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Tremont Advisers Inc – ‘8-K’ for 9/20/01

On:  Thursday, 9/20/01   ·   For:  9/20/01   ·   Accession #:  950172-1-500809   ·   File #:  0-27077

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/20/01  Tremont Advisers Inc              8-K:5,7     9/20/01    2:8K                                     Skadden Arps Sla… LLP/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                         2±     9K 
 2: EX-99       Ex-99.1 Press Release                                  2±    11K 

8-K   —   Current Report
Document Table of Contents

Page (sequential) | (alphabetic) Top
11st Page   -   Filing Submission
"Item 5. Other Events
"Item 7. Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 20, 2001 TREMONT ADVISERS, INC. -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 0-27077 06-1210532 -------------------------------------------------------------------------------- (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 555 Theodore Fremd Avenue, Rye, New York 10580 -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (914) 925-1140 ================================================================================ ITEM 5. OTHER EVENTS On September 17, 2001, Tremont Advisers, Inc. ("Tremont") issued a press release announcing that the proposed merger transaction among Tremont, Oppenheimer Acquisition Corp. and Joshua Acquisition Corp. would proceed without being adversely affected by the New York City World Trade Center disaster of September 11, 2001. Such press release is attached as Exhibit 99.1 hereto. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS Exhibit 99.1 Press release dated September 17, 2001 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. TREMONT ADVISERS, INC. Date: September 20, 2001 By: /s/ Stephen T. Clayton ------------------------------------- Stephen T. Clayton Chief Financial Officer and Administrative Officer (Duly authorized Officer and Principal Financial and Accounting Officer)

Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period End:9/20/01None on these Dates
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Filing Submission 0000950172-01-500809   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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