SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Broderick James A – ‘4’ for 8/3/98 re: Spectrum Brands, Inc.

As of:  Monday, 8/3/98   ·   For:  8/3/98   ·   Accession #:  950172-98-735   ·   File #:  1-13615

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/03/98  Broderick James A                 4          Officer     1:7K   Rayovac Corp.                     Skadden Arps Sla… LLP/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of        3±    11K 
                Securities by an Insider                                         



FORM 4 ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |_____________________| |OMB NUMBER: 3235-0287| |EXPIRES: | | SEPTEMBER 30, 1998 | Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE 0.5 | Holding Company Act of 1935 |_____________________| or Section 30(f) of the Investment Company Act of 1940 ___________________________________________________________________________ 1. Name and Address of Reporting Person James A. Broderick c/o Rayovac Corporation 601 Rayovac Drive Madison, WI 53711-2497 ___________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Rayovac Corporation (ROV) ___________________________________________________________________________ 3. IRS OR SOCIAL SECURITY NUMBER OF REPORTING PERSON (VOLUNTARY) ___________________________________________________________________________ 4. Statement for Month/Year July/1998 ___________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ___________________________________________________________________________ 6. Relationship of reporting person to Issuer (Check all applicable) ( ) DIRECTOR ( ) 10% OWNER ( x) OFFICER (GIVE TITLE BELOW) ( ) OTHER (SPECIFY TITLE BELOW) Vice President, General Counsel and Secretary ___________________________________________________________________________ 7. Individual, or Joint/Group Filing (Check all applicable) ( x) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person =========================================================================== TABLE I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ___________________________________________________________________________ 1. Title of Security (Instr. 3) Common Stock, par value $.01 per share ___________________________________________________________________________ 2. Transaction Date (Month/Day/Year) July 1, 1998 ___________________________________________________________________________ 3. Transaction Code (Instr. 8) J(1) ___________________________________________________________________________ 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 7,974 ___________________________________________________________________________ 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) 121,476 ___________________________________________________________________________ 6. Ownership Form: Direct(D) or Indirect(I) (Instr. 4) D ___________________________________________________________________________ 7. Nature of Indirect Beneficial Ownership (Instr. 4) ___________________________________________________________________________ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. =========================================================================== TABLE II Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., Puts, Calls, Warrants, Options, Convertible securities) ___________________________________________________________________________ 1. Title of Derivative Security (Instr. 3) ___________________________________________________________________________ 2. Conversion or Exercise Price of Derivative Security ___________________________________________________________________________ 3. Transaction Date (Month/Day/Year) ___________________________________________________________________________ 4. Transaction Code (Instr. 8) ___________________________________________________________________________ 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) ___________________________________________________________________________ 6. Date Exercisable and Expiration Date (Month/Day/Year) ___________________________________________________________________________ 7. Title and Amount of Underlying Securities (Instr. 3 and 4) ___________________________________________________________________________ 8. Price of Derivative Securities (Instr. 5) ___________________________________________________________________________ 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) ___________________________________________________________________________ 10. Ownership Form of Derivative Security: Direct(D) or Indirect(I) (Instr. 4) ___________________________________________________________________________ 11. Nature of Indirect Beneficial Ownership (Instr. 4) ___________________________________________________________________________ EXPLANATION OF RESPONSES: (1) Direction by Reporting Person to the trustee of the Rayovac Corporation Deferred Compensation Trust (the "Trust") to change the benchmarks which govern the yield on his interest in the Trust to reflect disposition of the shares. /s/ James A. Broderick August 3, 1998 --------------------------------- ------------------- ** SIGNATURE OF REPORTING PERSON DATE _____________________________ ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A).

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘4’ Filing    Date    Other Filings
9/30/9810-K,  10-K/A
Filed on / For Period end:8/3/98
7/1/98
 List all Filings 
Top
Filing Submission 0000950172-98-000735   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Apr. 25, 7:51:29.1pm ET