Rosebud Energy Corp – ‘U-3A-2’ for 12/31/99

On:  Tuesday, 2/29/00   ·   For:  12/31/99   ·   Accession #:  950172-0-408   ·   File #:  69-00370

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Statement by a Holding Company Claiming Exemption   —   Form U-3A-2
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: U-3A-2      Statement by a Holding Company Claiming Exemption      6     13K 
 2: EX-99       Exhibit A                                             17     65K 

U-3A-2   —   Statement by a Holding Company Claiming Exemption

U-3A-2
1st Page of 6
TOC
↑Top
Previous
Next
↓Bottom
Just 1st
 
                                                                 File No. 69-370

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.

 FORM U-3A-2

 STATEMENT BY HOLDING COMPANY CLAIMING EXEMPTION UNDER
 RULE U-2 FROM THE
 PROVISIONS OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF
1935

ROSEBUD ENERGY CORP.

hereby files with the Securities and Exchange Commission, pursuant to Rule U-2, 
its statement claiming exemption as a holding company from the provisions of the
Public Utility Holding Company Act of 1935. In support of such claim for        
exemption the following information is submitted:                               

1.   Name, State of organization, locations and nature of business of 
claimant and every subsidiary thereof.                                          

    Rosebud Energy Corp. ("Rosebud") is a corporation incorporated in Montana.
Rosebud's address is Diamond Block Building, Suite 210, 44 West 6th Avenue,     
Helena, Montana 59624, c/o Doney, Crowley, Bloomquist & Uda, PC. Rosebud was    
formed to own a general partnership interest in and be the sole general partner 
of Colstrip Energy Limited Partnership ("Colstrip"). Colstrip is a Montana      

 1

U-3A-2
2nd Page of 6
TOC
1st
Previous
Next
↓Bottom
Just 2nd
limited partnership, with the same address as Rosebud, and was formed to own and
operate a 35 megawatt electric generation facility ("Facility") located near    
Colstrip, Montana.                                                              

2.   A brief description of the properties of claimant and each of its
subsidiary public utility companies used for the generation, transmission, and  
distribution of electric energy for sale, or for the production, transmission,  
and distribution of natural or manufactured gas, indicating the location of     
principal generating plants, transmission lines, producing fields, gas          
manufacturing plants, and electric and gas distribution facilities, including   
all such properties which are outside the state in which claimant and its       
subsidiaries are organized and all transmission or pipelines which deliver or   
receive electric energy or gas at the borders of such State.                    

Rosebud owns no property used for the generation, transmission and    
distribution of electricity for sale, or for the production, transmission, and  
distribution of natural or manufactured gas. The only property owned by Colstrip
is the Facility, which is located near Colstrip, Montana, and which sells all of
its output at wholesale to the Montana Power Company, an investor owned utility.

 2

U-3A-2
3rd Page of 6
TOC
1st
Previous
Next
↓Bottom
Just 3rd
   3.   The following information for the last calendar year with respect to
claimant and each of its subsidiary public utility companies:                   

        (a)  Number of kwh of electric energy sold (at retail or wholesale),
and Mcf. of natural or manufactured gas distributed at retail.                  

The total number of kwh sold in calendar year 1999 was 308,099,950.   

(b)  Number of kwh of electric energy and mcf, of natural or
manufactured gas distributed at retail outside the State in which each such     
company is organized.                                                           

None.                                                                 

 (c)  Number of kwh. of electric energy and mcf. of natural or
manufactured gas sold at wholesale outside the State in which each such company 
is organized, or at the state line.                                             

None.                                                                 

(d)  Number of kwh of electric energy and mcf. of natural or
manufactured gas purchased outside the State in which each such company is      
organized or at the state line.                                                 

None.                                                                 

        4.   The following information for the reporting period with respect
to claimant and each interest it holds directly or indirectly in an EWG or a    
foreign utility company, stating monetary amounts in United States dollars:     

 3

U-3A-2
4th Page of 6
TOC
1st
Previous
Next
↓Bottom
Just 4th
(a)  Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the generation,       
transmission and distribution of electric energy for sale or for the            
distribution at retail of natural or manufactured gas.                          

Rosebud owns no interest in an EWG.                                   

          (b)  Name of each system company that holds an interest in such ewg or
foreign utility company; and description of the interest held.                  

None.                                                                 

        (c)  Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect guarantee of the 
security of the EWG or foreign utility company by the holding company claiming  
exemptions; and any debt or other financial obligation for which there is       
recourse, directly or indirectly, to the holding company claiming exemption or  
another system company, other than the ewg or foreign utility company.          

None.                                                                 

          (d)  Capitalization and earnings of the EWG or foreign utility company
during the reporting period.                                                    

None.                                                                 

       (e) Identify any service, sales or construction contract(s) between
the EWG or foreign utility company and a system company, and describe the       

 4

U-3A-2
5th Page of 6
TOC
1st
Previous
Next
↓Bottom
Just 5th
services to be rendered or goods sold and fees or revenues under such           
agreement(s).                                                                   

None.                                                                 

          The above-named claimant has caused this statement to be duly executed
on its behalf by its authorized officer on this 29th day of February, 2000.     

                    ROSEBUD ENERGY CORP.

                       By:  /s/ R. Lee Roberts
                                             -----------------------------------
                        R. Lee Roberts
                   President
CORPORATE SEAL                                                                  

Attest:  Subscribed and Sworn to before me this 29th                            

of February, 2000                                                               

/s/ Debbie K. Roholt
          ------------------------------
          Residing at       Boise, Idaho
                     -------------------
    Expiration Date 04/14/04
                         ---------------

Name, title, and address of Officer of whom notices and correspondence          
concerning this statement would be addressed:                                   

R. Lee Roberts                               President                          
--------------------------------------------------------------------------------
(Name)                                       (Title)                            

Diamond Block Bldg. Ste. 210 44 W 6th Ave. Helena, Montana 59624                
--------------------------------------------------------------------------------
(Address) 

Please send additional copy to:                                                 

Mr. Matthew W. S. Estes, Esq.                               
Skadden, Arps, Slate, Meagher & Flom                        
1440 New York Avenue, N.W.                                  
Washington, D.C.  20005                                     

 5

U-3A-2
Last Page of 6
TOC
1st
Previous
Next
↓Bottom
Just 6th
 EXHIBIT A

          Claimant has no subsidiary companies. The claimant's Balance Sheet and
Statement of Operations as of December 31, 1999 are attached. In addition,      
inasmuch as claimant is general partner of Colstrip, Colstrip's Balance Sheet,  
Statement of Operations, Statement of Cash Flows, and Statement of Partners'    
Capital as of December 31, 1999 are attached.                                   

 6

Dates Referenced Herein

				Referenced-On Page
This ‘U-3A-2’ Filing		Date		First		Last			Other Filings
Filed on:		2/29/00							None on these Dates
For Period End:		12/31/99		6
									List all Filings