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Oaktree Capital Management LP – ‘13F-HR/A’ for 9/30/09

On:  Friday, 11/13/09, at 4:19pm ET   ·   Effective:  11/13/09   ·   For:  9/30/09   ·   Accession #:  949509-9-57   ·   File #:  28-05050

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  As Of               Filer                 Filing    For·On·As Docs:Size

11/13/09  Oaktree Capital Management LP     13F-HR/A    9/30/09    1:21K

Amendment to Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR/A    Oaktree Capital Management L.P. 13F Amendment          5±    31K 
                9-30-2009                                                        

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FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ X ] ; Amendment Number: 1 This Amendment (Check only one.) : [ X ] is a restatement. [ ] adds new holding entries. Institutional Manager Filing this Report: Name: Oaktree Capital Management, L.P. Address:333 South Grand Avenue 28 Floor Los Angeles, CA 90071 13F File Number: 28-5050 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: [ Kristin Scott ] Title: [ Managing Director ] Phone: [ 213-830-6225 ] Signature, Place, and Date of Signing: [ ] Los Angeles, CA November 13, 2009 Following a reorganization in May 2007, the ultimate parent company of Oaktree Capital Management, L.P. is Oaktree Capital Group Holdings GP, LLC. Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE REPORT [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager:
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FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 188 Form 13F Information Table Value Total: 4,382,976 List of Other Included Managers: No. 13F File Number Name 1. 028-12809 Oaktree Capital Group Holdings GP, LLC 2. 028-12810 Oaktree Capital Group Holdings, L.P. 3. 028-12811 Oaktree Capital Group, LLC 4. 028-12812 Oaktree Holdings, Inc.
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[Enlarge/Download Table] FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN DSCRETN MGRS SOLE SHARED NONE ADVANCED MICRO DEVICES INC NOTE 6.000% 5/0 007903AL1 2,243 3,000,000 PRN DEFINED 1,2,3,4 3,000,000 ADVANCED MICRO DEVICES INC NOTE 5.750% 8/1 007903AN7 14,103 16,500,000 PRN DEFINED 1,2,3,4 16,500,000 AFFYMETRIX INC NOTE 3.500% 1/1 00826TAG3 24,768 30,535,000 PRN DEFINED 1,2,3,4 30,535,000 AIRTRAN HLDGS INC NOTE 7.000% 7/0 00949PAB4 5,401 5,468,000 PRN DEFINED 1,2,3,4 5,468,000 ALLERGAN INC NOTE 1.500% 4/0 018490AL6 40,035 35,484,000 PRN DEFINED 1,2,3,4 35,484,000 ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 46,796 48,360,000 PRN DEFINED 1,2,3,4 48,360,000 ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 122,420 21,629,005 SH DEFINED 1,2,3,4 21,629,005 ALLIANT TECHSYSTEMS INC NOTE 2.750% 9/1 018804AN4 15,710 15,230,000 PRN DEFINED 1,2,3,4 15,230,000 ALPHA NATURAL RESOURCES INC NOTE 2.375% 4/1 02076XAA0 10,264 10,500,000 PRN DEFINED 1,2,3,4 10,500,000 AMERICAN EQTY INVT LIFE HLD NOTE 5.250%12/0 025676AE7 19,827 21,150,000 PRN DEFINED 1,2,3,4 21,150,000 AMERICAN MED SYS HLDGS INC NOTE 3.250% 7/0 02744MAA6 6,046 5,693,000 PRN DEFINED 1,2,3,4 5,693,000 AMGEN INC NOTE 0.375% 2/0 031162AQ3 105,419 104,380,000PRN DEFINED 1,2,3,4 104,380,000 ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 5,053 3,500,000 PRN DEFINED 1,2,3,4 3,500,000 ARRIS GROUP INC NOTE 2.000%11/1 04269QAC4 15,592 15,105,000 PRN DEFINED 1,2,3,4 15,105,000 ASM INTL NV NOTE 4.250%12/0 00207DAG7 16,987 16,332,000 PRN DEFINED 1,2,3,4 16,332,000 ASPECT MED SYS INC NOTE 2.500% 6/1 045235AB4 4,050 4,100,000 PRN DEFINED 1,2,3,4 4,100,000 ASPEN INSURANCE HOLDINGS LTD PFD PRP INC EQ G05384113 29,302 577,380 SH DEFINED 1,2,3,4 577,380 ATS MED INC NOTE 6.000%10/1 002083AB9 1,168 1,250,000 PRN DEFINED 1,2,3,4 1,250,000 AVATAR HLDGS INC NOTE 4.500% 4/0 053494AF7 6,220 6,576,000 PRN DEFINED 1,2,3,4 6,576,000 BARNES GROUP INC NOTE 3.750% 8/0 067806AB5 25,738 24,630,000 PRN DEFINED 1,2,3,4 24,630,000 BARNES GROUP INC NOTE 3.375% 3/1 067806AD1 25,329 27,162,000 PRN DEFINED 1,2,3,4 27,162,000 BARRETT BILL CORP NOTE 5.000% 3/1 06846NAA2 17,443 18,480,000 PRN DEFINED 1,2,3,4 18,480,000 BEAZER HOMES USA INC NOTE 4.625% 6/1 07556QAL9 2,230 2,500,000 PRN DEFINED 1,2,3,4 2,500,000 BECKMAN COULTER INC NOTE 2.500%12/1 075811AD1 32,880 28,418,000 PRN DEFINED 1,2,3,4 28,418,000 BHP BILLITON PLC SPONSORED ADR 05545E209 10,305 226,688 SH DEFINED 1,2,3,4 226,688 BRISTOW GROUP INC NOTE 3.000% 6/1 110394AC7 8,823 10,825,000 PRN DEFINED 1,2,3,4 10,825,000 CACI INTL INC NOTE 2.125% 5/0 127190AD8 27,324 25,810,000 PRN DEFINED 1,2,3,4 25,810,000 CAL DIVE INTL INC NOTE 3.250%12/1 127914AB5 13,264 15,000,000 PRN DEFINED 1,2,3,4 15,000,000 CAPITALSOURCE INC NOTE 7.250% 7/1 14055XAG7 22,912 26,889,000 PRN DEFINED 1,2,3,4 26,889,000 CARRIZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 12,378 15,463,000 PRN DEFINED 1,2,3,4 15,463,000 CELL GENESYS INC COM 150921104 213 617,640 SH DEFINED 1,2,3,4 617,640 CENTURY ALUM CO NOTE 1.750% 8/0 156431AE8 4,804 5,350,000 PRN DEFINED 1,2,3,4 5,350,000 CEPHALON INC NOTE 2.500% 5/0 156708AR0 77,962 74,000,000 PRN DEFINED 1,2,3,4 74,000,000 CHARMING SHOPPES INC NOTE 1.125% 5/0 161133AE3 16,798 22,894,000 PRN DEFINED 1,2,3,4 22,894,000 CHATTEM INC NOTE 1.625% 5/0 162456AR8 37,920 36,905,000 PRN DEFINED 1,2,3,4 36,905,000 CHEMED CORP NEW NOTE 1.875% 5/1 16359RAC7 22,212 26,850,000 PRN DEFINED 1,2,3,4 26,850,000 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 91,849 90,903,000 PRN DEFINED 1,2,3,4 90,903,000 CHINA MED TECHNOLOGIES INC NOTE 4.000% 8/1 169483AC8 8,959 14,000,000 PRN DEFINED 1,2,3,4 14,000,000 CHINA MED TECHNOLOGIES INC NOTE 3.500%11/1 169483AB0 17,449 20,900,000 PRN DEFINED 1,2,3,4 20,900,000 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 10,529 138,800 SH DEFINED 1,2,3,4 138,800 CIENA CORP NOTE 0.250% 5/0 171779AB7 12,768 15,865,000 PRN DEFINED 1,2,3,4 15,865,000 CIENA CORP NOTE 0.875% 6/1 171779AE1 45,608 65,665,000 PRN DEFINED 1,2,3,4 65,665,000 CIT GROUP INC UNIT 99/99/9999 125581405 4,195 446,300 SH DEFINED 1,2,3,4 446,300 CMS ENERGY CORP NOTE 2.875%12/0 125896AW0 4,440 4,000,000 PRN DEFINED 1,2,3,4 4,000,000 COEUR D ALENE MINES CORP IDA NOTE 3.250% 3/1 192108AR9 10,359 11,730,000 PRN DEFINED 1,2,3,4 11,730,000 COGENT COMM GROUP INC NOTE 1.000% 6/1 19239VAB0 2,909 4,350,000 PRN DEFINED 1,2,3,4 4,350,000 COMMSCOPE INC NOTE 3.250% 7/0 203372AG2 31,852 24,670,000 PRN DEFINED 1,2,3,4 24,670,000 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 10,678 164,700 SH DEFINED 1,2,3,4 164,700 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 3,900 162,300 SH DEFINED 1,2,3,4 162,300 COMPUCREDIT CORP NOTE 3.625% 5/3 20478NAB6 5,594 10,750,000 PRN DEFINED 1,2,3,4 10,750,000 CONCEPTUS INC NOTE 2.250% 2/1 206016AA5 9,996 10,545,000 PRN DEFINED 1,2,3,4 10,545,000 CONEXANT SYSTEMS INC NOTE 4.000% 3/0 207142AH3 4,952 5,800,000 PRN DEFINED 1,2,3,4 5,800,000 CONMED CORP NOTE 2.500%11/1 207410AD3 15,567 17,250,000 PRN DEFINED 1,2,3,4 17,250,000 CONSECO INC DBCV 3.500% 9/3 208464BH9 15,881 17,096,000 PRN DEFINED 1,2,3,4 17,096,000 CONTINENTAL AIRLS INC NOTE 5.000% 6/1 210795PJ3 66,254 62,240,000 PRN DEFINED 1,2,3,4 62,240,000 COVANTA HLDG CORP DBCV 1.000% 2/0 22282EAA0 51,453 56,854,000 PRN DEFINED 1,2,3,4 56,854,000 CSG SYS INTL INC NOTE 2.500% 6/1 126349AB5 11,907 12,250,000 PRN DEFINED 1,2,3,4 12,250,000 CUBIST PHARMACEUTICALS INC NOTE 2.250% 6/1 229678AC1 52,286 55,335,000 PRN DEFINED 1,2,3,4 55,335,000 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 68,659 60,227,000 PRN DEFINED 1,2,3,4 60,227,000 DIXIE GROUP INC SDCV 7.000% 5/1 255519AA8 212 241,000 PRN DEFINED 1,2,3,4 241,000 DOLLAR FINL CORP NOTE 2.875% 6/3 256664AB9 11,044 13,191,000 PRN DEFINED 1,2,3,4 13,191,000 E M C CORP MASS NOTE 1.750%12/0 268648AM4 44,361 36,000,000 PRN DEFINED 1,2,3,4 36,000,000 E M C CORP MASS NOTE 1.750%12/0 268648AK8 80,793 66,900,000 PRN DEFINED 1,2,3,4 66,900,000 EARTHLINK INC NOTE 3.250%11/1 270321AA0 41,099 37,160,000 PRN DEFINED 1,2,3,4 37,160,000 ENCORE CAP GROUP INC NOTE 3.375% 9/1 292554AB8 1,484 1,500,000 PRN DEFINED 1,2,3,4 1,500,000 ENDEAVOR INTL CORP INC NOTE 6.000% 1/1 29257MAB6 5,649 7,150,000 PRN DEFINED 1,2,3,4 7,150,000 ENERGY CONVERSION DEVICES IN NOTE 3.000% 6/1 292659AA7 24,266 32,894,000 PRN DEFINED 1,2,3,4 32,894,000 EPICOR SOFTWARE CORP NOTE 2.375% 5/1 29426LAA6 4,014 5,000,000 PRN DEFINED 1,2,3,4 5,000,000 EQUINIX INC NOTE 3.000%10/1 29444UAG1 11,025 10,475,000 PRN DEFINED 1,2,3,4 10,475,000 EQUINIX INC NOTE 4.750% 6/1 29444UAH9 51,787 39,000,000 PRN DEFINED 1,2,3,4 39,000,000 EQUINIX INC NOTE 2.500% 4/1 29444UAF3 95,213 90,180,000 PRN DEFINED 1,2,3,4 90,180,000 EVERGREEN SOLAR INC NOTE 4.000% 7/1 30033RAC2 1,865 4,550,000 PRN DEFINED 1,2,3,4 4,550,000 EXIDE TECHNOLOGIES FRNT 9/1 302051AL1 475 675,000 PRN DEFINED 1,2,3,4 675,000 EXTERRAN HLDGS INC NOTE 4.250% 6/1 30225XAA1 11,875 9,500,000 PRN DEFINED 1,2,3,4 9,500,000 FEI CO NOTE 2.875% 6/0 30241LAF6 10,529 9,794,000 PRN DEFINED 1,2,3,4 9,794,000 FIFTH THIRD BANCORP CNV PFD DEP1/250 316773209 83,566 699,300 SH DEFINED 1,2,3,4 699,300 FIVE STAR QUALITY CARE INC NOTE 3.750%10/1 33832DAB2 13,084 16,406,000 PRN DEFINED 1,2,3,4 16,406,000 GENERAL CABLE CORP DEL NEW NOTE 0.875%11/1 369300AD0 4,707 4,760,000 PRN DEFINED 1,2,3,4 4,760,000 GERDAU S A SPONSORED ADR 373737105 6,910 660,000 SH DEFINED 1,2,3,4 660,000 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 20,547 15,750,000 PRN DEFINED 1,2,3,4 15,750,000 GILEAD SCIENCES INC NOTE 0.500% 5/0 375558AG8 34,936 27,720,000 PRN DEFINED 1,2,3,4 27,720,000 GLOBAL INDS LTD DBCV 2.750% 8/0 379336AE0 24,216 37,850,000 PRN DEFINED 1,2,3,4 37,850,000 GOODRICH PETE CORP NOTE 3.250%12/0 382410AB4 30,742 33,185,000 PRN DEFINED 1,2,3,4 33,185,000 GREATBATCH INC SDCV 2.250% 6/1 39153LAB2 8,703 8,840,000 PRN DEFINED 1,2,3,4 8,840,000 HANOVER COMPRESSOR CO NOTE 4.750% 1/1 410768AE5 27,377 30,244,000 PRN DEFINED 1,2,3,4 30,244,000 HEADWATERS INC NOTE 2.875% 6/0 42210PAB8 6,832 6,901,000 PRN DEFINED 1,2,3,4 6,901,000 HORIZON LINES INC NOTE 4.250% 8/1 44044KAB7 13,701 17,030,000 PRN DEFINED 1,2,3,4 17,030,000 HORNBECK OFFSHORE SVCS INC N FRNT 1.625%11/1 440543AE6 30,666 34,815,000 PRN DEFINED 1,2,3,4 34,815,000 HOSPITALITY PPTYS TR NOTE 3.800% 3/1 44106MAK8 4,790 5,000,000 PRN DEFINED 1,2,3,4 5,000,000 HUTCHINSON TECHNOLOGY INC NOTE 3.250% 1/1 448407AF3 14,130 18,620,000 PRN DEFINED 1,2,3,4 18,620,000 ICONIX BRAND GROUP INC NOTE 1.875% 6/3 451055AB3 26,784 30,350,000 PRN DEFINED 1,2,3,4 30,350,000 INFORMATICA CORP NOTE 3.000% 3/1 45666QAB8 58,660 46,615,000 PRN DEFINED 1,2,3,4 46,615,000 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 6,948 188,900 SH DEFINED 1,2,3,4 188,900 INLAND REAL ESTATE CORP NOTE 4.625%11/1 457461AB7 14,800 16,000,000 PRN DEFINED 1,2,3,4 16,000,000 INTERNATIONAL COAL GRP INC N NOTE 9.000% 8/0 45928HAD8 7,384 6,900,000 PRN DEFINED 1,2,3,4 6,900,000 INVERNESS MED INNOVATIONS IN PFD CONV SER B 46126P304 44,486 173,182 SH DEFINED 1,2,3,4 173,182 INVERNESS MED INNOVATIONS IN NOTE 3.000% 5/1 46126PAD8 17,164 15,900,000 PRN DEFINED 1,2,3,4 15,900,000 INVITROGEN CORP NOTE 3.250% 6/1 46185RAM2 36,647 32,005,000 PRN DEFINED 1,2,3,4 32,005,000 INVITROGEN CORP NOTE 1.500% 2/1 46185RAK6 104,353 94,591,000 PRN DEFINED 1,2,3,4 94,591,000 ITRON INC NOTE 2.500% 8/0 465741AJ5 37,179 30,400,000 PRN DEFINED 1,2,3,4 30,400,000 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AF8 9,503 6,500,000 PRN DEFINED 1,2,3,4 6,500,000 K V PHARMACEUTICAL CO NOTE 2.500% 5/1 482740AC1 8,370 13,500,000 PRN DEFINED 1,2,3,4 13,500,000 KENDLE INTERNATIONAL INC NOTE 3.375% 7/1 48880LAA5 10,004 11,218,000 PRN DEFINED 1,2,3,4 11,218,000 KEYCORP NEW PFD 7.75% SR A 493267405 34,162 416,607 SH DEFINED 1,2,3,4 416,607 KINROSS GOLD CORP NOTE 1.750% 3/1 496902AD9 10,256 9,630,000 PRN DEFINED 1,2,3,4 9,630,000 KKR FINANCIAL HLDGS LLC NOTE 7.000% 7/1 48248AAB4 7,200 8,000,000 PRN DEFINED 1,2,3,4 8,000,000 KULICKE & SOFFA INDS INC NOTE 0.875% 6/0 501242AT8 13,503 16,276,000 PRN DEFINED 1,2,3,4 16,276,000 L-1 IDENTITY SOLUTIONS INC NOTE 3.750% 5/1 50212AAB2 1,949 2,215,000 PRN DEFINED 1,2,3,4 2,215,000 L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 78,535 76,109,000 PRN DEFINED 1,2,3,4 76,109,000 LEAP WIRELESS INTL INC NOTE 4.500% 7/1 521863AL4 3,304 4,000,000 PRN DEFINED 1,2,3,4 4,000,000 LECROY CORP NOTE 4.000%10/1 52324WAB5 3,021 4,255,000 PRN DEFINED 1,2,3,4 4,255,000 LG DISPLAY CO LTD SPONS ADR REP 50186V102 2,136 171,000 SH DEFINED 1,2,3,4 171,000 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 15,300 30,000,000 PRN DEFINED 1,2,3,4 30,000,000 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 37,139 37,000,000 PRN DEFINED 1,2,3,4 37,000,000 LIFETIME BRANDS INC NOTE 4.750% 7/1 53222QAB9 5,312 7,180,000 PRN DEFINED 1,2,3,4 7,180,000 LODGIAN INC COM PAR $.01 54021P403 4,602 2,788,865 SH DEFINED 1,2,3,4 2,788,865 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AH0 6,044 7,195,000 PRN DEFINED 1,2,3,4 7,195,000 MANNKIND CORP NOTE 3.750%12/1 56400PAA0 10,203 12,760,000 PRN DEFINED 1,2,3,4 12,760,000 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 3,679 4,600,000 PRN DEFINED 1,2,3,4 4,600,000 MCMORAN EXPLORATION CO PFD MAND CNV 582411500 6,635 103,700 SH DEFINED 1,2,3,4 103,700 MEDICIS PHARMACEUTICAL CORP NOTE 2.500% 6/0 58470KAA2 7,214 7,398,000 PRN DEFINED 1,2,3,4 7,398,000 MELCO CROWN ENTMT LTD ADR 585464100 2,576 572,359 SH DEFINED 1,2,3,4 572,359 MENTOR GRAPHICS CORP SDCV 6.250% 3/0 587200AF3 8,701 9,000,000 PRN DEFINED 1,2,3,4 9,000,000 MERIX CORP NOTE 4.000% 5/1 590049AB8 7,606 12,073,000 PRN DEFINED 1,2,3,4 12,073,000 MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 122,610 145,300,000PRN DEFINED 1,2,3,4 145,300,000 MILLIPORE CORP NOTE 3.750% 6/0 601073AD1 29,744 28,600,000 PRN DEFINED 1,2,3,4 28,600,000 MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871RAA8 18,820 16,540,000 PRN DEFINED 1,2,3,4 16,540,000 MYLAN INC NOTE 1.250% 3/1 628530AG2 67,776 69,170,000 PRN DEFINED 1,2,3,4 69,170,000 NASH FINCH CO FRNT 3.500% 3/1 631158AD4 15,723 37,220,000 PRN DEFINED 1,2,3,4 37,220,000 NATIONAL RETAIL PROPERTIES I NOTE 5.125% 6/1 637417AC0 40,402 38,250,000 PRN DEFINED 1,2,3,4 38,250,000 NETAPP INC NOTE 1.750% 6/0 64110DAB0 80,054 73,870,000 PRN DEFINED 1,2,3,4 73,870,000 NEWPORT CORP NOTE 2.500% 2/1 651824AB0 16,519 18,253,000 PRN DEFINED 1,2,3,4 18,253,000 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 17,319 19,720,000 PRN DEFINED 1,2,3,4 19,720,000 NUANCE COMMUNICATIONS INC DBCV 2.750% 8/1 67020YAB6 27,003 25,325,000 PRN DEFINED 1,2,3,4 25,325,000 ON SEMICONDUCTOR CORP NOTE 4/1 682189AE5 2,051 2,000,000 PRN DEFINED 1,2,3,4 2,000,000 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AG0 108,393 100,017,000PRN DEFINED 1,2,3,4 100,017,000 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 2,943 250,000 SH DEFINED 1,2,3,4 250,000 OSI PHARMACEUTICALS INC NOTE 3.250% 9/0 671040AD5 25,989 27,650,000 PRN DEFINED 1,2,3,4 27,650,000 OVERSTOCK COM INC DEL NOTE 3.750%12/0 690370AB7 1,650 2,000,000 PRN DEFINED 1,2,3,4 2,000,000 PALM HARBOR HOMES NOTE 3.250% 5/1 696639AB9 1,075 2,866,000 PRN DEFINED 1,2,3,4 2,866,000 PEABODY ENERGY CORP SDCV 4.750%12/1 704549AG9 33,578 37,995,000 PRN DEFINED 1,2,3,4 37,995,000 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 7,833 234,815 SH DEFINED 1,2,3,4 234,815 PHOTRONICS INC NOTE 5.500%10/0 719405AF9 8,380 6,940,000 PRN DEFINED 1,2,3,4 6,940,000 PROTEIN DESIGN LABS INC NOTE 2.000% 2/1 74369LAF0 16,326 17,000,000 PRN DEFINED 1,2,3,4 17,000,000 PROVIDENCE SVC CORP NOTE 6.500% 5/1 743815AB8 7,613 10,500,000 PRN DEFINED 1,2,3,4 10,500,000 QUICKSILVER RESOURCES INC DBCV 1.875%11/0 74837RAB0 47,461 41,150,000 PRN DEFINED 1,2,3,4 41,150,000 RADISYS CORP NOTE 2.750% 2/1 750459AE9 7,234 8,250,000 PRN DEFINED 1,2,3,4 8,250,000 RAYONIER TRS HLDGS INC NOTE 3.750%10/1 75508AAB2 1,006 945,000 PRN DEFINED 1,2,3,4 945,000 RENTECH INC NOTE 4.000% 4/1 760112AA0 6,123 7,750,000 PRN DEFINED 1,2,3,4 7,750,000 RHI ENTMT INC DEL COM 74957T104 292 142,857 SH DEFINED 1,2,3,4 142,857 RICHARDSON ELECTRS LTD NOTE 8.000% 6/1 763165AG2 2,087 2,240,000 PRN DEFINED 1,2,3,4 2,240,000 RICHARDSON ELECTRS LTD NOTE 7.750%12/1 763165AE7 2,717 2,931,000 PRN DEFINED 1,2,3,4 2,931,000 SAFEGUARD SCIENTIFICS INC DBCV 2.625% 3/1 786449AG3 871 930,000 PRN DEFINED 1,2,3,4 930,000 SAKS INC NOTE 2.000% 3/1 79377WAL2 34,830 41,783,000 PRN DEFINED 1,2,3,4 41,783,000 SANDISK CORP NOTE 1.000% 5/1 80004CAC5 13,186 16,768,000 PRN DEFINED 1,2,3,4 16,768,000 SAVVIS INC NOTE 3.000% 5/1 805423AA8 25,184 29,109,000 PRN DEFINED 1,2,3,4 29,109,000 SESI L L C NOTE 1.500%12/1 78412FAH7 59,323 64,820,000 PRN DEFINED 1,2,3,4 64,820,000 SMITH & WESSON HLDG CORP NOTE 4.000%12/1 831756AB7 9,488 10,000,000 PRN DEFINED 1,2,3,4 10,000,000 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 49,755 53,500,000 PRN DEFINED 1,2,3,4 53,500,000 ST MARY LD & EXPL CO NOTE 3.500% 4/0 792228AD0 33,632 34,542,000 PRN DEFINED 1,2,3,4 34,542,000 STANDARD PAC CORP NOTE 6.000%10/0 853763AA8 10,390 12,063,000 PRN DEFINED 1,2,3,4 12,063,000 STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP5 77,841 65,550,000 PRN DEFINED 1,2,3,4 65,550,000 STEWART ENTERPRISES INC NOTE 3.125% 7/1 860370AH8 10,845 12,716,000 PRN DEFINED 1,2,3,4 12,716,000 SUNPOWER CORP DBCV 1.250% 2/1 867652AA7 5,727 6,475,000 PRN DEFINED 1,2,3,4 6,475,000 SUNPOWER CORP DBCV 4.750% 4/1 867652AC3 20,344 15,750,000 PRN DEFINED 1,2,3,4 15,750,000 SUNTECH PWR HLDGS CO LTD NOTE 0.250% 2/1 86800CAC8 1,084 1,100,000 PRN DEFINED 1,2,3,4 1,100,000 SUNTECH PWR HLDGS CO LTD NOTE 3.000% 3/1 86800CAE4 65,293 81,672,000 PRN DEFINED 1,2,3,4 81,672,000 SYMANTEC CORP NOTE 0.750% 6/1 871503AD0 41,050 39,030,000 PRN DEFINED 1,2,3,4 39,030,000 TECH DATA CORP DBCV 2.750%12/1 878237AE6 9,880 9,500,000 PRN DEFINED 1,2,3,4 9,500,000 TERREMARK WORLDWIDE INC NOTE 6.625% 6/1 881448AF1 6,609 7,500,000 PRN DEFINED 1,2,3,4 7,500,000 TEVA PHARMACEUTICAL FIN CO B NOTE 1.750% 2/0 88165FAA0 83,113 71,353,000 PRN DEFINED 1,2,3,4 71,353,000 TIME WARNER CABLE INC COM 88732J207 74,083 1,719,251 SH DEFINED 1,2,3,4 1,719,251 TIME WARNER TELECOM INC DBCV 2.375% 4/0 887319AC5 44,818 45,850,000 PRN DEFINED 1,2,3,4 45,850,000 TRICO MARINE SERVICES INC NOTE 3.000% 1/1 896106AQ4 10,734 18,770,000 PRN DEFINED 1,2,3,4 18,770,000 TRINA SOLAR LIMITED NOTE 4.000% 7/1 89628EAA2 33,192 28,825,000 PRN DEFINED 1,2,3,4 28,825,000 TRIUMPH GROUP INC NEW NOTE 2.625%10/0 896818AB7 22,141 20,355,000 PRN DEFINED 1,2,3,4 20,355,000 TTM TECHNOLOGIES INC NOTE 3.250% 5/1 87305RAC3 20,268 20,788,000 PRN DEFINED 1,2,3,4 20,788,000 UNISOURCE ENERGY CORP NOTE 4.500% 3/0 909205AB2 16,645 17,300,000 PRN DEFINED 1,2,3,4 17,300,000 USEC INC NOTE 3.000%10/0 90333EAC2 7,754 11,000,000 PRN DEFINED 1,2,3,4 11,000,000 VALEANT PHARMACEUTICALS INTL NOTE 4.000%11/1 91911XAD6 11,120 10,320,000 PRN DEFINED 1,2,3,4 10,320,000 VERIFONE HLDGS INC NOTE 1.375% 6/1 92342YAB5 13,717 15,881,000 PRN DEFINED 1,2,3,4 15,881,000 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 29,229 33,500,000 PRN DEFINED 1,2,3,4 33,500,000 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 6,236 329,235 SH DEFINED 1,2,3,4 329,235 VORNADO RLTY L P DBCV 3.625%11/1 929043AE7 5,710 5,850,000 PRN DEFINED 1,2,3,4 5,850,000 WEBMD CORP NOTE 1.750% 6/1 94769MAE5 6,629 6,250,000 PRN DEFINED 1,2,3,4 6,250,000 WORLD ACCEP CORPORATION NOTE 3.000%10/0 981417AB4 13,254 15,000,000 PRN DEFINED 1,2,3,4 15,000,000 YELLOW ROADWAY CORP NOTE 3.375%11/2 985577AB1 739 1,680,000 PRN DEFINED 1,2,3,4 1,680,000 YINGLI GREEN ENERGY HLDG CO NOTE 12/1 98584BAA1 9,601 9,100,000 PRN DEFINED 1,2,3,4 9,100,000 /TEXT /DOCUMENT /SUBMISSION

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