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As Of Filer Filing For·On·As Docs:Size Issuer Agent 3/15/04 Salton Inc 10-K/A 6/28/03 5:36K Bowne Boc/FA |
Document/Exhibit Description Pages Size 1: 10-K/A Amendment to Annual Report HTML 18K 2: EX-31.1 Certification by the CEO HTML 12K 3: EX-31.2 Certification of the CFO HTML 12K 4: EX-32.1 Certification of the CEO HTML 8K 5: EX-32.2 Certification of the CFO HTML 9K
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
FORM 10-K/A
(Amendment No. 1)
þ | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended June 28, 2003
OR
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For The Transition Period From ________ To ________
Commission file number 0-19557
SALTON, INC.
Delaware | 36-3777824 | |
(State or other Jurisdiction of Incorporation or Organization) |
(I.R.S. Employer Identification No.) |
1955 Field Court | ||
Lake Forest, Illinois | 60045 | |
(Address of Principal Executive Offices) | (Zip Code) |
Registrant’s Telephone Number, including area code: (847) 803-4600
Securities registered pursuant to section 12(b) of the Act: None
Securities registered pursuant to section 12(g) of the Act: Common Stock, $0.01 Par Value
Indicate by check mark whether this registrant (1) has filed all reports required to be filed by section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No
The aggregate market value of the Common Stock held by non-affiliates of the Registrant as of December 28, 2002 was approximately $97,000,000 computed on the basis of the last reported sale price per share $10.09 of such stock on the NYSE. This determination of affiliate status is not necessarily a conclusive determination for other purposes.
Indicate by check mark whether the Registrant is an accelerated filer (as defined in Exchange Act Rule 12b-2). Yes X No
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.
The number of shares of the Registrant’s Common Stock outstanding as of
September 17, 2003 was 11,187,386.
Documents Incorporated By Reference
Part III of this Form 10-K incorporates by reference certain information from
the Registrant’s proxy statement relating to its 2003 Annual Meeting of
Stockholders (the “2003 Proxy Statement”).
SIGNATURE | ||||||||
Certification by the CEO | ||||||||
Certification of the CFO | ||||||||
Certification of the CEO | ||||||||
Certification of the CFO |
Explanatory Note
This Amendment Number 1 to our annual report on Form 10-K for the year ended June 28, 2003 is being filed solely to correct typographical errors in the certifications of the principal executive officer and of the principal financial officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. This amendment speaks as of the original filing date of our annual report of Form 10-K. Except for such exhibits, no other information contained in our Form 10-K for the year ended June 28, 2003 has been updated or amended.
SIGNATURE
Pursuant to the requirements of Section 13 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on the 15th day of March, 2004.
SALTON, INC. | ||||
By: | /s/ Leonhard Dreimann | |||
Leonhard Dreimann Chief Executive Officer |
EXHIBIT LIST
Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||
Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||
Certification by the Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||
Certification by the Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
This ‘10-K/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 3/15/04 | |||
9/17/03 | 4 | |||
For Period End: | 6/28/03 | 10-K, 10-K/A | ||
12/28/02 | 10-Q | |||
List all Filings |