Filed On 1/12/96 · SEC File 5-37801 · Accession Number 950124-96-212
As Of Filer Filing On/For/As Docs:Pgs Issuer Agent
1/12/96 Abaco Grupo Financiero SA..CV/ADR SC 13D 12:50 Rodman & Renshaw Capital Gro..Inc Bowne of Detroit...01/FA
General Statement of Beneficial Ownership · Schedule 13D
Filing Table of Contents
Document/Exhibit Description Pages Size
1: SC 13D General Statement of Beneficial Ownership 9 42K
2: EX-1 Amend Sch 1 to Off. to Purch. 5 30K
3: EX-2 Stock Purchase Agreement 5 21K
4: EX-3 Note Conversion Agree. - Confia/Co. 8 36K
5: EX-4 Amend No. 1 to Note Conv. Agree. 2± 9K
6: EX-5 Agreement Purchaser & Urlmann 3 16K
7: EX-6 Agreement - Purchaser & Mains 3 16K
8: EX-7 Agreement - Purchaser & Helfand 3 17K
9: EX-8 Agreement - Purchaser & Karman 3 16K
10: EX-9 Agreement - Purchaser Chigas 3 16K
11: EX-10 Agreement - Purchaser & Lang 3 16K
12: EX-11 Agreement - Purchaser & Grant 3 16K
EX-1 · Amend Sch 1 to Off. to Purch.
EXHIBIT 1
AMENDED SCHEDULE I TO OFFER TO PURCHASE
DIRECTORS AND EXECUTIVE OFFICERS
OF
ABACO GRUPO FINANCIERO, S.A. DE C.V.
AND
ABACO CASE DE BOLSA, S.A. DE C.V., ABACO GRUPO FINANCIERO
DIRECTORS AND EXECUTIVE OFFICERS OF PARENT AND THE PURCHASER
The following table sets forth the name, business address and current principal
occupation or employment of the directors and executive officers of Parent and
the Purchaser. Unless otherwise indicated, all occupations, offices or
positions of employment listed opposite an individual's name were held by such
individual during the last five years. Each individual listed below is a
citizen of Mexico.
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Current Principal Occupation or Employment
Name and Business Address and Five-Year Employment History
----------------------------------------------------- -------------------------------------------------------------
JORGE LANKENAU ROCHA . . . . . . . . . . . . . . . . . . . . Chairman of the Board of Parent and the Purchaser; Chief
Ave. San Jeronimo 999 Pte. Executive Officer of Confia, S.A.
Monterrey, N.L. 64640 Mexico
JOSE MAIZ MIER . . . . . . . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Chief Executive Officer
Matamoros Ote. 506 Altos, Centro of Constructora Matz Mier, S.A. de C.V.; President of
Monterrey, N.L. 64000 Mexico Contratistas Asociados del Norte, S.A. de C.V.; Director of
Grupo Aba Inmuebles, S.A. de C.V.
ALEJANDRO JUNCO DE LA VEGA . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Director of Confia,
Washington 629 Ote.; Centro S.A.; Chief Executive Officer of Editora El Sol, S.A.
Monterrey, N.L., 64000 Mexico
ENRIQUE GARCIA GAMEZ . . . . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Director of Confia,
Ave. Ruiz Cortinez 257, Pte., Centro S.A.; President of Agro Servicios Ragasa, S.A. de C.V.;
Monterrey, N.L. 64290, Mexico Director of Grupo Prime Internacional, S.A. de C.V.; Director
of Banco Internacional, S.A.
FERNANDO CANALES CLARIOND . . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Director of Confia,
Ave. Munich 175, Col. Cuauhtemoc S.A.; Vice Chairman and Executive Vice President of Grupo
San Nicolas de los Garza, N.L. 66450 Mexico Imsa, S.A. de C.V.; Director of Banco Internacional, S.A.
JULIO ESCAMEZ FERREIRO . . . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Director of Confia,
Dr. Martinez 112, Desp. 6 S.A.; Chairman of the Board of Consorcio Industrial de
Col. Los Doctores Exportacion, S.A., Director of Vitro, S.A.
Monterrey, N.L. 64710 Mexico
EDUARDO LEANO ESPINOSA . . . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Director of Confia,
Loma Larga 3888, letra A, Col. Villa Universitaria S.A.; Assistant Director of La Universidad Autonoma de
Zapopan, Jalisco 45110 Mexico Guadalajara, A.C.
IGNACIO SANTOS DE HOYOS . . . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Director of Confia,
Ave. Lazaro Cardenas 2475 Pte., Resid. San Agustin S.A.; President of Grupo Inmobillario Mexico, S.A.
Garza Garcia, N.L. 66260 Mexico
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MAURICIO FERNANDEZ GARZA . . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Director of Confia,
Ave. Lazaro Cardenas 2400 Pte., Resid. San Agustin S.A.; Chief Executive Officer of Comercializadora de Puros;
Garza Garcia, N.L. 66220 Mexico Director of Grupo Industrial Alfa; Director of Bancomer, S.A.
JOSE MAIZ GARCIA . . . . . . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Director of Confia,
Matamoros Ote. 506 Altos S.A.; General Manager of Contructora Maiz Mier, S.A. de C.V.;
Monterrey, N.L. 64000 Mexico Director of Bancomer, S.A.; Director of Banco Internacional,
S.A.; Director of Arrendadora Financiera Del Norte, S.A. de
C.V.; Director of Grupo Aba Inmuebles, S.A. de C.V.
RODRIGO PADILLA OLVERA . . . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; President of Grupo SAC,
Ave. San Jeronimo 999 Pte. S.A. de C.V.; President of Industrias Delmex, S.A. de C.V.
Monterrey, N.L. 64640 Mexico
SERGIO GUTIERREZ MUGUERZA . . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Director of Confia,
Lazaro Cardenas 2333 S.A.; Chief Executive Officer of Deacero, S.A. de C.V.;
Garza Garcia, N.L. 66260, Mexico Vicepresident of Canacero and Caintra
DAVID ROCHA PRIETO . . . . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Director of
105 Furr Grupo SYR, S.A. de C.V.
San Antonio, Texas 78201 EUA
GERARDO RUIZ MONTEMAYOR . . . . . . . . . . . . . . . . . . . Alternate Director of the Purchaser; Chief Executive Officer
Ave. Cuauhtemoc 103 of Lamina Despiegada, S.A. de C.V.
Santa Catarina, N.L. 66350 Mexico
SERGIO REYES RETANA . . . . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Director and
Paseo de la Reforma 450 Sur, Col. Juarez Assistant Chief Executive Officer of Confia, S.A.
Mexico, D.F. 06600
ALEJANDRO GARCIA GAMEZ . . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Alternate
Ave. Ruiz Cortinez 257 Pte. Director of Confia, S.A.; Vice President Operations of Raul
Monterrey, N.L. 64290, Mexico Garcia y Cia, S.A. de C.V.; Director of Agro Servicios
Ragasa, S.A. de C.V.
REYNELLE CORNISH GONZALES . . . . . . . . . . . . . . . . . . Director of Parent and Alternate of the Purchaser; Director
Ave. San Jeronimo 999 Pte. of Confia, S.A.; Manager of Subsidiaries of Parent
Monterrey, N.L. 64640 Mexico
FERNANDO VALDES MEDINA . . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Director of
Ave. San Jeronimo 999 Pte. Confia; Chief Financial Officer of Subsidiaries of Parent
Monterrey, N.L. 64640 Mexico
JUAN JOSE LEANO . . . . . . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Alternate
Ave. Patria 1201 Director of Confia, S.A.; Assistant Director of Special
Guadalajara, Jalisco 45110 Mexico Projects of Universidad Autonoma de Guadalajara, A.C.
ENRIQUE REGULES URIEGAS . . . . . . . . . . . . . . . . . . . Alternate Director of the Purchaser; Chairman of the Board of
Jose Benitez 2235, Col. Obispado Grupo Procimex, S.A. de C.V.; Chairman of the Board of
Monterrey, N.L. 64060 Mexico Procesadora de Frutas Citricas, S. A. de C.V.
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ALBERTO FERNANDEZ GARZA . . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Alternate
Industrias 1200 Pte., Col. Bellavista Director of Confia, S.A.; Chairman of the Board of PYOSA,
Monterrey, N.L. 64410, Mexico S.A. de C.V.; Director of Serfin Fianciero
ERNESTO GUZMAN VALDES . . . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Director of
Paseo de la Reforma 450 Sur, Col. Juarez Confia, S.A.; Head of Mexico City Office of the Purchaser
Mexico D.F. 06600
JORGE A. GARCIA GARZA . . . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; General
Ave. San Jeronimo 999 Pte. Counsel of Secretary of Parent and the Purchaser; Director of
Monterrey, N.L. 64640 Mexico Confia, S.A.
JESUS ELIZONDO LOPEZ . . . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Director of
Lic. Pedro Velez 2425, Col. Progreso Confia, S.A.; Chief Executive Officer of Centro de Carnes San
Monterrey, N.L. 64420 Mexico Francisco, S.A. de C.V.
LUIS FELIPE SALAS BENAVIDES . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Executive Vice
Jesus Cantu Leal 1528 Sur, Col. Cerro de la Silla President of Farmacias Benavides, S.A. de C.V.
Monterrey, N.L. 64810, Mexico
MARCELO CANALES CLARIOND . . . . . . . . . . . . . . . . . . Director of Parent and Purchaser; Director of Confia, S.A.;
Ave. Munich 175, Col. Cuauhtemoc Vice President for Planning and Finance of Grupo IMSA, S.A.
San Nicolas de los Garza, N.L. 66450, Mexico de C.V.; Vice President of Consejo Nacional de Comercio
Exterior
ANDRES YARTE CANTU . . . . . . . . . . . . . . . . . . . . . Alternate Director of the Purchaser; Director of Confia,
Ave. Hidalgo 2001 Pte., Col. Obispado S.A.; Chairman and Chief Executive Officer of Nacional de
Monterrey, N.L. Mexico Ceramica, S.A.
EDUARDO CAMANRENA LEGASPI . . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Chief Executive Officer
Ave. San Jeronimo 999 Pte. of the Purchaser; Director of Confia, S.A.
Monterrey, N.L. 64640 Mexico
EDUARDO GARZA T. FERNANDEZ . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Director of Confia,
Valentin G. Rivero 127, Col. Los Trevino S.A.; President of Fabricaciones y Representaciones
Santa Catarina, N.L. 66335 Mexico Industriales, S.A. de C.V.
ENRIQUE MOURET BENAVIDES . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Director of
Jesus Cantu Leal 1528 Sur, Col. Cerro de la Silla Confia, S.A.; Chief Executive Officer of FAR-BEN, S.A. de
Monterrey, N.L. 64810, Mexico C.V.
RAFAEL ALONSO Y PRIETO . . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Assistant
Ave. San Jeronimo 999 Pte. Chief Executive Officer of the Purchaser; Director of Confia,
Monterrey, N.L. 64640 Mexico S.A.
RAUL GUTIERREZ MUGUERZA . . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Alternate
Hidalgo Pte. 540, Col. Centro Director of Confia, S.A.; General Manager of Deacero, S.A. de
Monterrey, N.L. 64000, Mexico C.V.
ALBERTO ELIZONDO TREVINO . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Chief
Ave. Lazaro Cardenas 2400 Pte., Desp. PD16 Executive Officer of Seguros Monterrey, S.A.; Vice President
Garza Garcia, N.L. 66220 Mexico of Grupo Vamsa, S.A.
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JESUS GONZALEZ ELIZONDO . . . . . . . . . . . . . . . . . . . Director of the Purchaser; Director of Antad Asociacion
Presidente Masarik 169, Col. Polanco Nacional de Tiendas Departamentales; Chief Executive Officer,
Mexico, D.F. 11570 Mexico Salinas y Rocha, S.A. de C.V.
MANUEL TURRENT DIAZ . . . . . . . . . . . . . . . . . . . . . Director of the Purchaser; President of Desarrollo
Kilometro 30 1/2 de la Carr. Mex-Oro Programado, S.A. de C.V.
Hacienda Sierra Vieja 2
Fracc. Hacienda del Parque
Cuautitian Izcall, Edo de Mex 54769
JOSE MA. GARZA PONCE . . . . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Director of Confia,
Zaragoza 1000 Sur, Mezz 1 S.A.; Chairman of the Board of Constructora Garza Ponce, S.A.
Monterrey, N.L. Mexico de C.V.
SALVADOR MARTINEZ GARZA . . . . . . . . . . . . . . . . . . . Director of Parent and the Purchaser; Director of Confia,
Montenegro 2337, Col. Moderna S.A.; Chief Executive Officer of Mexicana de Lubricantes,
Guadalajara, Jalisco 44100 Mexico S.A. de C.V.; Director of Guadalajara Automotriz Dina, S.A.
de C.V.
GUSTAVO GONZALEZ GARCIA . . . . . . . . . . . . . . . . . . . Director of Parent and Alternate of the Purchaser; Director
Guerrero Norte 3530, Col. Norte of Confia, S.A.; Chief Executive Officer of Autolineas
Monterrey, N.L. 64500 Mexico Mexicanas, S.A. de C.V.
OSCAR VILLARREAL AGUERO . . . . . . . . . . . . . . . . . . . Alternate Director of the Purchaser; Chief Executive Officer
Kilometro 30 1/2 de la Carr. Mex-Oro of Desarrollo Programado, S.A. de C.V.
Hacienda Sierra Vieja 2
Fracc. Hacienda del Parque
Cuautitian Izcall, Edo de Mex 54769
JOSE MA. GARZA TREVINO . . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Alternate
Zaragoza 1000 Sur, Mezz 1 Director of Confia, S.A.; Chief Executive Officer of
Monterrey, N.L. Mexico Constructora Garza Ponce, S.A. de C.V.
FRANCISO VIZCAINO GUTIERREZ . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Alternate
La Luna 2495, Col. Jardines del Bosque Director of Confia, S.A.; President of Sea Star Holding
Guadalajara, Jalisco 44520, Mexico Company; Director of Universidad Panamericana
JOSE ROBLE FLORES FERNANDEZ . . . . . . . . . . . . . . . . . Alternate Secretary of Parent and the Purchaser; Legal
Ave. San Jeronimo 999 Pte. Counsel of Parent and the Purchaser: Alternate Secretary of
Monterrey, N. L. 64640 Mexico Confia, S.A. Alternate Director of Confia, S.A.
FERNANDO MORALES GUTIERREZ . . . . . . . . . . . . . . . . . Examiner of Parent and Alternate of the Purchaser; Examiner
Durango 81, Col. Roma of Confia, S.A.; Senior Partner of Coopers & Lybrand,
Mexico D.F. 06700 Monterrey
ENRIQUE MARCOS GIACOMAN . . . . . . . . . . . . . . . . . . . Alternate Director of Parent and the Purchaser; Director of
Padre Mier 167 Pte. Somex; Director of Banpais, General Manager of Tiendas "El
Monterrey, N.L. 64000, Mexico Sol"
FEDERICO RICHARDSON LAMAS . . . . . . . . . . . . . . . . . . Alternate Director of Parent; Manager of Promotion
Ave. San Jeronimo 999 Pte.
Monterrey, N.L. 64640 Mexico
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ISMAEL GARZA T. OZZ . . . . . . . . . . . . . . . . . . . . . Alternate Director of Parent; Personal Business
Juan I. Ramon 506 Ote. Desp. 300
Monterrey, N.L. Mexico
JUAN ZURITA LAGUNES . . . . . . . . . . . . . . . . . . . . . Director of Parent; Chairman of the Board of Club Hacienda
Amazonas 240, Desp. 10, Col. Del Valle Tequisqiapan, S.A.
Garza Garcia, N.L. Mexico
SERGIO T. MARTINEZ ARRIETA . . . . . . . . . . . . . . . . . Alternate Director of Parent, Partner of Martinez Arrieta y
20 de Noviembre 561 Sur., Col. Maria Luisa Asociados, S.C.
Monterrey, N.L. 64040, Mexico
CARLOS ARRECIA ENRIQUEZ . . . . . . . . . . . . . . . . . . . Examiner of the Purchaser, and Alternate of the Partner;
Matamoros Pte. 1441, Col. Maria Luisa Senior Partner of Coopers & Lybrand, Monterrey; Alternate
Monterrey, N.L. 64040, Mexico Examiner of Confia, S.A.
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