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McKenzie Richard C Jr – ‘SC 13D/A’ on 6/24/03 re: Gasco Energy Inc

On:  Tuesday, 6/24/03, at 3:04pm ET   ·   Accession #:  950172-3-2089   ·   File #:  5-57283

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/24/03  McKenzie Richard C Jr             SC 13D/A               1:13K  Gasco Energy Inc                  Skadden Arps Sla… LLP/FA

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial           6     25K 
                          Ownership                                              


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
5Item 5. Interest in Securities of the Issuer
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SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- SCHEDULE 13D Amendment No. 5 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Gasco Energy, Inc. ------------------------------------------------------------------------------ (Name of Issuer) Common Stock, par value $0.01 per share ------------------------------------------------------------------------------ (Title of Class of Securities) 367220100 ------------------------------------------------------------------------------ (CUSIP Number) Kathryn H. Smith, 114 John St. Greenwich, CT 06831 (203) 861-7525 ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 17, 2003 ------------------------------------------------------------------------------ (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 5 Pages) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 367220100 13D Page 2 of 5 Pages ______________________________________________________________________________ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Richard C. McKenzie, Jr. ______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ x] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 SOURCE OF FUNDS* PF ______________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ______________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States ______________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF 8,877,195 SHARES ______________________________________________________________ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 493,600 _____________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 8,877,195 _____________________________________________________________ PERSON WITH 10 SHARED DISPOSITIVE POWER WITH 493,600 ______________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,380,795 ______________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] ______________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.0% ______________________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN ______________________________________________________________________________
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CUSIP No. 367220100 13D Page 3 of 5 Pages ______________________________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Margaret Byrne McKenzie ______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ x] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 SOURCE OF FUNDS* PF ______________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ______________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States ______________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF 0 SHARES _____________________________________________________________ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 493,600 _____________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 ______________________________________________________________ PERSON WITH 10 SHARED DISPOSITIVE POWER WITH 493,600 ______________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,380,795 ______________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] ______________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.0% ______________________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN ______________________________________________________________________________
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CUSIP No. 367220100 13D Page 4 of 5 Pages ______________________________________________________________________________ 1 NAME OF REPORTING PERSONS: Seven Bridges Foundation, Inc.. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) 06-1498953 ______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x ] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 SOURCE OF FUNDS* WC ______________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ______________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Connecticut ______________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF 10,000 SHARES _____________________________________________________________ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 _____________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 10,000 _____________________________________________________________ PERSON WITH 10 SHARED DISPOSITIVE POWER WITH 0 ______________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,380,795 ______________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] ______________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.0% ______________________________________________________________________________ 14 TYPE OF REPORTING PERSON* CO ______________________________________________________________________________
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This Amendment No. 5 amends and supplements the Schedule 13D filed on August 28, 2002 and amended on September 19, 2002, October 15, 2002, January 22, 2003 and February 24, 2003 with respect to the shares of common stock, par value $1.00 per share (the "Common Stock"), of Gasco Energy, Inc. a Nevada corporation (the "Company"). The item numbers and responses thereto below are in accordance with the requirements of Schedule 13D. Item 5. Interest in Securities of the Issuer. (a) Item 5a of the 13D is hereby amended and restated in its entirety as follows: "The share ownership set forth in this Item 5 is as of June 24, 2003. As of such date, Mr. McKenzie held 4,591,400 shares of Common Stock, comprised of 2,052,400 shares held by him personally and 2,539,000 shares held in his retirement accounts, through two custodians. In addition, Mr. McKenzie held 6,818 shares of Series B Preferred Stock, par value $0.001 per share, of the Company (the "Preferred Stock"). Each share of Preferred Stock may be converted at any time into 628.6 shares of Common Stock. In addition, Mr. and Mrs. McKenzie held 440,500 shares as co-trustees of the Charitable Lead Annuity Trust 2000 (the "2000 Trust") and 53,100 shares as co-trustees of the Charitable Lead Annuity Trust 2001 (the "2001 Trust"). The Foundation held 10,000 shares of Common Stock." (b) Item 5b of the 13D is hereby amended and restated in its entirety as follows: "Mr. McKenzie has the sole power to vote and dispose of 4,591,400 shares of Common Stock, comprised of the shares held by him personally and in his individual retirement accounts. Mr. McKenzie also has the sole power to vote his 6,818 shares of Preferred Stock. Each share of Preferred Stock has 628.6 votes. Mr. and Mrs. McKenzie are co-trustees of the 2000 Trust and the 2001 Trust, and they share power to vote and dispose of the 493,600 shares of Common Stock held in the aggregate by such trusts respectively. The Foundation has the sole power to vote and dispose of 10,000 shares." (c) Item 5c of the 13D is hereby amended and restated in its entirety as follows: "Attached hereto as Exhibit 1 is a schedule of purchases and sales by the reporting persons within the past 60 days, which is incorporated herein by reference." SIGNATURE After reasonable inquiry and to the best of his or her knowledge and belief, each of the persons below certifies that the information set forth in this statement is true, complete and correct. Dated: June 24, 2003 Richard C. McKenzie, Jr. By: /s/ Kathy Smith ___________________ Attorney Margaret Byrne McKenzie By: /s/ Kathy Smith ___________________ Attorney SEVEN BRIDGES FOUNDATION, INC. By: /s/ Kathy Smith ________________ Name: Kathy Smith Title: Executive Director
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Exhibit 1 SCHEDULE OF PURCHASES AND SALES OF COMMON STOCK The following table amends and supplements Exhibit 1 to the Schedule 13D. All sales occurred on the open market. MARGARET BYRNE MCKENZIE MOLLY (MARGARET) MCKENZIE IRA DATE NUMBER OF SHARES SOLD PRICE 6/12/03 15,000 $0.75 MCKENZIE CHARITABLE LEAD ANNUITY TRUST 2001 DATE NUMBER OF SHARES SOLD PRICE 6/17/03 76,000 $0.8343 6/18/03 30,000 $0.83

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13D/A’ Filing    Date First  Last      Other Filings
Filed on:6/24/0354
6/17/031
2/24/035SC 13D/A
1/22/035SC 13D/A
10/15/0253,  SC 13D/A
9/19/025SC 13D/A
8/28/0254,  SC 13D
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Filing Submission 0000950172-03-002089   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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