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As Of Filer Filing As/For/On Docs:Pgs Issuer Agent 8/13/07 Putnam Investment Funds N-PX 6/30/07 1:2128 McMunn Associates Inc/FA
Document/Exhibit Description Pages Size 1: N-PX Putnam Investment Funds HTML 16,388K
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| investment_funds_npx.htm |
| UNITED STATES | ||
| SECURITIES AND EXCHANGE COMMISSION | ||
| Washington, DC 20549 | ||
| FORM N-PX | ||
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED | ||
| MANAGEMENT INVESTMENT COMPANY | ||
| Investment Company Act File Number : | 811-7237 | |
| Name of Registrant: | Putnam Investment Funds | |
| Address of Principal Executive Offices: | ||
| One Post Office Square | ||
| Boston, Massachusetts 02109 | ||
| Name and address of agent of service: | ||
| Beth S. Mazor, Vice President | ||
| Putnam Investment Funds | ||
| One Post Office Square | ||
| Boston, Massachusetts 02109 | ||
| CC: | ||
| John W. Gerstmayr, Esq. | ||
| Ropes & Gray LLP | ||
| One International Place | ||
| Boston, Massachusetts 02110 | ||
| Registrant's telephone number including area code: | ||
| (617) 292-1000 | ||
| Date of fiscal year end: | ||
| Various | ||
| Date of reporting period: | ||
| 07/01/2006 - 06/30/2007 | ||
Item 1: Proxy Voting Record
Registrant: Putnam Investment Funds
Fund Name: Putnam Capital Opportunities Fund
Fiscal Year-End: 04/30/2007
| ABM Industries Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ABM | CUSIP9 000957100 | 03/06/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Luke Helms | Mgmt | For | For | For | |
| 1.2 | Elect Henry Kotkins, Jr. | Mgmt | For | For | For | |
| 1.3 | Elect William Steele | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
| ||||||
| Accredited Home Lenders Holding | ||||||
| Company | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LEND | CUSIP9 00437P107 | 09/14/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1 | Approval of the Merger Agreement | Mgmt | For | For | For | |
| 2 | Increase in Authorized Common | Mgmt | For | For | For | |
| Stock | ||||||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | |
| 4 | Transaction of Other Business | Mgmt | For | Against | Against | |
|
| ||||||
| ACCURIDE CORP | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACW | CUSIP9 004398103 | 06/14/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Mark Dalton | Mgmt | For | Withhold | Against | |
| 1.2 | Elect Frederick Goltz | Mgmt | For | Withhold | Against | |
| 1.3 | Elect James Greene, Jr. | Mgmt | For | Withhold | Against | |
| 1.4 | Elect Donald Johnson, Jr. | Mgmt | For | Withhold | Against | |
| 1.5 | Elect Terrence Keating | Mgmt | For | Withhold | Against | |
| 1.6 | Elect Charlie Rentschler | Mgmt | For | Withhold | Against | |
| 1.7 | Elect Donald Roof | Mgmt | For | Withhold | Against | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
| 3 | PROPOSAL TO AMEND AND | Mgmt | For | Against | Against | |
| RESTATE THE COMPANY'S 2005 | ||||||
| INCENTIVE AWARD PLAN. | ||||||
|
|
||||||
| Acxiom Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACXM | CUSIP9 005125109 | 09/27/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Michael Durham | Mgmt | For | For | For | |
| 1.2 | Elect William Henderson | Mgmt | For | For | For | |
| 1.3 | Elect Ann Hasselmo | Mgmt | For | For | For | |
| 1.4 | Elect Charles Morgan | Mgmt | For | For | For | |
|
|
||||||
| Adaptec Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ADPT | CUSIP 00651F | 09/14/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Jon Castor | Mgmt | For | For | For | |
| 1.2 | Elect Joseph Kennedy | Mgmt | For | For | For | |
| 1.3 | Elect Robert Loarie | Mgmt | For | For | For | |
| 1.4 | Elect D. Scott Mercer | Mgmt | For | For | For | |
| 1.5 | Elect Judith O'Brien | Mgmt | For | For | For | |
| 1.6 | Elect Charles Robel | Mgmt | For | For | For | |
| 1.7 | Elect Subramanian Sundaresh | Mgmt | For | For | For | |
| 1.8 | Elect Douglas Van Houweling, | Mgmt | For | For | For | |
| Ph.D. | ||||||
| 2 | TO APPROVE THE ADAPTEC, | Mgmt | For | For | For | |
| INC. 2006 DIRECTOR PLAN. | ||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Adtran Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ADTN | CUSIP9 00738A106 | 05/08/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Mark Smith | Mgmt | For | For | For | |
| 1.2 | Elect Thomas Stanton | Mgmt | For | For | For | |
| 1.3 | Elect H. Fenwick Huss | Mgmt | For | For | For | |
| 1.4 | Elect William Marks | Mgmt | For | For | For | |
| 1.5 | Elect James Matthews | Mgmt | For | For | For | |
| 1.6 | Elect Balan Nair | Mgmt | For | For | For | |
| 1.7 | Elect Roy Nichols | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Advanced Energy | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AEIS | CUSIP9 007973100 | 05/02/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Douglas Schatz | Mgmt | For | For | For | |
| 1.2 | Elect Richard Beck | Mgmt | For | For | For | |
| 1.3 | Elect Hans Georg Betz | Mgmt | For | For | For | |
| 1.4 | Elect Joseph Bronson | Mgmt | For | For | For | |
| 1.5 | Elect Trung Doan | Mgmt | For | For | For | |
| 1.6 | Elect Barry Posner | Mgmt | For | For | For | |
| 1.7 | Elect Thomas Rohrs | Mgmt | For | For | For | |
| 1.8 | Elect Elwood Spedden | Mgmt | For | For | For | |
| 2 | Amendment to 2003 Non-Employee | Mgmt | For | For | For | |
| Directors' Stock Option Plan | ||||||
| 3 | Amendment to 2003 Stock Option | Mgmt | For | For | For | |
| Plan | ||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Aeropostale Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ARO | CUSIP9 007865108 | 06/20/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Julian R. Geiger | Mgmt | For | For | For | |
| 1.2 | Elect Bodil Arlander | Mgmt | For | For | For | |
| 1.3 | Elect Ronald Beegle | Mgmt | For | For | For | |
| 1.4 | Elect John Haugh | Mgmt | For | For | For | |
| 1.5 | Elect Robert Chavez | Mgmt | For | For | For | |
| 1.6 | Elect Mindy Meads | Mgmt | For | For | For | |
| 1.7 | Elect John D. Howard | Mgmt | For | For | For | |
| 1.8 | Elect David Vermylen | Mgmt | For | For | For | |
| 1.9 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | |
| 2 | Amendment to the 2002 Long-Term | Mgmt | For | For | For | |
| Incentive Plan | ||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Affiliated Managers Group Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMG | CUSIP9 008252108 | 05/31/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Richard Floor | Mgmt | For | For | For | |
| 1.2 | Elect Sean Healey | Mgmt | For | For | For | |
| 1.3 | Elect Harold Meyerman | Mgmt | For | For | For | |
| 1.4 | Elect William Nutt | Mgmt | For | For | For | |
| 1.5 | Elect Rita Rodriguez | Mgmt | For | For | For | |
| 1.6 | Elect Patrick Ryan | Mgmt | For | For | For | |
| 1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| AG Edwards Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AGE | CUSIP9 281760108 | 06/21/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Robert Bagby | Mgmt | For | For | For | |
| 1.2 | Elect E. Eugene Carter | Mgmt | For | For | For | |
| 1.3 | Elect Peter Madoff | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Agilysys Inc. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AGYS | CUSIP9 00847J105 | 07/28/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Director Charles F. Christ | Mgmt | For | For | For | |
| 1.2 | Elect Director Arthur Rhein | Mgmt | For | For | For | |
| 1.3 | Elect Director Thomas C. Sullivan | Mgmt | For | For | For | |
| 2.0 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | |
|
|
||||||
| AK Steel Holdings Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AKS | CUSIP9 001547108 | 05/24/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Richard Abdoo | Mgmt | For | For | For | |
| 1.2 | Elect John Brinzo | Mgmt | For | For | For | |
| 1.3 | Elect William Gerber | Mgmt | For | For | For | |
| 1.4 | Elect Bonnie Hill | Mgmt | For | For | For | |
| 1.5 | Elect Robert Jenkins | Mgmt | For | For | For | |
| 1.6 | Elect Daniel Meyer | Mgmt | For | For | For | |
| 1.7 | Elect Shirley Peterson | Mgmt | For | For | For | |
| 1.8 | Elect James Thomson | Mgmt | For | For | For | |
| 1.9 | Elect James Wainscott | Mgmt | For | For | For | |
|
|
||||||
| Alaska Air Group Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ALK | CUSIP9 011659109 | 06/12/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect William Ayer | Mgmt | For | For | For | |
| 1.2 | Elect R. Marc Langland | Mgmt | For | For | For | |
| 1.3 | Elect Dennis Madsen | Mgmt | For | For | For | |
| 2 | Shareholder Proposal Regarding | ShrHoldr | Against | Abstain | ||
| Reimbursement for Short-Slate | ||||||
| Proxy Contests | ||||||
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Abstain | ||
| Cumulative Voting | ||||||
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Abstain | ||
| Independent Board Chairman | ||||||
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Abstain | ||
| Special Shareholder Meeting | ||||||
| 6 | STOCKHOLDER PROPOSAL TO | ShrHoldr | Against | Abstain | ||
| REQUIRE SHAREHOLDER VOTE | ||||||
| ON POISON PILL | ||||||
|
|
||||||
| Albany International Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AIN | CUSIP9 012348108 | 04/13/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Frank Schmeler | Mgmt | For | Withhold | Against | |
| 1.2 | Elect Joseph Morone | Mgmt | For | Withhold | Against | |
| 1.3 | Elect Thomas Beecher, Jr. | Mgmt | For | Withhold | Against | |
| 1.4 | Elect Christine Standish | Mgmt | For | Withhold | Against | |
| 1.5 | Elect Erland Kailbourne | Mgmt | For | Withhold | Against | |
| 1.6 | Elect John Standish | Mgmt | For | Withhold | Against | |
| 1.7 | Elect Juhani Pakkala | Mgmt | For | Withhold | Against | |
| 1.8 | Elect Paula Cholmondeley | Mgmt | For | Withhold | Against | |
| 1.9 | Elect John Cassidy, Jr. | Mgmt | For | Withhold | Against | |
| 1.10 | Elect Edgar Hotard | Mgmt | For | Withhold | Against | |
|
|
||||||
| Albany Molecular Research Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMRI | CUSIP9 012423109 | 06/04/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Thomas E. D'Ambra | Mgmt | For | For | For | |
| 1.2 | Elect Anthony M. Tartaglia | Mgmt | For | For | For | |
| 1.3 | Elect Veronica Jordan | Mgmt | For | For | For | |
|
|
||||||
| Alkermes Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ALKS | CUSIP9 01642T108 | 09/21/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Floyd Bloom, M.D. | Mgmt | For | For | For | |
| 1.2 | Elect Robert Breyer | Mgmt | For | For | For | |
| 1.3 | Elect Gerri Henwood, Ph.D. | Mgmt | For | For | For | |
| 1.4 | Elect Paul Mitchell | Mgmt | For | For | For | |
| 1.5 | Elect Richard Pops | Mgmt | For | For | For | |
| 1.6 | Elect Alexander Rich, M.D. | Mgmt | For | For | For | |
| 1.7 | Elect Paul Schimmel, Ph.D. | Mgmt | For | For | For | |
| 1.8 | Elect Mark Skaletsky | Mgmt | For | For | For | |
| 1.9 | Elect Michael Wall | Mgmt | For | For | For | |
| 2 | Amendment to 1999 Stock Option | Mgmt | For | For | For | |
| Plan | ||||||
| 3 | Amendment to 2002 Restricted | Mgmt | For | For | For | |
| Stock Award Plan | ||||||
| 4 | 2006 Stock Option Plan for Non- | Mgmt | For | Against | Against | |
| Employee Directors | ||||||
|
|
||||||
| Alliance Data System Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ADS | CUSIP9 018581108 | 06/06/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Lawrence Benveniste | Mgmt | For | For | For | |
| 1.2 | Elect D. Keith Cobb | Mgmt | For | For | For | |
| 1.3 | Elect Kenneth R. Jensen | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Alliant Energy Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| LNT | CUSIP9 018802108 | 05/10/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect James Leach | Mgmt | For | For | For | |
| 1.2 | Elect Michael L. Bennett | Mgmt | For | For | For | |
| 1.3 | Elect Darryl Hazel | Mgmt | For | For | For | |
| 1.4 | Elect David Perdue | Mgmt | For | For | For | |
| 1.5 | Elect Judith Pyle | Mgmt | For | Withhold | Against | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Alliant Techsystems Inc. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ATK | CUSIP9 018804104 | 08/01/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Director Frances D. Cook | Mgmt | For | For | For | |
| 1.2 | Elect Director Gilbert F. Decker | Mgmt | For | For | For | |
| 1.3 | Elect Director Ronald R. Fogleman | Mgmt | For | For | For | |
| 1.4 | Elect Director Cynthia L. Lesher | Mgmt | For | For | For | |
| 1.5 | Elect Director Douglas L. Maine | Mgmt | For | For | For | |
| 1.6 | Elect Director Roman Martinez, IV | Mgmt | For | For | For | |
| 1.7 | Elect Director Daniel J. Murphy | Mgmt | For | For | For | |
| 1.8 | Elect Director Michael T. Smith | Mgmt | For | For | For | |
| 1.9 | Elect Director William G. Van Dyke | Mgmt | For | For | For | |
| 2.0 | Ratify Auditors | Mgmt | For | For | For | |
| 3.0 | Approve Executive Incentive Bonus | Mgmt | For | For | For | |
| Plan | ||||||
| 4.0 | Develop Ethical Criteria for Military | ShrHldr | Against | Against | For | |
| Contracts | ||||||
| 5.0 | Report on Depleted Uranium | ShrHldr | Against | Against | For | |
| Weapons Components | ||||||
|
|
||||||
| Alon Usa Energy Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ALJ | CUSIP9 020520102 | 05/08/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Itzhak Bader | Mgmt | For | Withhold | Against | |
| 1.2 | Elect Boaz Biran | Mgmt | For | Withhold | Against | |
| 1.3 | Elect Erez Meltzer | Mgmt | For | Withhold | Against | |
| 1.4 | Elect Shaul Gliksberg | Mgmt | For | Withhold | Against | |
| 1.5 | Elect Ron Haddock | Mgmt | For | Withhold | Against | |
| 1.6 | Elect Jeff Morris | Mgmt | For | Withhold | Against | |
| 1.7 | Elect Yeshayahu Pery | Mgmt | For | Withhold | Against | |
| 1.8 | Elect Zalman Segal | Mgmt | For | Withhold | Against | |
| 1.9 | Elect Avraham Shochat | Mgmt | For | Withhold | Against | |
| 1.10 | Elect David Wiessman | Mgmt | For | Withhold | Against | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Alpharma Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ALO | CUSIP9 020813101 | 06/05/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Finn Jacobsen | Mgmt | For | Withhold | Against | |
| 1.2 | Elect Peter Ladell | Mgmt | For | Withhold | Against | |
| 1.3 | Elect Dean Mitchell | Mgmt | For | Withhold | Against | |
| 1.4 | Elect Ramon Perez | Mgmt | For | Withhold | Against | |
| 1.5 | Elect David U'Prichard | Mgmt | For | Withhold | Against | |
| 1.6 | Elect Peter Tombros | Mgmt | For | Withhold | Against | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| American Dental Partners | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ADPI | CUSIP9 025353103 | 04/27/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Gerard Moufflet | Mgmt | For | For | For | |
| 1.2 | Elect Robert Hunter, DMD | Mgmt | For | For | For | |
| 2 | Amendment to Employee Stock | Mgmt | For | For | For | |
| Purchase Plan | ||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| American Eagle Outfitters | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AEO | CUSIP9 02553E106 | 06/12/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Jon Diamond | Mgmt | For | For | For | |
| 1.2 | Elect Alan Kane | Mgmt | For | For | For | |
| 1.3 | Elect Cary McMillan | Mgmt | For | For | For | |
| 1.4 | Elect James O'Donnell | Mgmt | For | For | For | |
| 2 | Increase in Authorized Common | Mgmt | For | For | For | |
| Stock | ||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| American Financial Group Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AFG | CUSIP9 025932104 | 05/17/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Carl Lindner | Mgmt | For | For | For | |
| 1.2 | Elect Carl Lindner, III | Mgmt | For | For | For | |
| 1.3 | Elect S. Craig Lindner | Mgmt | For | For | For | |
| 1.4 | Elect Kenneth Ambrecht | Mgmt | For | For | For | |
| 1.5 | Elect Theodore Emmerich | Mgmt | For | For | For | |
| 1.6 | Elect James Evans | Mgmt | For | For | For | |
| 1.7 | Elect Terry Jacobs | Mgmt | For | For | For | |
| 1.8 | Elect William Martin | Mgmt | For | For | For | |
| 1.9 | Elect William Verity | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
| 3 | 2007 Annual Senior Executive | Mgmt | For | For | For | |
| Bonus Plan | ||||||
| American Greetings Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AM | CUSIP9 026375105 | 06/22/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Scott Cowen | Mgmt | For | Withhold | Against | |
| 1.2 | Elect William MacDonald, III | Mgmt | For | Withhold | Against | |
| 1.3 | Elect Charles Ratner | Mgmt | For | Withhold | Against | |
| 1.4 | Elect Zev Weiss | Mgmt | For | Withhold | Against | |
| 2 | 2007 Omnibus Incentive | Mgmt | For | For | For | |
| Compensation Plan | ||||||
|
|
||||||
| American Physicians Capital Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACAP | CUSIP9 028884104 | 05/01/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Stephen Hayes | Mgmt | For | For | For | |
| 1.2 | Elect Mitchell Rinek | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Americredit Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACF | CUSIP9 03060R101 | 10/25/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Daniel E. Berce | Mgmt | For | For | For | |
| 1.2 | Elect James H. Greer | Mgmt | For | For | For | |
| 2 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
| Election of Directors By Majority | ||||||
| Vote | ||||||
|
|
||||||
| Amerisafe Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMSF | CUSIP9 03071H100 | 06/14/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Jared Morris | Mgmt | For | For | For | |
| 1.2 | Elect Sean Traynor | Mgmt | For | For | For | |
| 1.3 | Elect Daniel Phillips | Mgmt | For | For | For | |
| 1.4 | Elect Millard Morris | Mgmt | For | For | For | |
| 2 | Elect Millard Morris | Mgmt | For | For | For | |
|
|
||||||
| Ameron International Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMN | CUSIP9 030710107 | 03/21/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect J. Michael Hagan | Mgmt | For | For | For | |
| 1.2 | Elect Dennis Poulsen | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Amerus Group Company | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMH | CUSIP9 03072M108 | 10/19/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1 | Approval of the Merger Agreement | Mgmt | For | For | For | |
|
|
||||||
| Ametek Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AME | CUSIP9 031100100 | 04/24/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Charles Klein | Mgmt | For | For | For | |
| 1.2 | Elect Steven Kohlhagen | Mgmt | For | For | For | |
| 2 | Increase in Authorized Shares | Mgmt | For | For | For | |
| 3 | 2007 Omnibus Incentive | Mgmt | For | For | For | |
| Compensation Plan | ||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Amicas Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AMCS | CUSIP9 001712108 | 06/05/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Phillip Berman | Mgmt | For | For | For | |
| 1.2 | Elect Stephen DeNelsky | Mgmt | For | For | For | |
| 1.3 | Elect Stephen Kahane | Mgmt | For | For | For | |
| 1.4 | Elect Stephen Lifshatz | Mgmt | For | For | For | |
| 1.5 | Elect David Shepherd | Mgmt | For | For | For | |
| 1.6 | Elect John Sviokla | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
| 3 | TO APPROVE THE 2007 | Mgmt | For | For | For | |
| EMPLOYEE STOCK PURCHASE | ||||||
| PLAN. | ||||||
|
|
||||||
| AMN Healthcare Services Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AHS | CUSIP9 001744101 | 04/18/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Steven Francis | Mgmt | For | For | For | |
| 1.2 | Elect Susan Nowakowski | Mgmt | For | For | For | |
| 1.3 | Elect R. Jeffrey Harris | Mgmt | For | For | For | |
| 1.4 | Elect William Miller III | Mgmt | For | For | For | |
| 1.5 | Elect Andrew Stern | Mgmt | For | For | For | |
| 1.6 | Elect Douglas Wheat | Mgmt | For | For | For | |
| 1.7 | Elect Paul Weaver | Mgmt | For | For | For | |
| 2 | APPROVAL OF THE | Mgmt | For | Against | Against | |
| AMENDMENTS TO THE | ||||||
| COMPANY'S EQUITY PLAN. | ||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Anchor BanCorp Wisconsin, Inc. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ABCW | CUSIP9 032839102 | 07/25/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Director Holly Cremer | Mgmt | For | For | For | |
| Berkenstadt | ||||||
| 1.2 | Elect Director Donald D. | Mgmt | For | For | For | |
| Kropidlowski | ||||||
| 1.3 | Elect Director Mark D. Timmerman | Mgmt | For | For | For | |
| 2.0 | Ratify Auditors | Mgmt | For | For | For | |
| Ann Taylor Stores Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ANN | CUSIP9 036115103 | 05/17/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Robert Grayson | Mgmt | For | For | For | |
| 1.2 | Elect Michael Trapp | Mgmt | For | For | For | |
| 2 | Management Performance | Mgmt | For | For | For | |
| Compensation Plan | ||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Ansoft Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ANST | CUSIP9 036384105 | 09/06/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Nicholas Csendes | Mgmt | For | For | For | |
| 1.2 | Elect Zoltan J. Cendes, Ph.D. | Mgmt | For | For | For | |
| 1.3 | Elect Paul Quast | Mgmt | For | For | For | |
| 1.4 | Elect Peter Robbins | Mgmt | For | For | For | |
| 1.5 | Elect John N. Whelihan | Mgmt | For | For | For | |
|
|
||||||
| Ansys Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ANSS | CUSIP9 03662Q105 | 05/16/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Jacqueline Morby | Mgmt | For | For | For | |
| 2 | RATIFY SELECTION OF | Mgmt | For | For | For | |
| INDEPENDENT REGISTERED | ||||||
| PUBLIC ACCOUNTING FIRM. | ||||||
|
|
||||||
| Anthracite Capital Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AHRPRC | CUSIP9 037023108 | 05/22/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Donald Drapkin | Mgmt | For | For | For | |
| 1.2 | Elect Carl F. Geuther | Mgmt | For | For | For | |
| 1.3 | Elect John Levy | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Apartment Investment and | ||||||
| Management Co. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AIV | CUSIP9 03748R101 | 04/30/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect James Bailey | Mgmt | For | For | For | |
| 1.2 | Elect Terry Considine | Mgmt | For | For | For | |
| 1.3 | Elect Richard Ellwood | Mgmt | For | For | For | |
| 1.4 | Elect Thomas Keltner | Mgmt | For | For | For | |
| 1.5 | Elect J. Landis Martin | Mgmt | For | For | For | |
| 1.6 | Elect Robert Miller | Mgmt | For | For | For | |
| 1.7 | Elect Thomas Rhodes | Mgmt | For | For | For | |
| 1.8 | Elect Michael Stein | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
| 3 | TO APPROVE THE AIMCO 2007 | Mgmt | For | For | For | |
| STOCK AWARD AND INCENTIVE | ||||||
| PLAN. | ||||||
| 4 | TO APPROVE THE AIMCO 2007 | Mgmt | For | For | For | |
| EMPLOYEE STOCK PURCHASE | ||||||
| PLAN. | ||||||
|
|
||||||
| Applera Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ABI | CUSIP9 038020103 | 10/19/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Richard H. Ayers | Mgmt | For | For | For | |
| 1.2 | Elect Jean-Luc Bélingard | Mgmt | For | For | For | |
| 1.3 | Elect Robert H. Hayes | Mgmt | For | For | For | |
| 1.4 | Elect Arnold J. Levine | Mgmt | For | For | For | |
| 1.5 | Elect William H. Longfield | Mgmt | For | For | For | |
| 1.6 | Elect Theodore E. Martin | Mgmt | For | For | For | |
| 1.7 | Elect Carolyn W. Slayman | Mgmt | For | For | For | |
| 1.8 | Elect Orin R. Smith | Mgmt | For | For | For | |
| 1.9 | Elect James R. Tobin | Mgmt | For | Withhold | Against | |
| 1.10 | Elect Tony L. White | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
| 3 | Amendments to the Applera | Mgmt | For | For | For | |
| Corporation Certificate of | ||||||
| Incorporation | ||||||
| 4 | Amendment to the Applera | Mgmt | For | For | For | |
| Corporation/Applied Biosystems | ||||||
| Group 1999 Stock Incentive Plan | ||||||
| 5 | Amendment to the Applera | Mgmt | For | For | For | |
| Corporation/Celera Genomics | ||||||
| Group 1999 Stock Incentive Plan | ||||||
|
|
||||||
| Applied Industrial Technologies | ||||||
| Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AIT | CUSIP9 03820C105 | 10/24/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Thomas Commes | Mgmt | For | For | For | |
| 1.2 | Elect Peter Dorsman | Mgmt | For | For | For | |
| 1.3 | Elect J. Michael Moore | Mgmt | For | For | For | |
| 1.4 | Elect Jerry Thornton, Ph.D. | Mgmt | For | For | For | |
| 2 | RATIFICATION OF APPOINTMENT | Mgmt | For | For | For | |
| OF INDEPENDENT AUDITORS. | ||||||
|
|
||||||
| Arch Chemicals Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ARJ | CUSIP9 03937R102 | 04/26/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Richard Cavanagh | Mgmt | For | For | For | |
| 1.2 | Elect Michael Magdol | Mgmt | For | For | For | |
| 1.3 | Elect Douglas Wetmore | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Arctic Cat, Inc. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ACAT | CUSIP9 039670104 | 08/02/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Director William G. Ness | Mgmt | For | Withhold | Against | |
| 1.2 | Elect Director Gregg A. Ostrander | Mgmt | For | Withhold | Against | |
|
|
||||||
| Arkansas Best Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ABFS | CUSIP9 040790107 | 04/24/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect John Alden | Mgmt | For | For | For | |
| 1.2 | Elect Frank Edelstein | Mgmt | For | For | For | |
| 1.3 | Elect Robert Young, III | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
| 3 | Shareholder Proposal to Declassify | ShrHoldr | Against | For | Against | |
| the Board | ||||||
|
|
||||||
| ASE Test Limited | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ASTSF | CUSIP9 Y02516105 | 06/29/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1 | TO ADOPT THE 2006 ACCOUNTS | Mgmt | For | For | For | |
| AND REPORTS. | ||||||
| 2 | Appointment of Auditor and | Mgmt | For | For | For | |
| Authority to Set Fees | ||||||
| 3 | AUTHORITY TO ISSUE SHARES. | Mgmt | For | Against | Against | |
| 4 | AUTHORITY TO ISSUE | Mgmt | For | Against | Against | |
| SECURITIES. | ||||||
| 5 | TO APPROVE THE CONTINUED | Mgmt | For | Against | Against | |
| ADOPTION OF THE DIVIDEND | ||||||
| POLICY OF THE COMPANY. | ||||||
|
|
||||||
| Aspen Technology Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AZPN | CUSIP9 045327103 | 12/07/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Mark Fusco | Mgmt | For | For | For | |
| 1.2 | Elect Gary Haroian | Mgmt | For | For | For | |
| Asset Acceptance Capital Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| AACC | CUSIP9 04543P100 | 05/22/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Nathaniel Bradley IV | Mgmt | For | For | For | |
| 1.2 | Elect Anthony Ignaczak | Mgmt | For | For | For | |
| 1.3 | Elect William Jacobs | Mgmt | For | For | For | |
| 2 | Amendment to the 2004 Stock | Mgmt | For | Against | Against | |
| Incentive Plan | ||||||
|
|
||||||
| Asta Funding Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ASFI | CUSIP9 046220109 | 03/08/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Gary Stern | Mgmt | For | For | For | |
| 1.2 | Elect Arthur Stern | Mgmt | For | For | For | |
| 1.3 | Elect Herman Badillo | Mgmt | For | For | For | |
| 1.4 | Elect David Slackman | Mgmt | For | For | For | |
| 1.5 | Elect Edward Celano | Mgmt | For | For | For | |
| 1.6 | Elect Harvey Leibowitz | Mgmt | For | For | For | |
| 1.7 | Elect Alan Rivera | Mgmt | For | For | For | |
| 1.8 | Elect Louis Piccolo | Mgmt | For | For | For | |
|
|
||||||
| Atmos Energy Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ATO | CUSIP9 049560105 | 02/07/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Robert Best | Mgmt | For | For | For | |
| 1.2 | Elect Thomas Garland | Mgmt | For | For | For | |
| 1.3 | Elect Philliip Nichol | Mgmt | For | For | For | |
| 1.4 | Elect Charles Vaughan | Mgmt | For | For | For | |
| 2 | APPROVAL OF AMENDMENT TO | Mgmt | For | For | For | |
| THE 1998 LONG-TERM | ||||||
| INCENTIVE PLAN | ||||||
| 3 | APPROVAL OF AMENDMENT TO | Mgmt | For | For | For | |
| THE ANNUAL INCENTIVE PLAN | ||||||
| FOR MANAGEMENT | ||||||
| Autoliv Inc Commerce AB | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| ALV | CUSIP9 052800109 | 05/03/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Robert Alspaugh | Mgmt | For | For | For | |
| 1.2 | Elect Lars Westerberg | Mgmt | For | For | For | |
| 1.3 | Elect Walter Kunerth | Mgmt | For | For | For | |
| 1.4 | Elect Lars Nyberg | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Bank Of Hawaii Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BOH | CUSIP9 062540109 | 04/27/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Mary Bitterman | Mgmt | For | For | For | |
| 1.2 | Elect Martin Stein | Mgmt | For | For | For | |
| 1.3 | Elect Barbara Tanabe | Mgmt | For | For | For | |
| 1.4 | Elect Robert Wo Jr. | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Bankunited Financial A | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BKUNO | CUSIP9 06652B103 | 01/23/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Lawrence Blum | Mgmt | For | For | For | |
| 1.2 | Elect Lauren Camner | Mgmt | For | For | For | |
| 1.3 | Elect Bradley Weiss | Mgmt | For | For | For | |
| 1.4 | Elect Dr. Albert Smith | Mgmt | For | For | For | |
| 2 | APPROVAL OF THE 2007 STOCK | Mgmt | For | For | For | |
| AWARD AND INCENTIVE PLAN. | ||||||
| 3 | Increase Authorized Shares | Mgmt | For | For | For | |
|
|
||||||
| Berkley WR Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BER | CUSIP9 084423102 | 05/08/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect W. Robert Berkley, Jr | Mgmt | For | Withhold | Against | |
| 1.2 | Elect Mark Brockbank | Mgmt | For | Withhold | Against | |
| 1.3 | Elect Ronald Blaylock | Mgmt | For | Withhold | Against | |
| 1.4 | Elect Mary Farrell | Mgmt | For | Withhold | Against | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Biovail Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BVF | CUSIP9 09067J109 | 05/16/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Re-elect Eugene Melnyk | Mgmt | For | Withhold | Against | |
| 1.2 | Re-elect Wilfred Bristow | Mgmt | For | Withhold | Against | |
| 1.3 | Re-elect Laurence Paul | Mgmt | For | Withhold | Against | |
| 1.4 | Re-elect Sheldon Plener | Mgmt | For | Withhold | Against | |
| 1.5 | Re-elect Jamie Sokalsky | Mgmt | For | Withhold | Against | |
| 1.6 | Re-elect Douglas Squires | Mgmt | For | Withhold | Against | |
| 1.7 | Re-elect Michael Van Every | Mgmt | For | Withhold | Against | |
| 1.8 | Re-elect William Wells | Mgmt | For | Withhold | Against | |
| 2 | Appointment of Auditor and | Mgmt | For | For | For | |
| Authority to Set Fees | ||||||
| 3 | Amendments to the 2006, 2004, | Mgmt | For | For | For | |
| and 1993 Stock Option Plans | ||||||
| 4 | Amendment to the 2006 Stock | Mgmt | For | For | For | |
| Option Plan | ||||||
|
|
||||||
| Blackbaud Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BLKB | CUSIP9 09227Q100 | 06/13/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Marc Chardon | Mgmt | For | For | For | |
| 1.2 | Elect John McConnell | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Blair Corp. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BL | CUSIP9 092828102 | 04/24/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Special | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1 | Merger/Acquisition | Mgmt | For | For | For | |
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
|
|
||||||
| Bluelinx Holdings Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BXC | CUSIP9 09624H109 | 05/30/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Jeffrey Fenton | Mgmt | For | Withhold | Against | |
| 1.2 | Elect Richard Grant | Mgmt | For | Withhold | Against | |
| 1.3 | Elect Stephen Macadam | Mgmt | For | Withhold | Against | |
| 1.4 | Elect Richard Marchese | Mgmt | For | Withhold | Against | |
| 1.5 | Elect Steven Mayer | Mgmt | For | Withhold | Against | |
| 1.6 | Elect Charles McElrea | Mgmt | For | Withhold | Against | |
| 1.7 | Elect Alan Schumacher | Mgmt | For | Withhold | Against | |
| 1.8 | Elect Mark Suwyn | Mgmt | For | Withhold | Against | |
| 1.9 | Elect Lenard Tessler | Mgmt | For | Withhold | Against | |
| 1.10 | Elect Robert Warden | Mgmt | For | Withhold | Against | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
||||||
| Blyth Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BTH | CUSIP9 09643P108 | 06/06/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Robert Goergen | Mgmt | For | For | For | |
| 1.2 | Elect Neal Goldman | Mgmt | For | For | For | |
| 1.3 | Elect Howard Rose | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
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| BMC Software, Inc. | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BMC | CUSIP9 055921100 | 08/22/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Director B. Garland Cupp | Mgmt | For | For | For | |
| 1.2 | Elect Director Robert E. | Mgmt | For | For | For | |
| Beauchamp | ||||||
| 1.3 | Elect Director Jon E. Barfield | Mgmt | For | For | For | |
| 1.4 | Elect Director John W. Barter | Mgmt | For | For | For | |
| 1.5 | Elect Director Meldon K. Gafner | Mgmt | For | For | For | |
| 1.6 | Elect Director Lew W. Gray | Mgmt | For | For | For | |
| 1.7 | Elect Director P. Thomas Jenkins | Mgmt | For | For | For | |
| 1.8 | Elect Director Louis J. Lavigne, Jr. | Mgmt | For | For | For | |
| 1.9 | Elect Director Kathleen A. O'Neil | Mgmt | For | For | For | |
| 1.10 | Elect Director George F. Raymond | Mgmt | For | For | For | |
| 1.11 | Elect Director Tom C. Tinsley | Mgmt | For | For | For | |
| 2.0 | Ratify Auditors | Mgmt | For | For | For | |
| 3.0 | Approve Qualified Employee Stock | Mgmt | For | For | For | |
| Purchase Plan | ||||||
|
|
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| Books-A-Million Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BAMM | CUSIP9 098570104 | 05/29/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect J. Barry Mason | Mgmt | For | For | For | |
| 1.2 | Elect William Rogers, Jr. | Mgmt | For | For | For | |
|
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| Bradley Pharmaceuticals Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BDY | CUSIP9 104576103 | 06/07/2007 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect Douglas Linton | Mgmt | For | For | For | |
| 1.2 | Elect William Murphy | Mgmt | For | For | For | |
| 1.3 | Elect Seth Hamot | Mgmt | For | For | For | |
| 2 | Ratification of Auditor | Mgmt | For | For | For | |
|
|
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| Bradley Pharmaceuticals Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BDY | CUSIP9 104576103 | 10/26/2006 | Take No Action | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | Elect William J. Murphy | Mgmt | For | TNA | NA | |
| 1.2 | Elect Thomas P. Stagnaro | Mgmt | For | TNA | NA | |
| 1.3 | Elect Robert S. Whitehead | Mgmt | For | TNA | NA | |
| 2 | Ratification of Auditor | Mgmt | For | TNA | NA | |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | TNA | NA | |
| Separation of Chair and CEO Roles | ||||||
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | TNA | NA | |
| Recapitalization Transaction | ||||||
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | TNA | NA | |
| Reimbursement of Costs and | ||||||
| Expenses | ||||||
|
|
||||||
| Bradley Pharmaceuticals Inc | ||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||
| BDY | CUSIP9 104576103 | 10/26/2006 | Voted | |||
| Meeting Type | Country of Trade | |||||
| Annual | United States | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| 1.1 | DOUGLAS E. LINTON | ShrHoldr | For | NA | ||
| 1.2 | JOHN S. ROSS | ShrHoldr | For | NA | ||
| 1.3 | Seth W.Hamot | ShrHoldr | For | NA | ||
| 2 | Shareholder Proposal Regarding | ShrHoldr | For | NA | ||
| Separation of Chair and CEO Roles | ||||||
| 3 | Shareholder Proposal Regarding | ShrHoldr | For | NA | ||
| Recapitalization Transaction | ||||||
| 4 | Shareholder Proposal Regarding | ShrHoldr | For | |||