143 RiverSource Life Insurance Company 06 28-1046 RiverSource Life Insurance Company of New York 10 Threadneedle Asset Management Limited 14 Kenwood Capital Management LLC 15 Securities America, Inc.
13F-HR3rd Page of 173TOC1stPreviousNextBottomJust 3rd
FORM 13F INFORMATION TABLE [Enlarge/Download Table] VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- ---- ------- -------- CNH GLOBAL N.V. COM 000029893 40851 800862 SH DEFINED 01 10 0 0 800862 AAB NATL CO COM COM 000303107 0 100 SH DEFINED 01 15 0 0 100 AAB NATIONAL COMPANY (RESTRICT COM 000303990 0 354 SH DEFINED 01 15 0 0 354 AAG HLDG INC GTD SR DEB COM 000336305 13 500 SH DEFINED 01 15 0 0 500 AAON INC COM 000360206 160 5040 SH DEFINED 01 02 0 5040 0 AAR CORP COM 000361105 2918 88405 SH DEFINED 01 02 0 0 88405 ABB LTD-SPON ADR COM 000375204 99637 4408684 SH DEFINED 01 02 0 0 4408684 ABB LTD-SPON ADR COM 000375204 407 17987 SH DEFINED 01 03 0 0 17987 ABB LTD-SPON ADR COM 000375204 181 8012 SH DEFINED 01 15 0 0 8012 A B WATLEY GRP INC COM 000788109 0 500 SH DEFINED 01 15 0 0 500 ABX AIR INC COM 00080S101 23 2825 SH DEFINED 01 02 0 0 2825 ABX AIR INC COM 00080S101 4 500 SH DEFINED 01 15 0 0 500 ABN AMRO CAP FDG TR VI NON COM 00080V203 9 385 SH DEFINED 01 15 0 0 385 ACCO BRANDS CORP COM 00081T108 0 0 SH DEFINED 01 02 0 0 0 ACCO BRANDS CORP COM 00081T108 20 863 SH DEFINED 01 15 0 0 863 ACNB CORP COM 000868109 2 88 SH DEFINED 01 15 0 0 88 ADC TELECOMMUNICATIONS INC COM 000886309 1696 92518 SH DEFINED 01 02 0 0 92518 ADC TELECOMMUNICATIONS INC COM 000886309 356 19432 SH DEFINED 01 03 0 19432 0 ADC TELECOMMUNICATIONS INC COM 000886309 25 1380 SH DEFINED 01 15 0 0 1380 A CLASSIFIED AD INC COM COM 00089Y109 0 100 SH DEFINED 01 15 0 0 100 A CLASSIFIED AD INC (RESTRICTE COM 00089Y992 0 290 SH DEFINED 01 15 0 0 290 ABN AMRO HLDG N V SPONSORED COM 000937102 107 2333 SH DEFINED 01 15 0 0 2333 AER ENERGY RES INC COM 000944108 0 11800 SH DEFINED 01 15 0 0 11800 ACM MANAGED DLR INC FU COM 000949107 8 1000 SH DEFINED 01 15 0 0 1000 ABM INDUSTRIES INC COM 000957100 7137 276525 SH DEFINED 01 02 0 15590 260935 ABM INDUSTRIES INC COM 000957100 1052 40790 SH DEFINED 01 02 14 0 40790 0 ABM INDUSTRIES INC COM 000957100 366 14190 SH DEFINED 01 03 0 14190 0 ABM INDUSTRIES INC COM 000957100 3 106 SH DEFINED 01 15 0 0 106 ADM TRONICS UNLTD INC COM 001004100 35 131390 SH DEFINED 01 15 0 0 131390 ADS MEDIA GROUP INC COM NEW COM 00100X205 0 74 SH DEFINED 01 15 0 0 74 AEP INDUSTRIES INC COM 001031103 180 4003 SH DEFINED 01 02 0 2570 1433 AFC ENTERPRISES COM 00104Q107 262 15149 SH DEFINED 01 02 0 0 15149 AFC ENTERPRISES COM 00104Q107 2 100 SH DEFINED 01 15 0 0 100 AFLAC INC COM 001055102 74725 1453768 SH DEFINED 01 02 0 0 1453768 AFLAC INC COM 001055102 4161 80945 SH DEFINED 01 03 0 80945 0 AFLAC INC COM 001055102 2910 56616 SH DEFINED 01 15 0 0 56616 AFV SOLUTIONS INC COM 00106X100 0 30 SH DEFINED 01 15 0 0 30 AGCO CORP COM 001084102 57911 1334057 SH DEFINED 01 02 0 8153 1325904 AGCO CORP COM 001084102 14406 332031 SH DEFINED 01 10 0 0 332031 AGCO CORP COM 001084102 46 1065 SH DEFINED 01 15 0 0 1065 AGL RESOURCES INC COM 001204106 5209 128680 SH DEFINED 01 02 0 700 127980 AGL RESOURCES INC COM 001204106 81 1997 SH DEFINED 01 15 0 0 1997 AES CORP COM 00130H105 24507 1120133 SH DEFINED 01 02 0 1681 1118452 AES CORP COM 00130H105 2783 127209 SH DEFINED 01 03 0 127209 0 AES CORP COM 00130H105 339 15495 SH DEFINED 01 15 0 0 15495 AK STEEL HOLDING CORP COM 001547108 551 14728 SH DEFINED 01 02 0 0 14728 AK STEEL HOLDING CORP COM 001547108 51 1367 SH DEFINED 01 15 0 0 1367 ALJ REGL HLDGS INC COM COM 001627108 0 500 SH DEFINED 01 15 0 0 500
13F-HR4th Page of 173TOC1stPreviousNextBottomJust 4th
[Enlarge/Download Table] AMB PROPERTY CORP COM 00163T109 3676 69091 SH DEFINED 01 02 0 760 68331 AMDL INC COM PAR 2006 COM 00167K500 0 1 SH DEFINED 01 15 0 0 1 AMICAS INC COM 001712108 443 125175 SH DEFINED 01 02 0 0 125175 AML COMMUNICATIONS INC COM 001733104 0 340 SH DEFINED 01 15 0 0 340 AMN HEALTHCARE SERVICES INC COM 001744101 2139 97230 SH DEFINED 01 02 0 0 97230 AMR CORP DEL COM 001765106 45830 1739142 SH DEFINED 01 02 0 6493 1732649 AMR CORP DEL COM 001765106 241 9119 SH DEFINED 01 03 0 9119 0 AMR CORP DEL COM 001765106 18450 701558 SH DEFINED 01 10 0 0 701558 AMR CORP DEL COM 001765106 36 1369 SH DEFINED 01 15 0 0 1369 ANC RENT CORP NO 100HOLD COM 001813104 0 55 SH DEFINED 01 15 0 0 55 AOI COAL CO COM COM 001832104 0 2000 SH DEFINED 01 15 0 0 2000 APS HLDGS CORP CL A NO 100HOLD COM 001937101 0 7500 SH DEFINED 01 15 0 0 7500 A.S.V. INC COM 001963107 584 33790 SH DEFINED 01 02 0 0 33790 A.S.V. INC COM 001963107 288 16693 SH DEFINED 01 03 0 16693 0 A.S.V. INC COM 001963107 5 280 SH DEFINED 01 15 0 0 280 ARC ENERGY TR UNIT ISIN #CA00 COM 001986108 65 3145 SH DEFINED 01 15 0 0 3145 ARC COMMUNICATIONS INC NJ EXC COM 00204P108 0 100000 SH DEFINED 01 15 0 0 100000 A T & E CORP COM 002062107 0 200 SH DEFINED 01 15 0 0 200 ATG INC NO 100HOLD COM 00206P106 0 10000 SH DEFINED 01 15 0 0 10000 AT&T INC COM 00206R102 1123683 27076728 SH DEFINED 01 02 0 42524 27034204 AT&T INC COM 00206R102 44681 1076646 SH DEFINED 01 03 0 1076646 0 AT&T INC COM 00206R102 42752 1030174 SH DEFINED 01 10 0 0 1030174 AT&T INC COM 00206R102 18707 450767 SH DEFINED 01 15 0 0 450767 AT & T 7.00% PUB INCOME NT COM 00206R201 48 1900 SH DEFINED 01 15 0 0 1900 ATMI INC COM 00207R101 1699 56647 SH DEFINED 01 02 0 0 56647 ATS MEDICAL INC COM 002083103 1 350 SH DEFINED 01 15 0 0 350 ATP OIL & GAS CORP COM 00208J108 150 3081 SH DEFINED 01 15 0 0 3081 ASBC CAPITAL I COM 00209E207 8 300 SH DEFINED 01 15 0 0 300 A SUPER DEAL COM INCCOM COM 00210R106 0 100 SH DEFINED 01 15 0 0 100 A SUPER DEAL INC RESTRICTED COM 00210R890 0 284 SH DEFINED 01 15 0 0 284 ATX COMMUNICATIONS INC COM N COM 002113108 0 10 SH DEFINED 01 15 0 0 10 AU 0PTRONICS CORP COM 002255107 107 6197 SH DEFINED 01 15 0 0 6197 AW COMPUTER SYS INC CL A COM 002448108 0 300 SH DEFINED 01 15 0 0 300 AXM PHARMA INC COM COM 002457109 1 4000 SH DEFINED 01 15 0 0 4000 AXT INC COM 00246W103 332 76606 SH DEFINED 01 02 0 0 76606 AZZ INC COM 002474104 446 13256 SH DEFINED 01 02 0 3390 9866 AAIPHARMA INC COM NO 100 COM 00252W104 0 500 SH DEFINED 01 15 0 0 500 AARON RENTS INC COM 002535201 2337 80041 SH DEFINED 01 02 0 0 80041 AARON RENTS INC COM 002535201 32 1112 SH DEFINED 01 15 0 0 1112 ABAXIS INC COM 002567105 16 775 SH DEFINED 01 15 0 0 775 ABBOTT LABORATORIES COM 002824100 133083 2485237 SH DEFINED 01 02 0 20001 2465236 ABBOTT LABORATORIES COM 002824100 14272 266519 SH DEFINED 01 03 0 266519 0 ABBOTT LABORATORIES COM 002824100 8761 163634 SH DEFINED 01 10 0 0 163634 ABBOTT LABORATORIES COM 002824100 3512 65590 SH DEFINED 01 15 0 0 65590 ABER DIAMOND CORP ISIN COM 002893105 4 103 SH DEFINED 01 15 0 0 103 ABERCROMBIE & FITCH CO. COM 002896207 15500 212400 SH DEFINED 01 02 0 66 212334 ABERCROMBIE & FITCH CO. COM 002896207 6975 95579 SH DEFINED 01 02 10 0 0 95579 ABERCROMBIE & FITCH CO. COM 002896207 1267 17361 SH DEFINED 01 03 0 17361 0 ABERCROMBIE & FITCH CO. COM 002896207 69033 947208 SH DEFINED 01 10 0 0 947208 ABERCROMBIE & FITCH CO. COM 002896207 67 924 SH DEFINED 01 15 0 0 924 ABBEY NATIONAL PLCPFD TIER 1 COM 002920809 23 900 SH DEFINED 01 15 0 0 900 ABERDEEN ASIA PACIFIC IN COM 003009107 357 55828 SH DEFINED 01 15 0 0 55828 ABERDEEN AUSTRALIA EQUITY FD COM 003011103 12 700 SH DEFINED 01 15 0 0 700 ABERDEEN GLOBAL INCOME FD COM 003013109 10 800 SH DEFINED 01 15 0 0 800 ABIOMED INC COM 003654100 254 23600 SH DEFINED 01 15 0 0 23600 ABLEAUCTIONS COM INCCOM NEW COM 00371F206 0 250 SH DEFINED 01 15 0 0 250 ABLE LABORATORIES INC COM NE COM 00371N407 0 1633 SH DEFINED 01 15 0 0 1633 ABN AMRO CAP FDG TR V GTD TR P COM 00372P203 208 9000 SH DEFINED 01 15 0 0 9000 ABN AMRO CAP FDG TR VII GTD TR COM 00372Q201 348 14915 SH DEFINED 01 15 0 0 14915 ABRAXIS BIOSCIENCE INC COM COM 00383E106 40 1777 SH DEFINED 01 15 0 0 1777
13F-HR5th Page of 173TOC1stPreviousNextBottomJust 5th
[Enlarge/Download Table] ACACIA RES CORP AR COMBIMA COM 003881208 0 55 SH DEFINED 01 15 0 0 55 ACACIA RESH CORP AR ACACIA COM 003881307 2 100 SH DEFINED 01 15 0 0 100 AC ENERGY INC RESTRICTED COM 003998812 0 4 SH DEFINED 01 15 0 0 4 ACADIA REALTY TRUST COM 004239109 3461 133370 SH DEFINED 01 02 0 0 133370 ACCENT COLOR SCIENCES I COM 004305108 0 500 SH DEFINED 01 15 0 0 500 ACCESS POWER INC COM 00431N108 0 1000 SH DEFINED 01 15 0 0 1000 ACCESS INTEGRATED TECHNOLO-A COM 004329108 274 33921 SH DEFINED 01 02 0 0 33921 ACCREDITED HOME LENDERS HL COM 00437P107 3 200 SH DEFINED 01 15 0 0 200 ACCURAY INC COM 004397105 222 10000 SH DEFINED 01 02 0 0 10000 ACCURAY INC COM 004397105 71 3200 SH DEFINED 01 15 0 0 3200 ACCURIDE CORP COM 004398103 2795 181390 SH DEFINED 01 02 0 14264 167126 ACCURIDE CORP COM 004398103 584 37900 SH DEFINED 01 02 14 0 37900 0 ACCURIDE CORP COM 004398103 218 14130 SH DEFINED 01 03 0 14130 0 ACERGY S A SPONSORED COM 00443E104 12 555 SH DEFINED 01 15 0 0 555 ACETO CORP COM 004446100 1 131 SH DEFINED 01 15 0 0 131 ACME METALS INC NO 100HOLD COM 004724100 0 97 SH DEFINED 01 15 0 0 97 ACOM CO LTD SPONSORED COM 004845202 2 213 SH DEFINED 01 15 0 0 213 ACTIVISION INC COM 004930202 354 18978 SH DEFINED 01 02 0 0 18978 ACTIVISION INC COM 004930202 17 930 SH DEFINED 01 03 0 930 0 ACTIVISION INC COM 004930202 40591 2178789 SH DEFINED 01 10 0 0 2178789 ACTIVISION INC COM 004930202 3330 178387 SH DEFINED 01 15 0 0 178387 ACTEL CORP COM 004934105 1484 106657 SH DEFINED 01 02 0 16330 90327 ACTEL CORP COM 004934105 605 43440 SH DEFINED 01 02 14 0 43440 0 ACTEL CORP COM 004934105 214 15400 SH DEFINED 01 03 0 15400 0 ACTIVIDENTITY CORP COM COM 00506P103 95 20682 SH DEFINED 01 15 0 0 20682 ACTUATE CORP COM 00508B102 2205 324870 SH DEFINED 01 02 0 17790 307080 ACTUANT CORPORATION COM 00508X203 5393 85528 SH DEFINED 01 02 0 2160 83368 ACUITY BRANDS INC COM 00508Y102 10009 166029 SH DEFINED 01 02 0 13086 152943 ACUITY BRANDS INC COM 00508Y102 1057 17530 SH DEFINED 01 02 14 0 17530 0 ACUITY BRANDS INC COM 00508Y102 362 6000 SH DEFINED 01 03 0 6000 0 ACUITY BRANDS INC COM 00508Y102 167 2766 SH DEFINED 01 15 0 0 2766 ACURA PHARMACEUT COM 00509L109 6 5000 SH DEFINED 01 15 0 0 5000 ACXIOM CORP COM 005125109 994 37581 SH DEFINED 01 02 0 0 37581 ACXIOM CORP COM 005125109 21 800 SH DEFINED 01 15 0 0 800 ADAMS EXPRESS COMPANY COM 006212104 32 2132 SH DEFINED 01 15 0 0 2132 ADAMS RESOURCES & ENERGY INC COM 006351308 266 8910 SH DEFINED 01 02 0 0 8910 ADAMS RESPIRATORY THERA INC COM 00635P107 828 21010 SH DEFINED 01 02 0 4010 17000 ADAMS RESPIRATORY THERA INC COM 00635P107 9 235 SH DEFINED 01 15 0 0 235 ADAPTIVE BROADBAND CORP COM 00650M104 0 100 SH DEFINED 01 15 0 0 100 ADAPTEC INC COM 00651F108 744 195252 SH DEFINED 01 02 0 0 195252 ADAPTEC INC COM 00651F108 58 15100 SH DEFINED 01 15 0 0 15100 ADELPHIA BUSINESS SOLUTIONS COM 006847107 0 674 SH DEFINED 01 15 0 0 674 ADELPHIA RECOVERY TRUST COM 00685R102 0 254490 SH DEFINED 01 02 0 0 254490 ADELPHIA RECOVERY TRCVV SER AC COM 00685R409 2 23225 SH DEFINED 01 15 0 0 23225 ADELPHIA CONTINGENT VALUE VEHI COM 00685R870 0 20811 SH DEFINED 01 15 0 0 20811 ADIDAS SALOMON AG SPON ADR COM 00687A107 29 905 SH DEFINED 01 15 0 0 905 ESCROW ADELPHIA COMMUN CUS COM 006ESC917 0 20811 SH DEFINED 01 15 0 0 20811 ADMINISTAFF INC COM 007094105 1330 39710 SH DEFINED 01 02 0 0 39710 ADOBE SYSTEMS INC COM 00724F101 33524 834958 SH DEFINED 01 02 0 13301 821657 ADOBE SYSTEMS INC COM 00724F101 4201 104639 SH DEFINED 01 03 0 104639 0 ADOBE SYSTEMS INC COM 00724F101 24224 603961 SH DEFINED 01 10 0 0 603961 ADOBE SYSTEMS INC COM 00724F101 646 16081 SH DEFINED 01 15 0 0 16081 ADTRAN INC COM 00738A106 1717 66120 SH DEFINED 01 02 0 4320 61800 ADTRAN INC COM 00738A106 4 150 SH DEFINED 01 15 0 0 150
13F-HR6th Page of 173TOC1stPreviousNextBottomJust 6th
[Enlarge/Download Table] ADVANCE AMERICA CASH ADVANCE COM 00739W107 234 13163 SH DEFINED 01 02 0 0 13163 ADVANCE AMERICA CASH ADVANCE COM 00739W107 66 3702 SH DEFINED 01 15 0 0 3702 ADVANCE AUTO PARTS INC COM 00751Y106 64 1589 SH DEFINED 01 02 0 447 1142 ADVANCE AUTO PARTS INC COM 00751Y106 5 123 SH DEFINED 01 15 0 0 123 ADVANCED CELL TECHNOLOGY COM 00752K105 0 500 SH DEFINED 01 15 0 0 500 ADVANCED MAGNETICS INC COM 00753P103 720 12359 SH DEFINED 01 02 0 0 12359 ADVANCED MAGNETICS INC COM 00753P103 243 4177 SH DEFINED 01 10 0 0 4177 ADVANCED OPTICS ELECTRONIC COM 00754V109 0 50000 SH DEFINED 01 15 0 0 50000 ADVANCED TISSUE SCIENCES I COM 00755F103 0 3417 SH DEFINED 01 15 0 0 3417 ADVANCED PLANT PHARMACEUT COM 00756F201 0 9000 SH DEFINED 01 15 0 0 9000 ADVANCED SEMICONDUC COM 00756M404 684 100100 SH DEFINED 01 15 0 0 100100 ADVANCED SWITCHING COMMUNICAT COM 00757V106 0 400 SH DEFINED 01 15 0 0 400 ADVANCED WIRELESS SYS INC 1 COM 00757W104 0 3141 SH DEFINED 01 15 0 0 3141 AEON CO LTD ADR COM 007627102 52 2789 SH DEFINED 01 15 0 0 2789 ADVANTAGE ENERGY INCOME FD COM 00762L101 503 35738 SH DEFINED 01 15 0 0 35738 ADVISORY BOARD CO/THE COM 00762W107 667 12000 SH DEFINED 01 02 0 0 12000 ADVANCED MEDICAL OPTICS INC COM 00763M108 4953 142000 SH DEFINED 01 02 0 0 142000 ADVANCED MEDICAL OPTICS INC COM 00763M108 134 3854 SH DEFINED 01 15 0 0 3854 ADVENT CLAYMORE CONV SECS COM 00764C109 614 22219 SH DEFINED 01 15 0 0 22219 ADVENTRX PHARMACEUT COM 00764X103 3 1100 SH DEFINED 01 15 0 0 1100 AEOLUS PHARM PHARMACEUT COM 00765G109 1 1000 SH DEFINED 01 15 0 0 1000 AECO TECHNOLOGY CORP COM 00766T100 212 8560 SH DEFINED 01 02 0 0 8560 AECO TECHNOLOGY CORP COM 00766T100 35 1400 SH DEFINED 01 15 0 0 1400 AEROFLEX INC COM 007768104 1733 122334 SH DEFINED 01 02 0 0 122334 AEROFLEX INC COM 007768104 2 142 SH DEFINED 01 15 0 0 142 AEROPOSTALE INC COM 007865108 3809 91355 SH DEFINED 01 02 0 9030 82325 AEROPOSTALE INC COM 007865108 69 1665 SH DEFINED 01 15 0 0 1665 ADVANCED MICRO DEVICES COM 007903107 388 27162 SH DEFINED 01 02 0 0 27162 ADVANCED MICRO DEVICES COM 007903107 1303 91085 SH DEFINED 01 03 0 91085 0 ADVANCED MICRO DEVICES COM 007903107 81 5659 SH DEFINED 01 15 0 0 5659 AEGON N V ISIN #US00 COM 007924103 1181 60093 SH DEFINED 01 15 0 0 60093 AEGON N V PERP CAP S COM 007924301 222 9107 SH DEFINED 01 15 0 0 9107 ADVANCED VIRAL RESH CORP COM 007928104 0 5000 SH DEFINED 01 15 0 0 5000 ADVANTA CORP-CL B COM 007942204 5713 183416 SH DEFINED 01 02 0 0 183416 ADVANTA CORP-CL B COM 007942204 709 22755 SH DEFINED 01 02 14 0 0 22755 ADVANTA CORP-CL B COM 007942204 243 7800 SH DEFINED 01 03 0 0 7800 ADVANCED ENERGY INDUSTRIES COM 007973100 7447 328610 SH DEFINED 01 02 0 4730 323880 ADVANCED ENERGY INDUSTRIES COM 007973100 171 7567 SH DEFINED 01 15 0 0 7567 ADVENT SOFTWARE INC COM 007974108 37360 1147768 SH DEFINED 01 02 0 636 1147132 ADVENT SOFTWARE INC COM 007974108 1244 38212 SH DEFINED 01 03 0 38212 0 ADVENT SOFTWARE INC COM 007974108 1 30 SH DEFINED 01 15 0 0 30 AEROVIRNMENT INC COM 008073108 3 150 SH DEFINED 01 15 0 0 150 AES TR III 6.75% TR C COM 00808N202 20 400 SH DEFINED 01 15 0 0 400 AETNA INC NEW COM 00817Y108 35084 710187 SH DEFINED 01 02 0 0 710187 AETNA INC NEW COM 00817Y108 4221 85454 SH DEFINED 01 03 0 85454 0 AETNA INC NEW COM 00817Y108 1632 33044 SH DEFINED 01 15 0 0 33044 AFFILIATED COMPUTER SVCS-A COM 008190100 23282 410489 SH DEFINED 01 02 0 0 410489 AFFILIATED COMPUTER SVCS-A COM 008190100 931 16415 SH DEFINED 01 03 0 16415 0 AFFILIATED COMPUTER SVCS-A COM 008190100 391 6902 SH DEFINED 01 15 0 0 6902 AFFILIATED MANAGERS GROUP INC COM 008252108 3639 28260 SH DEFINED 01 02 0 0 28260 AFFILIATED MANAGERS GROUP INC COM 008252108 3802 29569 SH DEFINED 01 10 0 0 29569 AFFILIATED MANAGERS GROUP INC COM 008252108 17 132 SH DEFINED 01 15 0 0 132 AFFYMAX INC COM 00826A109 762 28290 SH DEFINED 01 02 0 3290 25000 AFFYMETRIX INC COM 00826T108 136 5450 SH DEFINED 01 02 0 5450 0
13F-HR7th Page of 173TOC1stPreviousNextBottomJust 7th
[Enlarge/Download Table] AFFYMETRIX INC COM 00826T108 79 3161 SH DEFINED 01 15 0 0 3161 AFTERMARKET TECHNOLOGY CORP COM 008318107 6873 231574 SH DEFINED 01 02 0 15280 216294 AFTERMARKET TECHNOLOGY CORP COM 008318107 1162 39170 SH DEFINED 01 02 14 0 39170 0 AFTERMARKET TECHNOLOGY CORP COM 008318107 418 14100 SH DEFINED 01 03 0 14100 0 AFTERMARKET TECHNOLOGY CORP COM 008318107 17 581 SH DEFINED 01 15 0 0 581 AGILENT TECHNOLOGIES INC COM 00846U101 11627 302452 SH DEFINED 01 02 0 0 302452 AGILENT TECHNOLOGIES INC COM 00846U101 2519 65528 SH DEFINED 01 03 0 65528 0 AGILENT TECHNOLOGIES INC COM 00846U101 19590 510549 SH DEFINED 01 10 0 0 510549 AGILENT TECHNOLOGIES INC COM 00846U101 207 5394 SH DEFINED 01 15 0 0 5394 AGILE SOFTWARE CORP DEL CASH M COM 00846X105 20 2511 SH DEFINED 01 15 0 0 2511 AGNICO-EAGLE MINES LTD COM 008474108 3133 85833 SH DEFINED 01 02 0 0 85833 AGNICO-EAGLE MINES LTD COM 008474108 90 2458 SH DEFINED 01 15 0 0 2458 AGILYSYS INC COM 00847J105 3985 177173 SH DEFINED 01 02 0 9854 167319 AGILYSYS INC COM 00847J105 590 26240 SH DEFINED 01 02 14 0 26240 0 AGILYSYS INC COM 00847J105 209 9300 SH DEFINED 01 03 0 9300 0 AGILYSYS INC COM 00847J105 27 1184 SH DEFINED 01 15 0 0 1184 AGREE REALTY CORP COM 008492100 1471 47065 SH DEFINED 01 02 0 0 47065 AIR PACKAGING TECH INC COM 008913204 0 1260 SH DEFINED 01 15 0 0 1260 AGRIUM INC COM 008916108 1028 23490 SH DEFINED 01 02 0 0 23490 AGRIUM INC COM 008916108 82 1864 SH DEFINED 01 15 0 0 1864 AIMGLOBAL TECHNOLOGI COM 00900N100 0 500 SH DEFINED 01 15 0 0 500 AIR FRANCE-KLM-ADR COM 009119108 15966 343420 SH DEFINED 01 02 0 0 343420 AIR FRANCE-KLM-ADR COM 009119108 20 432 SH DEFINED 01 15 0 0 432 AIR FRANCE ADR WTS 11/05/2007 WT 009119116 4187 312200 SH DEFINED 01 02 0 0 312200 AIR METHODS CORP COM 009128307 86 2348 SH DEFINED 01 02 0 0 2348 AIR PRODUCTS & CHEMICALS INC COM 009158106 69409 863603 SH DEFINED 01 02 0 21354 842249 AIR PRODUCTS & CHEMICALS INC COM 009158106 3474 43220 SH DEFINED 01 03 0 43220 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 438 5451 SH DEFINED 01 15 0 0 5451 AIRNET SYSTEMS INC COM 009417106 1 200 SH DEFINED 01 15 0 0 200 AIRTRAN HOLDINGS INC COM 00949P108 3161 289450 SH DEFINED 01 02 0 7610 281840 AIRTRAN HOLDINGS INC COM 00949P108 10 900 SH DEFINED 01 15 0 0 900 AIXTRON AKTIENGESE COM 009606104 2 255 SH DEFINED 01 15 0 0 255 AKAMAI TECHNOLOGIES COM 00971T101 14245 292856 SH DEFINED 01 02 0 15587 277269 AKAMAI TECHNOLOGIES COM 00971T101 238 4909 SH DEFINED 01 03 0 4909 0 AKAMAI TECHNOLOGIES COM 00971T101 72 1474 SH DEFINED 01 15 0 0 1474 AKORN INC COM 009728106 29 4128 SH DEFINED 01 02 0 0 4128 AKZO NOBEL NV ADR COM 010199305 19 220 SH DEFINED 01 15 0 0 220 ALABAMA NATIONAL BANCORP/DEL COM 010317105 1736 28070 SH DEFINED 01 02 0 0 28070 ALABAMA NATIONAL BANCORP/DEL COM 010317105 39 632 SH DEFINED 01 15 0 0 632 ALABAMA POWER CO PFD 4.20% COM 010392207 0 1 SH DEFINED 01 15 0 0 1 ALABAMA PWR CO SR NT SER COM 010392546 15 600 SH DEFINED 01 15 0 0 600 ALABAMA PWR CO SR NT SER COM 010392553 15 650 SH DEFINED 01 15 0 0 650 ALASKA AIR GROUP INC COM 011659109 14097 506016 SH DEFINED 01 02 0 0 506016 ALASKA AIR GROUP INC COM 011659109 2 73 SH DEFINED 01 15 0 0 73 ALASKA COMM SYSTEMS GROUP COM 01167P101 5602 353637 SH DEFINED 01 02 0 18274 335363 ALASKA COMM SYSTEMS GROUP COM 01167P101 773 48830 SH DEFINED 01 02 14 0 48830 0 ALASKA COMM SYSTEMS GROUP COM 01167P101 291 18350 SH DEFINED 01 03 0 18350 0 ALASKA COMM SYSTEMS GROUP COM 01167P101 46 2915 SH DEFINED 01 15 0 0 2915 ALBANY INTERNATIONAL CORP COM 012348108 1947 48140 SH DEFINED 01 02 0 0 48140 ALBANY MOLECULAR RESEARCH INC COM 012423109 819 55163 SH DEFINED 01 02 0 0 55163 ALBANY MOLECULAR RESEARCH INC COM 012423109 3 200 SH DEFINED 01 15 0 0 200 ALBEMARLE CORP COM 012653101 985 25576 SH DEFINED 01 02 0 1798 23778 ALBERTO-CULVER CO COM 013078100 1380 58192 SH DEFINED 01 02 0 0 58192 ALBERTO-CULVER CO COM 013078100 169 7105 SH DEFINED 01 15 0 0 7105
13F-HR8th Page of 173TOC1stPreviousNextBottomJust 8th
[Enlarge/Download Table] ALCAN INC COM 013716105 7651 94113 SH DEFINED 01 02 0 0 94113 ALCAN INC COM 013716105 85 1038 SH DEFINED 01 15 0 0 1038 ALCOA INC COM 013817101 164226 4051932 SH DEFINED 01 02 0 0 4051932 ALCOA INC COM 013817101 6511 160643 SH DEFINED 01 03 0 160643 0 ALCOA INC COM 013817101 1580 38975 SH DEFINED 01 15 0 0 38975 ALCATEL LUCENT-SPONSORED ADR COM 013904305 37731 2695082 SH DEFINED 01 02 0 0 2695082 ALCATEL LUCENT-SPONSORED ADR COM 013904305 658 46983 SH DEFINED 01 15 0 0 46983 ALDILA INC COM NEW COM 014384200 15 961 SH DEFINED 01 15 0 0 961 ALEXANDER & BALDWIN INC COM 014482103 436 8213 SH DEFINED 01 15 0 0 8213 ALESCO FINL INC COM COM 014485106 70 8600 SH DEFINED 01 15 0 0 8600 ALEXANDER'S INC COM 014752109 481 1190 SH DEFINED 01 02 0 0 1190 ALEXANDRIA REAL ESTATE EQUIT COM 015271109 9182 94841 SH DEFINED 01 02 0 0 94841 ALEXANDRIA REAL ESTATE EQUIT COM 015271109 96 988 SH DEFINED 01 03 0 988 0 ALEXION PHARMACEUTICALS INC COM 015351109 2986 66260 SH DEFINED 01 02 0 2160 64100 ALEXION PHARMACEUTICALS INC COM 015351109 5 100 SH DEFINED 01 15 0 0 100 ALEXIS MINERALS CORPISIN #CA01 COM 01537P104 3 3000 SH DEFINED 01 15 0 0 3000 ALEXZA PHARMACEUTICALS INC. COM 015384100 26 3227 SH DEFINED 01 02 0 0 3227 ALEXZA PHARMACEUTICALS INC. COM 015384100 8 1000 SH DEFINED 01 15 0 0 1000 ALFACELL CORP COM 015404106 0 100 SH DEFINED 01 15 0 0 100 ALGONQUIN PWR INCOMEFD TR UNIT COM 015910102 254 30600 SH DEFINED 01 15 0 0 30600 ALICO INC FRMLY ALICO LAND COM 016230104 42 685 SH DEFINED 01 15 0 0 685 ALIGN TECHNOLOGY INC COM 016255101 2756 114057 SH DEFINED 01 02 0 11820 102237 ALIGN TECHNOLOGY INC COM 016255101 7 300 SH DEFINED 01 15 0 0 300 ALKERMES INC COM 01642T108 2041 139780 SH DEFINED 01 02 0 10180 129600 ALKERMES INC COM 01642T108 301 20625 SH DEFINED 01 03 0 20625 0 ALKERMES INC COM 01642T108 8 535 SH DEFINED 01 15 0 0 535 ALL AMERICAN FOOD GRP INC COM 016435307 0 100000 SH DEFINED 01 15 0 0 100000 ALL SEASONS STORAGE TRUST SER COM 016634909 0 500 SH DEFINED 01 15 0 0 500 ALL SEASONS STORAGE TR PFD SER COM 01663Y200 0 2500 SH DEFINED 01 15 0 0 2500 ALLEGHENY ENERGY INC COM 017361106 12270 237116 SH DEFINED 01 02 0 74 237042 ALLEGHENY ENERGY INC COM 017361106 1576 30450 SH DEFINED 01 03 0 30450 0 ALLEGHENY ENERGY INC COM 017361106 2296 44381 SH DEFINED 01 10 0 0 44381 ALLEGHENY ENERGY INC COM 017361106 159 3065 SH DEFINED 01 15 0 0 3065 ALLEGHENY TECHNOLOGIES INC COM 01741R102 22891 218265 SH DEFINED 01 02 0 5534 212731 ALLEGHENY TECHNOLOGIES INC COM 01741R102 1970 18775 SH DEFINED 01 03 0 18775 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 61 585 SH DEFINED 01 15 0 0 585 ALLEGIANCE TELECOM INC NO 100 COM 01747T102 0 100 SH DEFINED 01 15 0 0 100 ALLEGRO BIODIESEL CORP COM COM 017486101 0 5 SH DEFINED 01 15 0 0 5 ALLEGRO GROUP INC COM COM 01748Q107 0 40 SH DEFINED 01 15 0 0 40 ALLEGIANT TRAVEL CO COM 01748X102 1809 58870 SH DEFINED 01 02 0 5540 53330 ALLEGIANT TRAVEL CO COM 01748X102 461 15020 SH DEFINED 01 02 14 0 15020 0 ALLEGIANT TRAVEL CO COM 01748X102 169 5500 SH DEFINED 01 03 0 5500 0 ALLERGAN INC COM 018490102 21862 379292 SH DEFINED 01 02 0 192 379100 ALLERGAN INC COM 018490102 3389 58786 SH DEFINED 01 03 0 58786 0 ALLERGAN INC COM 018490102 339 5879 SH DEFINED 01 10 0 0 5879 ALLERGAN INC COM 018490102 541 9382 SH DEFINED 01 15 0 0 9382 ALLETE INC COM 018522300 6463 137344 SH DEFINED 01 02 0 10558 126786 ALLETE INC COM 018522300 1306 27760 SH DEFINED 01 02 14 0 27760 0 ALLETE INC COM 018522300 470 10000 SH DEFINED 01 03 0 10000 0 ALLETE INC COM 018522300 48 1028 SH DEFINED 01 15 0 0 1028 ALLIANCE ALL MARKET ADVANTAGE COM 01852M108 72 5233 SH DEFINED 01 15 0 0 5233 ALLIANCE BOOTS PLC ADR ISIN U COM 018532101 3 115 SH DEFINED 01 15 0 0 115 ALLIANCE DATA SYSTEMS CORP COM 018581108 705 9111 SH DEFINED 01 02 0 4307 4804 ALLIANCE DATA SYSTEMS CORP COM 018581108 66 856 SH DEFINED 01 15 0 0 856
13F-HR9th Page of 173TOC1stPreviousNextBottomJust 9th
[Enlarge/Download Table] ALLIANCE IMAGING INC COM 018606202 55 5842 SH DEFINED 01 02 0 0 5842 ALLIANCE IMAGING INC COM 018606202 13 1412 SH DEFINED 01 15 0 0 1412 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 65 4426 SH DEFINED 01 15 0 0 4426 ALLIANCE NATL MUN INCOME FD COM 01864V302 100 4 SH DEFINED 01 15 0 0 4 ALLIANCE NY MUN INCOME FD COM 018714105 56 3900 SH DEFINED 01 15 0 0 3900 ALLIANCE ONE INTERNATIONAL INC COM 018772103 3134 311876 SH DEFINED 01 02 0 0 311876 ALLIANCE ONE INTERNATIONAL INC COM 018772103 61 6100 SH DEFINED 01 02 14 0 6100 0 ALLIANCE PHARMACEUT COM 018773309 0 1 SH DEFINED 01 15 0 0 1 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 497 36739 SH DEFINED 01 15 0 0 36739 ALLIANT ENERGY CORP COM 018802108 169 4360 SH DEFINED 01 02 0 810 3550 ALLIANT ENERGY CORP COM 018802108 3038 78204 SH DEFINED 01 15 0 0 78204 ALLIANT TECHSYSTEMS INC COM 018804104 1414 14263 SH DEFINED 01 15 0 0 14263 ALLIANZ SOCIETAS EUROPAEA S COM 018805101 1147 49287 SH DEFINED 01 15 0 0 49287 ALLIANCEBERNSTEIN INCOME FD COM 01881E101 1809 220868 SH DEFINED 01 15 0 0 220868 ALLIANCEBERNSTEIN HOLDING LP COM 01881G106 52633 604430 SH DEFINED 01 10 0 0 604430 ALLIED CAPITAL CORP COM 01903Q108 361 11681 SH DEFINED 01 02 0 0 11681 ALLIED CAPITAL CORP COM 01903Q108 529 17097 SH DEFINED 01 15 0 0 17097 ALLIED ENERGY GROUP NC COM COM 019153105 0 4000 SH DEFINED 01 15 0 0 4000 ALLIED IRISH BANKS PLC ADR COM 019228402 1518 27623 SH DEFINED 01 15 0 0 27623 ALLIED WASTE INDUSTRIES INC COM 019589308 1103 81930 SH DEFINED 01 02 0 0 81930 ALLIED WASTE INDUSTRIES INC COM 019589308 569 42250 SH DEFINED 01 03 0 42250 0 ALLIED WASTE INDUSTRIES INC COM 019589308 4476 333000 SH DEFINED 01 10 0 0 333000 ALLIED WASTE INDUSTRIES INC COM 019589308 13 970 SH DEFINED 01 15 0 0 970 ALLIS-CHALMERS ENERGY INC COM 019645506 1178 51240 SH DEFINED 01 02 0 5040 46200 ALLOY INC COM NEW COM 019855303 1 125 SH DEFINED 01 15 0 0 125 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 2309 90626 SH DEFINED 01 02 0 0 90626 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 83 3245 SH DEFINED 01 15 0 0 3245 ALLSTATE CORP COM 020002101 171887 2794451 SH DEFINED 01 02 0 7086 2787365 ALLSTATE CORP COM 020002101 6583 107014 SH DEFINED 01 03 0 107014 0 ALLSTATE CORP COM 020002101 1437 23369 SH DEFINED 01 15 0 0 23369 ALLTEL CORP COM 020039103 98440 1457306 SH DEFINED 01 02 0 0 1457306 ALLTEL CORP COM 020039103 4124 61047 SH DEFINED 01 03 0 61047 0 ALLTEL CORP COM 020039103 859 12712 SH DEFINED 01 15 0 0 12712 ALMOST FAMILY INC COM 020409108 2 100 SH DEFINED 01 15 0 0 100 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 986 64890 SH DEFINED 01 02 0 6890 58000 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 132 8688 SH DEFINED 01 15 0 0 8688 ALON USA ENERGY INC COM 020520102 1595 36222 SH DEFINED 01 02 0 7180 29042 ALON USA ENERGY INC COM 020520102 823 18710 SH DEFINED 01 02 14 0 18710 0 ALON USA ENERGY INC COM 020520102 304 6900 SH DEFINED 01 03 0 6900 0 ALON USA ENERGY INC COM 020520102 126 2870 SH DEFINED 01 15 0 0 2870 ALPHA NATURAL RESOURCES INC COM 02076X102 1672 80460 SH DEFINED 01 02 0 9460 71000 ALPHARMA INC-CL A COM 020813101 1679 64520 SH DEFINED 01 02 0 0 64520 ALPHARMA INC-CL A COM 020813101 164 6315 SH DEFINED 01 03 0 6315 0 ALPHARMA INC-CL A COM 020813101 16 600 SH DEFINED 01 15 0 0 600 ALPINE AIR EXPRESS INC 3 FOR COM 02081R108 0 200 SH DEFINED 01 15 0 0 200 ALPINE GLOBAL DYNAMIC DI COM 02082E106 1616 66599 SH DEFINED 01 15 0 0 66599 ALPINE GLOBAL PREMIER PP COM 02083A103 162 8700 SH DEFINED 01 15 0 0 8700 ALTA TERRA VENTURES CORP ISIN COM 020942108 0 1000 SH DEFINED 01 15 0 0 1000 ALPINE TOTAL DYNAMICDIVID FD COM 021060108 73 3520 SH DEFINED 01 15 0 0 3520 ALSERES PHARMACEUT COM 021152103 0 6 SH DEFINED 01 15 0 0 6 ALTA GOLD CO COM 021271101 0 200 SH DEFINED 01 15 0 0 200 ALTAIR CORP DEL COM PAR $5 COM 021367206 1 1 SH DEFINED 01 15 0 0 1 ALTAIR NANOTECH INC COM ISIN # COM 021373105 56 15700 SH DEFINED 01 15 0 0 15700 ALTANA AKTIENGESELLSCHAFT SPON COM 02143N103 3 120 SH DEFINED 01 15 0 0 120
13F-HR10th Page of 173TOC1stPreviousNextBottomJust 10th
[Enlarge/Download Table] ALTERA CORPORATION COM 021441100 7870 355611 SH DEFINED 01 02 0 0 355611 ALTERA CORPORATION COM 021441100 1341 60602 SH DEFINED 01 03 0 60602 0 ALTERA CORPORATION COM 021441100 199 9001 SH DEFINED 01 15 0 0 9001 ALTEON INC 1 FOR 50 REVERSE SP COM 02144G107 0 760 SH DEFINED 01 15 0 0 760 ALTEX INDS INC COM 021454103 0 333 SH DEFINED 01 15 0 0 333 ALTERRA HEALTHCARE CORP NO ST COM 02146C104 0 3000 SH DEFINED 01 15 0 0 3000 ALTERNATIVE ENERGY SOURCES IN COM 02146J208 9 11000 SH DEFINED 01 15 0 0 11000 ALTERNATE ENERGY CORP NEV COM 02146R101 0 1200 SH DEFINED 01 15 0 0 1200 ALTRIA GROUP INC COM 02209S103 658128 9383003 SH DEFINED 01 02 0 37601 9345402 ALTRIA GROUP INC COM 02209S103 3762 53630 SH DEFINED 01 02 10 0 0 53630 ALTRIA GROUP INC COM 02209S103 25423 362461 SH DEFINED 01 03 0 362461 0 ALTRIA GROUP INC COM 02209S103 121018 1727591 SH DEFINED 01 10 0 0 1727591 ALTRIA GROUP INC COM 02209S103 13816 196984 SH DEFINED 01 15 0 0 196984 ALUMINUM CORP CHINA LTD SPON A COM 022276109 903 21155 SH DEFINED 01 15 0 0 21155 ALYNX CO COM 02262E108 0 10 SH DEFINED 01 15 0 0 10 AMARIN CORP PLC SPONSORED COM 023111107 1 1000 SH DEFINED 01 15 0 0 1000 AMAZON.COM INC COM 023135106 33707 492729 SH DEFINED 01 02 0 19940 472789 AMAZON.COM INC COM 023135106 3590 52479 SH DEFINED 01 03 0 52479 0 AMAZON.COM INC COM 023135106 70 1025 SH DEFINED 01 15 0 0 1025 AMBAC FINANCIAL GROUP INC COM 023139108 28118 322491 SH DEFINED 01 02 0 1824 320667 AMBAC FINANCIAL GROUP INC COM 023139108 1471 16870 SH DEFINED 01 03 0 16870 0 AMBAC FINANCIAL GROUP INC COM 023139108 12932 148576 SH DEFINED 01 10 0 0 148576 AMBAC FINANCIAL GROUP INC COM 023139108 492 5647 SH DEFINED 01 15 0 0 5647 AMBAC FINL GROUP INC PFD DE COM 023139504 115 5050 SH DEFINED 01 15 0 0 5050 AMBAC FINL GROUP INC PFD DE COM 023139603 56 2500 SH DEFINED 01 15 0 0 2500 AMBASE CORP COM 023164106 0 100 SH DEFINED 01 15 0 0 100 AMBASSADORS GROUP INC COM 023177108 6 155 SH DEFINED 01 15 0 0 155 AMBASSADORS INTERNATIONAL COM 023178106 138 4144 SH DEFINED 01 02 0 0 4144 AMBIENT CORP COM 02318N102 0 2000 SH DEFINED 01 15 0 0 2000 AMCOR LTD ADR (NEW) COM 02341R302 142 5602 SH DEFINED 01 15 0 0 5602 AMCOL INTERNATIONAL CORP COM 02341W103 985 36080 SH DEFINED 01 02 0 0 36080 AMEDISYS INC COM 023436108 5737 157914 SH DEFINED 01 02 0 4320 153594 AMEDISYS INC COM 023436108 336 9241 SH DEFINED 01 10 0 0 9241 AMEDISYS INC COM 023436108 7 200 SH DEFINED 01 15 0 0 200 AMERCO INC COM 023586100 3239 42900 SH DEFINED 01 02 0 0 42900 AMEREN CORP COM 023608102 10078 205655 SH DEFINED 01 02 0 0 205655 AMEREN CORP COM 023608102 1673 34135 SH DEFINED 01 03 0 34135 0 AMEREN CORP COM 023608102 575 11736 SH DEFINED 01 15 0 0 11736 AMERECO COM 02360N109 0 33200 SH DEFINED 01 15 0 0 33200 AMERICA SVC GROUP INC COM 02364L109 9 545 SH DEFINED 01 15 0 0 545 AMERICA MOVIL -ADR SERIES L COM 02364W105 3929 63454 SH DEFINED 01 02 0 0 63454 AMERICA MOVIL -ADR SERIES L COM 02364W105 52156 842184 SH DEFINED 01 02 10 0 0 842184 AMERICA MOVIL -ADR SERIES L COM 02364W105 286962 4639632 SH DEFINED 01 10 0 0 4639632 AMERICA MOVIL -ADR SERIES L COM 02364W105 2416 39017 SH DEFINED 01 15 0 0 39017 AMERICA MOVIL S A B DE C V SPO COM 02364W204 64 1043 SH DEFINED 01 15 0 0 1043 AMERICAN ADVENTURE INC COM NE COM 023685209 0 50 SH DEFINED 01 15 0 0 50 AMERICAN AIRCARRIERS SUPPORT COM 023758105 0 200 SH DEFINED 01 15 0 0 200 AMERICAN AMMUNITION INC COM NE COM 023826209 0 250 SH DEFINED 01 15 0 0 250 AMCORE FINANCIAL INC COM 023912108 25 864 SH DEFINED 01 02 0 0 864 AMERICAN AXLE & MANUFACTURING COM 024061103 28253 953828 SH DEFINED 01 02 0 7721 946107 AMERICAN AXLE & MANUFACTURING COM 024061103 615 20760 SH DEFINED 01 02 14 0 20760 0 AMERICAN AXLE & MANUFACTURING COM 024061103 213 7200 SH DEFINED 01 03 0 7200 0 AMERICAN BANKNOTE CORP SER 1 COM 024490120 0 7 SH DEFINED 01 15 0 0 7 AMERICAN BANKNOTE CORP SER 2 COM 024490138 0 7 SH DEFINED 01 15 0 0 7
13F-HR11th Page of 173TOC1stPreviousNextBottomJust 11th
[Enlarge/Download Table] AMERICAN BANKNOTE CORPORATIO COM 024490146 0 3 SH DEFINED 01 15 0 0 3 AMERICAN BANKNOTE CORPORATIO COM 024490153 0 3 SH DEFINED 01 15 0 0 3 AMERICAN BIOMED INC COM COM 02461T104 0 101130 SH DEFINED 01 15 0 0 101130 AMERICAN CAPITAL STRATEGIES COM 024937104 1111 26131 SH DEFINED 01 02 0 1528 24603 AMERICAN CAPITAL STRATEGIES COM 024937104 1607 37815 SH DEFINED 01 10 0 0 37815 AMERICAN CAPITAL STRATEGIES COM 024937104 1451 34114 SH DEFINED 01 15 0 0 34114 AMERICAN CAP HLDGS INC FLA CO COM 02503V109 0 500 SH DEFINED 01 15 0 0 500 AMERICAN CARESOURCE HOLDING IN COM 02505A103 6 4000 SH DEFINED 01 15 0 0 4000 AMERICAN COMMERCIAL LIN 01/12 WT 025195116 127 644 SH DEFINED 01 02 0 0 644 AMERICAN COMMERCIAL LINES INC COM 025195207 990 38038 SH DEFINED 01 02 0 4320 33718 AMERICAN COMMERCIAL LINES INC COM 025195207 2371 91000 SH DEFINED 01 10 0 0 91000 AMERICAN COMMERCIAL LINES INC COM 025195207 27 1045 SH DEFINED 01 15 0 0 1045 AMERICAN DAIRY INC COM 025334103 1623 86982 SH DEFINED 01 02 0 0 86982 AMERICAN DENTAL PARTNERS INC COM 025353103 212 8149 SH DEFINED 01 02 0 0 8149 AMERICAN ECOLOGY CORP COM 025533407 81 3764 SH DEFINED 01 02 0 0 3764 AMERICAN ECOLOGY CORP COM 025533407 8 365 SH DEFINED 01 15 0 0 365 AMERICAN ELECTRIC POWER CO INC COM 025537101 63124 1401518 SH DEFINED 01 02 0 6047 1395471 AMERICAN ELECTRIC POWER CO INC COM 025537101 2972 65986 SH DEFINED 01 03 0 65986 0 AMERICAN ELECTRIC POWER CO INC COM 025537101 525 11646 SH DEFINED 01 15 0 0 11646 AMERICAN EAGLE OUTFITTERS COM 02553E106 695 27083 SH DEFINED 01 02 0 14181 12902 AMERICAN EAGLE OUTFITTERS COM 02553E106 287 11191 SH DEFINED 01 15 0 0 11191 AMERICAN ENTMT GROUPINC COM 02566L204 0 300 SH DEFINED 01 15 0 0 300 AMERICAN EQUITY INVT LIFE COM 025676206 186 15362 SH DEFINED 01 15 0 0 15362 AMERICAN EXPRESS CO COM 025816109 131684 2152396 SH DEFINED 01 02 0 0 2152396 AMERICAN EXPRESS CO COM 025816109 12034 196692 SH DEFINED 01 03 0 196692 0 AMERICAN EXPRESS CO COM 025816109 110391 1805244 SH DEFINED 01 10 0 0 1805244 AMERICAN EXPRESS CO COM 025816109 3692 60341 SH DEFINED 01 15 0 0 60341 AMERICAN FINANCIAL GROUP INC COM 025932104 1978 57902 SH DEFINED 01 02 0 1080 56822 AMERICAN FINANCIAL GROUP INC COM 025932104 111 3239 SH DEFINED 01 15 0 0 3239 AMERICAN FINANCIAL GROUP INC COM 025932203 25 1000 SH DEFINED 01 15 0 0 1000 AMERICAN FILM TECHS COM PAR $0 COM 026038307 0 7000 SH DEFINED 01 15 0 0 7000 AMERICAN FINANCIAL REALTY TR COM 02607P305 1047 101500 SH DEFINED 01 02 0 0 101500 AMERICAN GREETINGS CORP-CL A COM 026375105 9526 336256 SH DEFINED 01 02 0 24337 311919 AMERICAN GREETINGS CORP-CL A COM 026375105 1845 65150 SH DEFINED 01 02 14 0 65150 0 AMERICAN GREETINGS CORP-CL A COM 026375105 622 21970 SH DEFINED 01 03 0 21970 0 AMERICAN HOME MORTGAGE INVES COM 02660R107 1316 71610 SH DEFINED 01 02 0 0 71610 AMERICAN HOME MORTGAGE INVES COM 02660R107 155 8430 SH DEFINED 01 03 0 8430 0 AMERICAN INCOME FD INC COM 02672T109 40 5045 SH DEFINED 01 15 0 0 5045 AMERICAN INTERNATIONAL GROUP COM 026874107 510142 7284620 SH DEFINED 01 02 0 19892 7264728 AMERICAN INTERNATIONAL GROUP COM 026874107 7877 112476 SH DEFINED 01 02 10 0 0 112476 AMERICAN INTERNATIONAL GROUP COM 026874107 31078 443776 SH DEFINED 01 03 0 443776 0 AMERICAN INTERNATIONAL GROUP COM 026874107 102240 1460592 SH DEFINED 01 10 0 0 1460592 AMERICAN INTERNATIONAL GROUP COM 026874107 6563 93721 SH DEFINED 01 15 0 0 93721 AMER INTL PETE CORP COM PAR $0 COM 026909408 0 10 SH DEFINED 01 15 0 0 10 AMERICAN MEDICAL SYS HLDGS COM 02744M108 2134 118270 SH DEFINED 01 02 0 0 118270 AMERICAN MEDICAL SYS HLDGS COM 02744M108 278 15445 SH DEFINED 01 10 0 0 15445 AMERICAN MTG ACCEP CO COM 027568104 12 1200 SH DEFINED 01 15 0 0 1200 AMERICAN MUN INC PORTFOLIO COM 027649102 17 1137 SH DEFINED 01 15 0 0 1137 AMERICAN NATIONAL INSURANCE COM 028591105 9614 63000 SH DEFINED 01 02 0 0 63000 AMERICAN ORIENTAL BIOENGINEE COM 028731107 464 52250 SH DEFINED 01 02 0 0 52250 AMERICAN ORIENTAL BIOENGINEE COM 028731107 18 2000 SH DEFINED 01 15 0 0 2000 AMERICAN PHYSICIANS CAP INC COM 028884104 6333 156375 SH DEFINED 01 02 0 8142 148233 AMERICAN PHYSICIANS CAP INC COM 028884104 877 21645 SH DEFINED 01 02 14 0 21645 0 AMERICAN PHYSICIANS CAP INC COM 028884104 309 7626 SH DEFINED 01 03 0 7626 0
13F-HR12th Page of 173TOC1stPreviousNextBottomJust 12th
[Enlarge/Download Table] AMERICAN PHYSICIANS CAP INC COM 028884104 17 420 SH DEFINED 01 15 0 0 420 AMERICAN RAILCAR INDUSTRIES COM 02916P103 379 9730 SH DEFINED 01 02 0 0 9730 AMERICAN RAILCAR INDUSTRIES COM 02916P103 3643 93662 SH DEFINED 01 10 0 0 93662 AMERICAN REPROGRAPHICS CO COM 029263100 3510 113980 SH DEFINED 01 02 0 6580 107400 AMERICAN REPROGRAPHICS CO COM 029263100 2 70 SH DEFINED 01 15 0 0 70 AMERICAN RESTAURANT GROUP-A COM 029309804 343 33173 SH DEFINED 01 02 0 0 33173 AMERICAN SCIENCE & ENGINEERING COM 029429107 227 4000 SH DEFINED 01 02 0 0 4000 AMERICAN SCIENCE & ENGINEERING COM 029429107 125 2200 SH DEFINED 01 15 0 0 2200 AMERICAN SEC RES CORP COM 029569100 0 5000 SH DEFINED 01 15 0 0 5000 AMERICAN SELECT PORTFOLIO COM 029570108 87 7000 SH DEFINED 01 15 0 0 7000 AMERICAN SENSORS INCNO 100HOLD COM 029579109 0 1000 SH DEFINED 01 15 0 0 1000 AMERICAN SHARED HOSPSVCS COM 029595105 1 100 SH DEFINED 01 15 0 0 100 AMERICAN SKIING COMPANY COM 029654308 0 1400 SH DEFINED 01 15 0 0 1400 AMERICAN SPECTRUM REALTY INC COM 02970Q203 0 16 SH DEFINED 01 15 0 0 16 AMERICAN STANDARD COS INC COM 029712106 68391 1159544 SH DEFINED 01 02 0 9181 1150363 AMERICAN STANDARD COS INC COM 029712106 1716 29100 SH DEFINED 01 03 0 29100 0 AMERICAN STANDARD COS INC COM 029712106 208 3520 SH DEFINED 01 15 0 0 3520 AMERICAN STATES WATER CO COM 029899101 995 27960 SH DEFINED 01 02 0 0 27960 AMERICAN STATES WATER CO COM 029899101 11 300 SH DEFINED 01 15 0 0 300 AMERICAN TOWER CORP COM 029912201 31612 752705 SH DEFINED 01 02 0 316 752389 AMERICAN TOWER CORP COM 029912201 5882 140046 SH DEFINED 01 02 10 0 0 140046 AMERICAN TOWER CORP COM 029912201 526 12533 SH DEFINED 01 03 0 12533 0 AMERICAN TOWER CORP COM 029912201 92705 2207810 SH DEFINED 01 10 0 0 2207810 AMERICAN TOWER CORP COM 029912201 89 2116 SH DEFINED 01 15 0 0 2116 AMERICAN STRATEGIC INCOME POR COM 030099105 49 4127 SH DEFINED 01 15 0 0 4127 AMERICAN STRATEGIC INC PORTFO COM 03009T101 19 1600 SH DEFINED 01 15 0 0 1600 AMERN SUPERCONDUCTORCORP COM 030111108 10 501 SH DEFINED 01 15 0 0 501 AMERICAN TECHNOLOGY CORP COM N COM 030145205 1 350 SH DEFINED 01 15 0 0 350 AMERICAN WOODMARK CORP COM 030506109 371 10725 SH DEFINED 01 02 0 0 10725 AMERICREDIT CORP COM 03060R101 169 6380 SH DEFINED 01 02 0 1240 5140 AMERICREDIT CORP COM 03060R101 226 8517 SH DEFINED 01 15 0 0 8517 AMERIQUEST TECHNOLOGI COM 03070P103 0 75 SH DEFINED 01 15 0 0 75 AMERISTAR CASINOS INC COM 03070Q101 713 20537 SH DEFINED 01 02 0 0 20537 AMERISTAR CASINOS INC COM 03070Q101 20667 595092 SH DEFINED 01 10 0 0 595092 AMERON INTERNATIONAL CORP COM 030710107 508 5627 SH DEFINED 01 02 0 0 5627 AMERISAFE INC COM 03071H100 2729 138961 SH DEFINED 01 02 0 15140 123821 AMERISAFE INC COM 03071H100 793 40367 SH DEFINED 01 02 14 0 40367 0 AMERISAFE INC COM 03071H100 281 14300 SH DEFINED 01 03 0 14300 0 AMERISOURCEBERGEN CORP COM 03073E105 691 13960 SH DEFINED 01 02 0 850 13110 AMERISOURCEBERGEN CORP COM 03073E105 1564 31620 SH DEFINED 01 03 0 31620 0 AMERISOURCEBERGEN CORP COM 03073E105 20 414 SH DEFINED 01 15 0 0 414 AMERIGROUP CORP COM 03073T102 5722 240445 SH DEFINED 01 02 0 0 240445 AMERISERV FINL INC COM 03074A102 22 5000 SH DEFINED 01 15 0 0 5000 AMERIPRISE FINANCIAL INC COM 03076C106 737 11586 SH DEFINED 01 02 0 0 11586 AMERIPRISE FINANCIAL INC COM 03076C106 2475 38930 SH DEFINED 01 03 0 38930 0 AMERIPRISE FINANCIAL INC COM 03076C106 637 10018 SH DEFINED 01 15 0 0 10018 AMERIS BANCORP COM COM 03076K108 61 2700 SH DEFINED 01 15 0 0 2700 AMETEK INC (NEW) COM 031100100 6365 160405 SH DEFINED 01 02 0 0 160405 AMETEK INC (NEW) COM 031100100 121 3040 SH DEFINED 01 15 0 0 3040 AMGEN INC COM 031162100 158948 2874822 SH DEFINED 01 02 0 475 2874347 AMGEN INC COM 031162100 10848 196223 SH DEFINED 01 03 0 196223 0 AMGEN INC COM 031162100 36027 651726 SH DEFINED 01 10 0 0 651726 AMGEN INC COM 031162100 8886 160723 SH DEFINED 01 15 0 0 160723 CALL AMGEN INC OPT 0311629GL 0 8 SH CALL DEFINED 01 15 0 0 8
13F-HR13th Page of 173TOC1stPreviousNextBottomJust 13th
[Enlarge/Download Table] AMIS HOLDINGS INC COM 031538101 2826 225635 SH DEFINED 01 02 0 19430 206205 AMIS HOLDINGS INC COM 031538101 17 1393 SH DEFINED 01 15 0 0 1393 AMKOR TECHNOLOGY INC COM 031652100 3647 231527 SH DEFINED 01 02 0 12650 218877 AMKOR TECHNOLOGY INC COM 031652100 15 955 SH DEFINED 01 15 0 0 955 AMPEX CORP DEL CL A NEW COM 032092306 2 125 SH DEFINED 01 15 0 0 125 AMPHENOL CORP COM 032095101 9287 260522 SH DEFINED 01 02 0 7798 252724 AMPHENOL CORP COM 032095101 219 6153 SH DEFINED 01 03 0 6153 0 AMPHENOL CORP COM 032095101 2666 74900 SH DEFINED 01 10 0 0 74900 AMPHENOL CORP COM 032095101 479 13445 SH DEFINED 01 15 0 0 13445 AMREIT CL A COM 032158107 49 5633 SH DEFINED 01 15 0 0 5633 AMREP CORP COM 032159105 668 14043 SH DEFINED 01 02 0 0 14043 AMSURG CORP COM 03232P405 1186 49110 SH DEFINED 01 02 0 0 49110 AMYLIN PHARMACEUTICALS INC COM 032346108 15738 382373 SH DEFINED 01 02 0 7604 374769 AMYLIN PHARMACEUTICALS INC COM 032346108 355 8622 SH DEFINED 01 03 0 8622 0 AMYLIN PHARMACEUTICALS INC COM 032346108 677 16463 SH DEFINED 01 10 0 0 16463 AMYLIN PHARMACEUTICALS INC COM 032346108 381 9245 SH DEFINED 01 15 0 0 9245 ANADARKO PETROLEUM CORP COM 032511107 76089 1463510 SH DEFINED 01 02 0 29819 1433691 ANADARKO PETROLEUM CORP COM 032511107 4344 83561 SH DEFINED 01 03 0 83561 0 ANADARKO PETROLEUM CORP COM 032511107 1069 20567 SH DEFINED 01 15 0 0 20567 ANADIGICS INC COM 032515108 2779 201493 SH DEFINED 01 02 0 9770 191723 ANADIGICS INC COM 032515108 0 25 SH DEFINED 01 15 0 0 25 ANALOG DEVICES INC COM 032654105 4988 132515 SH DEFINED 01 02 0 64 132451 ANALOG DEVICES INC COM 032654105 2139 56808 SH DEFINED 01 03 0 56808 0 ANALOG DEVICES INC COM 032654105 81675 2171032 SH DEFINED 01 10 0 0 2171032 ANALOG DEVICES INC COM 032654105 178 4728 SH DEFINED 01 15 0 0 4728 ANALOGIC CORP COM 032657207 1688 22969 SH DEFINED 01 02 0 0 22969 ANALYSTS INTERNATL CORP COM 032681108 4 2100 SH DEFINED 01 15 0 0 2100 ANAREN INC COM 032744104 2781 157900 SH DEFINED 01 02 0 0 157900 ANAREN INC COM 032744104 11 600 SH DEFINED 01 15 0 0 600 ANCHOR BANCORP WISCONSIN INC COM 032839102 771 29454 SH DEFINED 01 02 0 0 29454 ANDERSONS INC COM 034164103 14 319 SH DEFINED 01 15 0 0 319 ANDREA ELECTRONICS CORP COM 034393108 0 3000 SH DEFINED 01 15 0 0 3000 ANDREW CORP COM 034425108 1753 121398 SH DEFINED 01 02 0 30065 91333 ANDREW CORP COM 034425108 1161 80390 SH DEFINED 01 02 14 0 80390 0 ANDREW CORP COM 034425108 399 27640 SH DEFINED 01 03 0 27640 0 ANDREW CORP COM 034425108 111 7656 SH DEFINED 01 15 0 0 7656 ANGANG STL CO LTD SPONSORED COM 03462W104 10 125 SH DEFINED 01 15 0 0 125 ANGELICA CORP COM