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Salton Inc – ‘10-K/A’ for 6/28/03

On:  Monday, 3/15/04, at 4:14pm ET   ·   For:  6/28/03   ·   Accession #:  950137-4-1867   ·   File #:  1-14857

Previous ‘10-K’:  ‘10-K’ on 9/26/03 for 6/28/03   ·   Next:  ‘10-K/A’ on 6/28/04 for 6/28/03   ·   Latest:  ‘10-K’ on 9/26/08 for 6/30/08

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/15/04  Salton Inc                        10-K/A      6/28/03    5:36K                                    Bowne Boc/FA

Amendment to Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K/A      Amendment to Annual Report                          HTML     18K 
 2: EX-31.1     Certification by the CEO                            HTML     12K 
 3: EX-31.2     Certification of the CFO                            HTML     12K 
 4: EX-32.1     Certification of the CEO                            HTML      8K 
 5: EX-32.2     Certification of the CFO                            HTML      9K 


10-K/A   —   Amendment to Annual Report
Document Table of Contents

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11st Page   -   Filing Submission
"Table of Contents
"Signature

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Table of Contents

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 10-K/A

(Amendment No. 1)

     
þ   ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended June 28, 2003

OR

     
o   TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For The Transition Period From ________ To ________
Commission file number 0-19557

SALTON, INC.

(Exact Name of Registrant as Specified in Its Charter)
     
Delaware   36-3777824

 
 
 
(State or other Jurisdiction of
Incorporation or Organization)
  (I.R.S. Employer Identification No.)
     
1955 Field Court    
Lake Forest, Illinois   60045

 
 
 
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s Telephone Number, including area code: (847) 803-4600

Securities registered pursuant to section 12(b) of the Act: None

Securities registered pursuant to section 12(g) of the Act: Common Stock, $0.01 Par Value

Indicate by check mark whether this registrant (1) has filed all reports required to be filed by section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No    

The aggregate market value of the Common Stock held by non-affiliates of the Registrant as of December 28, 2002 was approximately $97,000,000 computed on the basis of the last reported sale price per share $10.09 of such stock on the NYSE. This determination of affiliate status is not necessarily a conclusive determination for other purposes.

Indicate by check mark whether the Registrant is an accelerated filer (as defined in Exchange Act Rule 12b-2). Yes X No    

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.

The number of shares of the Registrant’s Common Stock outstanding as of
September 17, 2003 was 11,187,386.

Documents Incorporated By Reference

Part III of this Form 10-K incorporates by reference certain information from
the Registrant’s proxy statement relating to its 2003 Annual Meeting of
Stockholders (the “2003 Proxy Statement”).

 



TABLE OF CONTENTS

SIGNATURE
Certification by the CEO
Certification of the CFO
Certification of the CEO
Certification of the CFO


Table of Contents

Explanatory Note

     This Amendment Number 1 to our annual report on Form 10-K for the year ended June 28, 2003 is being filed solely to correct typographical errors in the certifications of the principal executive officer and of the principal financial officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. This amendment speaks as of the original filing date of our annual report of Form 10-K. Except for such exhibits, no other information contained in our Form 10-K for the year ended June 28, 2003 has been updated or amended.

 



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SIGNATURE

     Pursuant to the requirements of Section 13 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on the 15th day of March, 2004.

         
      SALTON, INC.
 
       
  By:   /s/ Leonhard Dreimann
     
 
      Leonhard Dreimann
Chief Executive Officer

 



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EXHIBIT LIST

     
  Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
 
   
  Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
 
   
  Certification by the Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
   
  Certification by the Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K/A’ Filing    Date    Other Filings
Filed on:3/15/04
9/17/034
For Period End:6/28/0310-K,  10-K/A
12/28/0210-Q
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Filing Submission 0000950137-04-001867   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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