Filed On 2/7/03 7:19pm ET ˇ SEC File 5-56779 ˇ Accession Number 950005-3-137
As Of Filer Filing As/For/On Docs:Pgs Issuer Agent
2/10/03 Alta Partners SC 13G/A 2/07/03 1:17 Imagex Com Inc Pacific Fin..Printing/FA
Alix Marduel
Alta California Management Partners II/LLC
Alta California Partners II/L/P
Alta Embarcadero Partners II/LLC
Alta Partners
Daniel Janney
Garrett Gruener
Guy Nohra
Jean Deleage
Amendment to Statement of Beneficial Ownership ˇ Schedule 13G
Filing Table of Contents
Document/Exhibit Description Pages Size
1: SC 13G/A Amendment to Schedule 13g 17 66K
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
------------
SCHEDULE 13G
(Amendment No. _4_)*
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO
FILED PURSUANT TO 13d-2 (b)
IMAGEX.COM, INC.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
45244D102
--------------------------------------------------------------------------------
(CUSIP Number)
December 31, 2002
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
| | Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 14 pages
CUSIP No. 45244D102 Page 2 of 14 Pages
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alta Partners
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
--------------------------------------------------------------------------------
Please see Attachment A
5 SOLE VOTING POWER
-0-
--------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 5,319,903
OWNED BY --------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0-
WITH --------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,319,903
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,319,903
----------------------------Please see Attachment A-----------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.7%
----------------------------Please see Attachment A-----------------------------
12 TYPE OF REPORTING PERSON*
IA
--------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 45244D102 Page 3 of 14 Pages
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alta California Partners II, L. P.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
Please see Attachment A
5 SOLE VOTING POWER
-0-
--------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 5,319,903
OWNED BY --------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0-
WITH --------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,319,903
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,319,903
----------------------------Please see Attachment A-----------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.7%
----------------------------Please see Attachment A-----------------------------
12 TYPE OF REPORTING PERSON*
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 45244D102 Page 4 of 14 Pages
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alta California Management Partners II, LLC.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
Please see Attachment A
5 SOLE VOTING POWER
-0-
--------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 5,319,903
OWNED BY --------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0-
WITH --------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,319,903
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,319,903
----------------------------Please see Attachment A-----------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.7%
----------------------------Please see Attachment A-----------------------------
12 TYPE OF REPORTING PERSON*
CO
--------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 45244D102 Page 5 of 14 Pages
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alta Embarcadero Partners II, LLC
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
--------------------------------------------------------------------------------
Please see Attachment A
5 SOLE VOTING POWER
-0-
--------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 5,319,903
OWNED BY --------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0-
WITH --------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,319,903
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,319,903
----------------------------Please see Attachment A-----------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.7%
----------------------------Please see Attachment A-----------------------------
12 TYPE OF REPORTING PERSON*
CO
--------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 45244D102 Page 6 of 14 Pages
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Jean Deleage
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
Please see Attachment A
5 SOLE VOTING POWER
-0-
--------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 5,319,903
OWNED BY --------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0-
WITH --------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,319,903
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,319,903
----------------------------Please see Attachment A-----------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.7%
----------------------------Please see Attachment A-----------------------------
12 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 45244D102 Page 7 of 14 Pages
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Garrett Gruener
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
Please see Attachment A
5 SOLE VOTING POWER
15,000
--------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 5,319,903
OWNED BY --------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 15,000
WITH --------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,319,903
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,334,903
----------------------------Please see Attachment A-----------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
17.1%
----------------------------Please see Attachment A-----------------------------
12 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 45244D102 Page 8 of 14 Pages
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Daniel Janney
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
Please see Attachment A
5 SOLE VOTING POWER
-0-
--------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 5,319,903
OWNED BY --------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0-
WITH --------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,319,903
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,319,903
----------------------------Please see Attachment A-----------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.7%
----------------------------Please see Attachment A-----------------------------
12 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 45244D102 Page 9 of 14 Pages
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alix Marduel
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
Please see Attachment A
5 SOLE VOTING POWER
-0-
--------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 5,319,903
OWNED BY --------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0-
WITH --------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,319,903
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,319,903
----------------------------Please see Attachment A-----------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.7%
----------------------------Please see Attachment A-----------------------------
12 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 45244D102 Page 10 of 14 Pages
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Guy Nohra
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
Please see Attachment A
5 SOLE VOTING POWER
-0-
--------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 5,319,903
OWNED BY --------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0-
WITH --------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,319,903
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,319,903
----------------------------Please see Attachment A-----------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.7%
----------------------------Please see Attachment A-----------------------------
12 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Item 1.
(a) Name of Issuer: ImageX.com, Inc. ("Issuer")
(b) Address of Issuer's Principal Executive Offices:
10210 NE Points Drive, Suite 200
Kirkland, WA 98033
Item 2.
(a) Name of Person Filing:
Alta Partners ("AP")
Alta California Partners II, L.P. ("ACPII")
Alta California Management Partners II, LLC. ("ACMPII")
Alta Embarcadero Partners II, LLC ("AEPII")
Jean Deleage ("JD")
Garrett Gruener ("GG")
Dan Janney ("DJ")
Alix Marduel ("AM")
Guy Nohra ("GN")
(b) Address of Principal Business Office:
One Embarcadero Center, Suite 4050
San Francisco, CA 94111
(c) Citizenship/Place of Organization:
Entities: AP - California
ACPII - Delaware
ACMPII Delaware
AEPII California
Individuals: JD United States
GG United States
DJ United States
AM United States
GN United States
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: . 45244D102
Item 3. Not applicable.
Item 4 Ownership.
Please see Attachment A
[Enlarge/Download Table]
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
AP ACPII ACMPII AEPII JD
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
(a) Beneficial Ownership 5,319,903 5,319,903 5,319,903 5,319,903 5,319,903
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
(b) Percentage of Class 16.7% 16.7% 16.7% 16.7% 16.7%
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
(c) Sole Voting Power -0- -0- -0- -0- -0-
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
Shared Voting Power 5,319,903 5,319,903 5,319,903 5,319,903 5,319,903
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
Sole Dispositive Power -0- -0- -0- -0- -0-
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
Shared Dispositive Power 5,319,903 5,319,903 5,319,903 5,319,903 5,319,903
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
GG DJ AM GN
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
(a) Beneficial Ownership 5,334,903 5,319,903 5,319,903 5,319,903
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
(b) Percentage of Class 17.1% 16.7% 16.7% 16.7%
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
(c) Sole Voting Power 15,000 -0- -0- -0-
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
Shared Voting Power 5,319,903 5,319,903 5,319,903 5,319,903
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
Sole Dispositive Power 15,000 -0- -0- -0-
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
Shared Dispositive Power 5,319,903 5,319,903 5,319,903 5,319,903
------- ---------------------------- ----------- ----------- ------------ ----------- -------------
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary That Acquired the
Security Being Reported on By the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group
No reporting person is a member of a group as defined in Section
240.13d-1(b)(1)(ii)(H) of the Act.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
By signing below we certify that, to the best of our knowledge and belief, the
securities referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
EXHIBITS
A: Joint Filing Statement
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 5, 2003
ALTA PARTNERS ALTA CALIFORNIA PARTNERS II, L. P.
By: Alta California Partners II,
LLC, its General Partner
By: /s/ Jean Deleage By: /s/ Garrett Gruener
------------------------------------ -----------------------------
Jean Deleage, President Garrett Gruenerl, Managing
ALTA CALIFORNIA MANAGEMENT PARTNERS II, LLC ALTA EMBARCADERO PARTNERS II, LLC
By: /s/ Garrett Gruener By: /s/ Garrett Gruener
------------------------------------ -----------------------------
Garrett Gruener, Member Garrett Gruener, Member
/s/ Jean Deleage /s/ Guy Nohra
------------------------------------ ---------------------------------
Jean Deleage Guy Nohra
/s/ Garrett Gruener /s/ Daniel Janney
------------------------------------ ---------------------------------
Garrett Gruener Daniel Janney
/s/ Alix Marduel
------------------------------------
Alix Marduel
EXHIBIT A
AGREEMENT OF JOINT FILING
We, the undersigned, hereby express our agreement that the attached
Schedule 13G is filed on behalf of us.
Date: February 5, 2003
ALTA PARTNERS ALTA CALIFORNIA PARTNERS II, L. P.
By: Alta California Partners II,
LLC, its General Partner
By: /s/ Jean Deleage By: /s/ Garrett Gruener
------------------------------------ -----------------------------
Jean Deleage, President Garrett Gruenerl, Managing
ALTA CALIFORNIA MANAGEMENT PARTNERS II, LLC ALTA EMBARCADERO PARTNERS II, LLC
By: /s/ Garrett Gruener By: /s/ Garrett Gruener
------------------------------------ -----------------------------
Garrett Gruener, Member Garrett Gruener, Member
/s/ Jean Deleage /s/ Guy Nohra
------------------------------------ ---------------------------------
Jean Deleage Guy Nohra
/s/ Garrett Gruener /s/ Daniel Janney
------------------------------------ ---------------------------------
Garrett Gruener Daniel Janney
/s/ Alix Marduel
------------------------------------
Alix Marduel
Attachment A
Alta Partners provides investment advisory services to several venture capital
funds including, Alta California Partners II, L.P. and Alta Embarcadero Partners
II, LLC. Alta California Partners II, L.P. beneficially owns 4,650,085 shares of
Common Stock and Warrants to purchase 607,707 shares of Common Stock. Alta
Embarcadero Partners II, LLC beneficially owns 54,433 shares of Common Stock and
Warrants to purchase 7,678 shares of Common Stock. The respective general
partner of Alta California Partners II L.P. and members of Alta Embarcadero
Partners II, LLC exercise sole voting and investment power with respect to the
shares owned by such funds.
Certain principals of Alta Partners are managing directors of Alta California
Management Partners II, LLC (which is the general partner of Alta California
Partners II, L.P.), and members of Alta Embarcadero Partners II, LLC. As
managing directors and members of such funds, they may be deemed to share voting
and investment powers for the shares held by the funds. The principals of Alta
Partners disclaim beneficial ownership of all such shares held by the foregoing
funds, except to the extent of their proportionate pecuniary interests therein.
Mr. Garrett Gruener, a director of the Company, is a managing director of Alta
California Management Partners II, LLC (which is the general partner of Alta
California Partners II, L.P.) and a member of Alta Embarcadero Partners II, LLC.
Thus he shares voting and dispositive powers over the 4,650,085 shares of Common
Stock and Warrants to purchase 607,707 shares of Common Stock beneficially owned
by Alta California Partners II, L.P. and the 54,433 shares of Common Stock and
Warrants to purchase 7,678 shares of Common Stock beneficially owned by Alta
Embarcadero Partners II, LLC. Mr. Gruener disclaims beneficial ownership of all
such shares held by the foregoing funds except to the extent of his
proportionate pecuniary interests therein. He does not directly own any
securities in ImageX.com, Inc. and he is not compensated for his duties as a
director. Mr. Gruener holds Stock Options for 15,000 shares of ImageX.com, Inc.
Common Stock. The stock option for 5,000 shares was granted on May 15, 2000 and
vested on the date of grant. The stock option for 5,000 shares was granted on
May 15, 2001 and vesting schedule for these shares was 24% on the 1st
anniversary of the grant date with the remaining shares vesting at 2% over 50
months. The stock option for 5,000 shares was granted May 15, 2002 and is fully
vested.
Mr. Jean Deleage is a managing director of Alta California Management Partners
II, LLC (which is the general partner of Alta California Partners II, L.P.) and
a member of Alta Embarcadero Partners II, LLC. Thus he shares voting and
dispositive powers over the 4,650,085 shares of Common Stock and Warrants to
purchase 607,707 shares of Common Stock beneficially owned by Alta California
Partners II, L.P. and the 54,433 shares of Common Stock and Warrants to purchase
7,678 shares of Common Stock beneficially owned by Alta Embarcadero Partners II,
LLC. Mr. Deleage disclaims beneficial ownership of all such shares held by the
foregoing funds except to the extent of his proportionate pecuniary interests
therein.
Mr. Daniel Janney is a managing director of Alta California Management Partners
II, LLC (which is the general partner of Alta California Partners II, L.P.).
Thus he shares voting and dispositive powers over the 4,650,085 shares of Common
Stock and Warrants to purchase 607,707 shares of Common Stock beneficially owned
by Alta California Partners II, L.P. Mr. Janney disclaims beneficial ownership
of all such shares held by the foregoing funds except to the extent of his
proportionate pecuniary interests therein.
Page 1 of 2 of Attachment A
Page 2 of 2 of Attachment A
Dr. Alix Marduel is a managing director of Alta California Management Partners
II, LLC (which is the general partner of Alta California Partners II, L.P.).
Thus she shares voting and dispositive powers over the 4,650,085 shares of
Common Stock and Warrants to purchase 607,707 shares of Common Stock
beneficially owned by Alta California Partners II, L.P. Dr. Marduel disclaims
beneficial ownership of all such shares held by the foregoing funds except to
the extent of her proportionate pecuniary interests therein.
Mr. Guy Nohra is a managing director of Alta California Management Partners II,
LLC (which is the general partner of Alta California Partners II, L.P.) and a
member of Alta Embarcadero Partners II, LLC. Thus he shares voting and
dispositive powers over the 4,650,085 shares of Common Stock and Warrants to
purchase 607,707 shares of Common Stock beneficially owned by Alta California
Partners II, L.P. and the 54,433 shares of Common Stock and Warrants to purchase
7,678 shares of Common Stock beneficially owned by Alta Embarcadero Partners II,
LLC. Mr. Nohra disclaims beneficial ownership of all such shares held by the
foregoing funds except to the extent of his proportionate pecuniary interests
therein.
Alta Partners is a venture capital firm with an office in San Francisco. Alta
Partners is California Corporation. Alta California Partners II, L.P. is a
Delaware Limited Partnership and Alta Embarcadero Partners II, LLC is a
California Limited Liability Company.
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