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Spectrum Galaxy Fund Ltd., et al. – ‘4’ for 10/3/06 re: Trio-Tech International

On:  Wednesday, 10/4/06, at 5:11pm ET   ·   For:  10/3/06   ·   As:  10% Owner   ·   Accession #:  950159-6-1319   ·   File #:  1-14523

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/04/06  Spectrum Galaxy Fund Ltd.         4          10% Owner   2:23K  Trio Tech International           Scullin Group, Inc./FA
          Zeff Capital Partners I, L.P.
          Zeff Holding Co., LLC
          Zeff Daniel

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     20K 
                Securities by an Insider -- zeff4_ex.xml/2.2                     
 2: EX-99       Miscellaneous Exhibit                                  1      6K 


‘4’   —   Statement of Changes in Beneficial Ownership of Securities by an Insider — zeff4_ex.xml/2.2




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ZEFF DANIEL

(Last)(First)(Middle)
50 CALIFORNIA STREET
SUITE 1500

(Street)
SAN FRANCISCOCA94111

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
TRIO TECH INTERNATIONAL [ TRT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/3/06
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock (1) 10/3/06 P 1,900 (2)D$10.5180,953ISee footnote (2)
Common Stock (1) 10/3/06 P 200 (2)D$10.51180,753ISee footnote (2)
Common Stock (1) 10/3/06 P 100 (2)D$10.55180,653ISee footnote (2)
Common Stock (1) 10/3/06 P 1,500 (2)D$10.6179,153ISee footnote (2)
Common Stock (1) 10/3/06 P 1,500 (2)D$10.61177,653ISee footnote (2)
Common Stock (1) 10/3/06 P 400 (2)D$10.62177,253ISee footnote (2)
Common Stock (1) 10/3/06 P 100 (2)D$10.64177,153ISee footnote (2)
Common Stock (1) 10/3/06 P 800 (2)D$10.65176,353ISee footnote (2)
Common Stock (1) 10/3/06 P 100 (2)D$10.67176,253ISee footnote (2)
Common Stock (1) 10/3/06 P 700 (2)D$10.7175,553ISee footnote (2)
Common Stock (1) 10/3/06 P 1,100 (2)D$10.74174,453ISee footnote (2)
Common Stock (1) 10/3/06 P 900 (2)D$10.75173,553ISee footnote (2)
Common Stock (1) 10/3/06 P 95 (2)D$10.81173,458ISee footnote (2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
ZEFF DANIEL

(Last)(First)(Middle)
50 CALIFORNIA STREET
SUITE 1500

(Street)
SAN FRANCISCOCA94111

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Zeff Holding Company, LLC

(Last)(First)(Middle)
50 CALIFORNIA STREET

(Street)
SAN FRANCISCOCA94111

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Zeff Capital Partners I, L.P.

(Last)(First)(Middle)
C/O ZEFF HOLDING COMPANY, LLC
50 CALIFORNIA STREET

(Street)
SAN FRANCISCOCA94111

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Spectrum Galaxy Fund Ltd.

(Last)(First)(Middle)
50 CALIFORNIA STREET
SUITE 1500

(Street)
SAN FRANCISCOCA94111

(City)(State)(Zip)
Explanation of Responses:
(1)  This Form 4 is being filed by Daniel Zeff, Spectrum Galaxy Fund Ltd. ("Spectrum"), Zeff Capital Partners I, L.P. ("Capital") and Zeff Holding Company, LLC ("Holding")
(2)  This transaction was effected through Spectrum. Mr. Zeff provides discretionary investment management services to Zeff Capital Offshore Fund, a class of shares of Spectrum, a company incorporated in the British Virgin Islands. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by Spectrum is reported herein. Mr. Zeff disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zeff is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Each of Holding and Capital disclaims beneficial ownership over all shares held by Spectrum.
Daniel Zeff 10/4/06
Daniel Zeff for Zeff Capital Partners I, L.P. 10/4/06
Dion R. Friedland for Spectrum Galaxy Fund Ltd. 10/4/06
Daniel Zeff for Zeff Holding Company, LLC 10/4/06
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    P    Open market or private purchase of non-derivative or derivative security.

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