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Raymond George G Jr – ‘SC 13D/A’ on 5/10/96 re: Raymond Corp

As of:  Friday, 5/10/96   ·   Accession #:  950152-96-2206   ·   File #:  5-13708

Previous ‘SC 13D’:  ‘SC 13D’ on 5/7/96   ·   Next & Latest:  ‘SC 13D/A’ on 2/19/97

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/10/96  Raymond George G Jr               SC 13D/A               1:8K   Raymond Corp                      Bowne BCL/FA

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Raymond Corporation                                    5     18K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 1. Security and Issuer
"Item 2. Identity and Background
"Item 3. Source and Amount of Funds or Other Consideration
"Item 4. Purpose of Transaction
"Item 5. Interest and Securities of the Issuer
"Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Registrant
4Item 7. Material to Be Filed as Exhibits
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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 The Raymond Corporation __________________________________________________________________ (Name of Issuer) Common Stock __________________________________________________________________ (Title of Class of Securities) 754688109 ____________________________________________________________________ (CUSIP Number) Robert J. Hughes, Jr., Esq. Harter, Secrest & Emery 431 East Fayette Street Syracuse, New York 13202-1919 (315) 474-4000 _________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 4, 1996 ___________________________________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d - 1(b)(3), or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note. Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1 (1) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 5)
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[Enlarge/Download Table] 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person 2 Check the Appropriate Box If a Member of A Group* (a) [ ] (b) [ ] 3 SEC Use Only 4 Source of Funds* 5 Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) 6 Citizenship or Place of Organization United States Number of Shares 7 Sole Voting Power - 730,562 beneficially owned by each 8 Shared Voting Power - 6,756 - Madeleine Raymond Trust; f/b/o Great- reporting person Grandchildren; 33,757 - Ellen R. Raymond Trust f/b/o Ellen R. Raymond; with 118,020 - George G. Raymond, Jr. Testamentary Trust; 160,557 - George G. Raymond, Jr. Co-Trustee, f/b/o Madeleine Young 9 Sole Dispositive Power - 730,562 10 Shared Dispositive Power - 6,756 - Madeleine Raymond Trust; f/b/o Great- Grandchildren; 33,757 - Ellen R. Raymond Trust f/b/o Ellen R. Raymond; 118,020 - George G. Raymond, Jr. Testamentary Trust; 160,557 - George G. Raymond, Jr. Co-Trustee, f/b/o Madeleine Young 11 Aggregate Amount Beneficially Owned By Each Reporting Person 10.3% 12 Check Box If The Aggregate Amount In Row (11) Excludes Certain Shares* [x] See 7-10 Above 13 Percent of Class Represented by Amount in Row (11) 3.4% 14 Type of Reporting Person* IN SEE INSTRUCTIONS BEFORE FILING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. (Page 2 of 5)
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ITEM 1. SECURITY AND ISSUER This Schedule 13D relates to the Common Stock of The Raymond Corporation, a New York corporation, Greene, New York. ITEM 2. IDENTITY AND BACKGROUND On May 7, 1996 George G. Raymond, Jr. filed a Schedule 13D which stated the following: On May 3, 1996 at a meeting of the Board of Directors of Raymond Corporation, Mr. George Raymond, a Director, advised that he was considering a number of alternatives directed at maximizing the value of his direct and beneficial holdings of Raymond Corporation Common Stock and to facilitate his personal Estate Planning. Mr. Raymond indicated that some of these alternatives involved disposition of his interest as a block to one or more buyers which could result in a "change of control" as that term is used under the Federal Securities laws. Mr. Raymond specifically asked whether the Board of Directors was interested in a sale of the Corporation as a whole as a benefit to all shareholders equally and was subsequently advised that the Board as a whole generally had no such interest. Mr. Raymond is continuing to explore various options available including sales at the market, a registered secondary offering, negotiated sale to one or more strategic or financial buyers, or other activities which might result in a change of control or a sale of the business. The purpose of this Amendment #1 to Schedule 13D is to amend the previously filed Schedule 13D as follows: Mr. Raymond's meeting with the Board of Directors occurred on Saturday, May 4, 1996 at a regular meeting of the Board of Directors rather than on Friday May 3, 1996. Mr. Raymond had discussed the foregoing options during a conference call on May 1, 1996 with Ross K. Colquhoun, the Company's Chairman of the Board and Chief Executive Officer, Paul Sternberg, the Company's General Counsel, and William Lynn, the Company's Chief Financial Officer. (a) George G. Raymond, Jr. (b) 7920 Grand Bay Drive, Naples, Florida 33963 (c) Individual and Trusts. (d) During the last five years, Mr. Raymond has not been convicted in a criminal proceeding. (e) During the last five years, Mr. Raymond has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Not Applicable. ITEM 4. PURPOSE OF TRANSACTION. See Item 2 above. ITEM 5. INTEREST AND SECURITIES OF THE ISSUER See Item 2 Above. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE REGISTRANT. Not Applicable. (Page 3 of 5)
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ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. (Page 4 of 5)
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SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and accurate. By: /s/ George G. Raymond, Jr. ------------------------------- George G. Raymond, Jr. (Page 5 of 5)

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13D/A’ Filing    Date First  Last      Other Filings
Filed on:5/10/96
5/7/963SC 13D
5/4/9613DEF 14A
5/3/963
5/1/963
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Filing Submission 0000950152-96-002206   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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