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Mellon Optima L/S Strategy Fund, LLC – ‘N-Q’ for 12/31/07

On:  Thursday, 2/28/08, at 12:03pm ET   ·   Effective:  2/28/08   ·   For:  12/31/07   ·   Accession #:  935069-8-440   ·   File #:  811-21694

Previous ‘N-Q’:  ‘N-Q’ on 8/28/07 for 6/30/07   ·   Next:  ‘N-Q’ on 8/28/08 for 6/30/08   ·   Latest:  ‘N-Q’ on 2/28/20 for 12/31/19

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/28/08  Mellon Optima L/S Strategy Fd LLC N-Q        12/31/07    3:15K                                    Bowne - BGM/FA

Quarterly Schedule of Portfolio Holdings of a Management Investment Company   —   Form N-Q
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-Q         Mellon Optima L/S Strategy Nq 12-07 Comb               4     20K 
 3: EX-99.CERT  Mellon Optima Ls Strat Nq Cert302-Jo                   2±     9K 
 2: EX-99.CERT  Mellon Optima Ls Strat Nq Cert302-Sa                   2±     9K 


N-Q   —   Mellon Optima L/S Strategy Nq 12-07 Comb
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
2Item 1 -- . Schedule of Investments
3Item 3 -- . Exhibits
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21694 -------------------------------------------- MELLON OPTIMA L/S STRATEGY FUND, LLC ------------------------------------------------------------- (Exact name of registrant as specified in charter) BNY Mellon Financial Center One Boston Place, 024-0071 Boston, Massachusetts 02108 --------------------------------------------------------------- (Address of principal executive offices) (Zip code) Christopher P. Harvey, Esq. Wilmer Cutler Pickering Hale and Dorr LLP 60 State Street Boston, Massachusetts 02109 ------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: (617) 722-7000 ----------------------------------------------------------- Date of fiscal year end: March 31 ------------------------------------------ Date of reporting period: December 31, 2007 --------------------------------------
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ITEM 1 -- SCHEDULE OF INVESTMENTS. [Enlarge/Download Table] MELLON OPTIMA L/S STRATEGY FUND, LLC SCHEDULE OF INVESTMENTS - DECEMBER 31, 2007 (UNAUDITED) ----------------------------------------------------------------------------------------------------------------------- PERCENTAGE OF INVESTMENT FUNDS COST VALUE NET ASSETS LIQUIDITY+ ----------------------------------------------------------------------------------------------------------------------- OPPORTUNISTIC Hunter Global Investors Fund I L.P. $ 19,127,412 $ 26,160,531 4.1% Quarterly Impala Fund LP 22,000,000 29,237,252 4.6% Quarterly Karsh Capital II, LP 28,125,331 38,045,308 6.0% Quarterly Kingdon Associates 25,283,055 34,586,288 5.4% Quarterly Raptor Global Fund L.P. 23,077,139 25,306,597 4.0% Quarterly Sage Opportunity Fund (QP), L.P. 22,000,000 27,089,130 4.3% Quarterly ------------- ------------- ----- 139,612,937 180,425,106 28.4% ------------- ------------- ----- GROWTH Alydar QP Fund, L.P. 20,570,236 26,863,403 4.2% Quarterly Chilton QP Investment Partners, L.P. 21,000,000 25,296,029 4.0% Annually Copper Arch Fund, L.P. 21,000,000 23,609,722 3.7% Quarterly Highbridge Long/Short Equity Fund, L.P. 21,643,955 33,976,688 5.4% Quarterly Intrepid Capital Fund (QP), L.P. 19,932,041 23,528,303 3.7% Quarterly Maverick Fund USA, Ltd. 22,464,054 28,168,199 4.5% Annually Pequot Capital 20,000,000 29,389,431 4.6% Annually ------------- ------------- ----- 146,610,286 190,831,775 30.1% ------------- ------------- ----- VALUE Amici Qualified Associates L.P. 25,173,447 29,681,128 4.7% Quarterly Clovis Capital Partners Institutional, L.P. 23,247,705 30,656,697 4.8% Quarterly Delta Institutional, L.P. 19,624,302 22,552,771 3.5% Quarterly Kinetics Institutional Partners, L.P. 22,000,000 35,492,916 5.6% Quarterly Shoshone Partners, L.P. 17,299,000 21,485,000 3.4% Annually Thruway Partners, L.P. 24,068,756 31,462,557 5.0% Quarterly ------------- ------------- ----- 131,413,210 171,331,069 27.0% ------------- ------------- ----- GLOBAL Asian Century Quest Fund (QP), L.P. 19,000,000 26,033,473 4.1% Quarterly Calypso Qualified Partners, L.P. 18,500,000 24,158,090 3.8% Monthly Lansdowne European Strategic Equity Fund, L.P. 22,500,000 26,027,363 4.1% Monthly ------------- ------------- ----- 60,000,000 76,218,926 12.0% ------------- ------------- ----- TOTAL INVESTMENT FUNDS 477,636,433 618,806,876 97.5% ------------- ------------- ----- AFFILIATED INVESTMENTS Dreyfus Institutional Preferred Plus Money Market Fund 39,949,529 39,949,529 6.3% Daily ------------- ------------- ----- TOTAL INVESTMENTS $ 517,585,962 658,756,405 103.8% ============= ------------- ----- LIABILITIES IN EXCESS OF OTHER ASSETS (24,276,177) (3.8)% ------------- ----- TOTAL NET ASSETS $ 634,480,228 100.0% ============= ===== + The Investment Funds provide for periodic redemptions, with lock-up provisions up to two years from initial investment. The liquidity provisions shown in the table apply after any applicable lock-up provision. At December 31, 2007, the aggregate cost of investment funds for tax purposes was expected to be similar to book cost of $517,585,962. At December 31, 2007, accumulated net unrealized appreciation on investment funds was $141,170,443, consisting of $141,170,443 of gross unrealized appreciation and $0 of gross unrealized depreciation. Securities valuation policies and other investment related disclosures are hereby incorporated by reference to the annual and semi-annual reports previously filed with the Securities and Exchange Commission on Form N-CSR.
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ITEM 2 -- CONTROLS AND PROCEDURES. (a) The Registrant's Principal Executive Officer and Principal Financial Officer have evaluated the Registrant's disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) within 90 days of this filing and have concluded that the Registrant's disclosure controls and procedures were effective, as of that date. (b) There was no change in the Registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) during Registrant's last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Registrant's internal control over financial reporting. ITEM 3 -- EXHIBITS. Separate certifications for the Registrant's Principal Executive Officer and Principal Financial Officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002 and Rule 30a-2(a) under the Investment Company Act of 1940, are attached as Ex99.CERT.
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SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. MELLON OPTIMA L/S STRATEGY FUND, LLC By: /s/ STEVEN M. ANDERSON ---------------------------- Steven M. Anderson Treasurer Date: February 28, 2008 Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. By: /s/ STEVEN M. ANDERSON ---------------------------- Steven M. Anderson Treasurer Date: February 28, 2008 By: /s/ J. DAVID OFFICER ---------------------------- J. David Officer President Date: February 28, 2008

Dates Referenced Herein   and   Documents Incorporated by Reference

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This ‘N-Q’ Filing    Date First  Last      Other Filings
Filed on / Effective on:2/28/084None on these Dates
For Period End:12/31/0712
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Filing Submission 0000935069-08-000440   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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