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As Of Filer Filing For·On·As Docs:Size Issuer Agent 3/30/16 Crescendo Partners II LP SC 13D/A 2:605K Hill International, Inc. Olshan Frome Wolosky LLP |
Document/Exhibit Description Pages Size 1: SC 13D/A Amendment No. 2 to the Schedule 13D HTML 283K 2: EX-99.1 Letter to the Board, Dated March 29, 2016 HTML 11K
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NAME OF REPORTING PERSON
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) x
(b) o
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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6
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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10
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SHARED DISPOSITIVE POWER
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11
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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13
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14
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1
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NAME OF REPORTING PERSON
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) x
(b) o
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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6
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|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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10
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SHARED DISPOSITIVE POWER
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11
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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13
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14
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1
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NAME OF REPORTING PERSON
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) x
(b) o
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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6
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|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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10
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SHARED DISPOSITIVE POWER
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11
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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13
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14
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1
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NAME OF REPORTING PERSON
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
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6
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
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SOLE VOTING POWER
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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10
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SHARED DISPOSITIVE POWER
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11
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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13
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14
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1
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NAME OF REPORTING PERSON
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) x
(b) o
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3
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SEC USE ONLY
|
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4
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SOURCE OF FUNDS
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
|
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
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8
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SHARED VOTING POWER
|
||
9
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SOLE DISPOSITIVE POWER
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10
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SHARED DISPOSITIVE POWER
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11
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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13
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14
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1
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NAME OF REPORTING PERSON
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
|
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
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SOLE VOTING POWER
|
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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10
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SHARED DISPOSITIVE POWER
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11
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
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14
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1
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NAME OF REPORTING PERSON
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
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3
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SEC USE ONLY
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||
4
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SOURCE OF FUNDS
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||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
|
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
8
|
SHARED VOTING POWER
|
||
9
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SOLE DISPOSITIVE POWER
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10
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SHARED DISPOSITIVE POWER
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11
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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13
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14
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1
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NAME OF REPORTING PERSON
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
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3
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SEC USE ONLY
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||
4
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SOURCE OF FUNDS
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||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
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SOLE VOTING POWER
|
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8
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SHARED VOTING POWER
|
||
9
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SOLE DISPOSITIVE POWER
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10
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SHARED DISPOSITIVE POWER
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11
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
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13
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14
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1
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NAME OF REPORTING PERSON
|
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
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3
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SEC USE ONLY
|
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4
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SOURCE OF FUNDS
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
|
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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10
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SHARED DISPOSITIVE POWER
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11
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
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13
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14
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1
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NAME OF REPORTING PERSON
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
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3
|
SEC USE ONLY
|
||
4
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SOURCE OF FUNDS
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
|
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
8
|
SHARED VOTING POWER
|
||
9
|
SOLE DISPOSITIVE POWER
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||
10
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SHARED DISPOSITIVE POWER
|
||
11
|
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
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14
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1
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NAME OF REPORTING PERSON
|
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
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3
|
SEC USE ONLY
|
||
4
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SOURCE OF FUNDS
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
|
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
8
|
SHARED VOTING POWER
|
||
9
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SOLE DISPOSITIVE POWER
|
||
10
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SHARED DISPOSITIVE POWER
|
||
11
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
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14
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1
|
NAME OF REPORTING PERSON
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
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SOURCE OF FUNDS
|
||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
|
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
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SOLE VOTING POWER
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8
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SHARED VOTING POWER
|
||
9
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SOLE DISPOSITIVE POWER
|
||
10
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SHARED DISPOSITIVE POWER
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11
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
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13
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14
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1
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NAME OF REPORTING PERSON
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
|
||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
|
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
8
|
SHARED VOTING POWER
|
||
9
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SOLE DISPOSITIVE POWER
|
||
10
|
SHARED DISPOSITIVE POWER
|
||
11
|
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
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14
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1
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NAME OF REPORTING PERSON
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
|
||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
|
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
8
|
SHARED VOTING POWER
|
||
9
|
SOLE DISPOSITIVE POWER
|
||
10
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SHARED DISPOSITIVE POWER
|
||
11
|
|||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
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14
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1
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NAME OF REPORTING PERSON
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
|
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
8
|
SHARED VOTING POWER
|
||
9
|
SOLE DISPOSITIVE POWER
|
||
10
|
SHARED DISPOSITIVE POWER
|
||
11
|
|||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
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14
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1
|
NAME OF REPORTING PERSON
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
|
||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
|
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
8
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SHARED VOTING POWER
|
||
9
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SOLE DISPOSITIVE POWER
|
||
10
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SHARED DISPOSITIVE POWER
|
||
11
|
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
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14
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1
|
NAME OF REPORTING PERSON
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
|
||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
|
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
8
|
SHARED VOTING POWER
|
||
9
|
SOLE DISPOSITIVE POWER
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||
10
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SHARED DISPOSITIVE POWER
|
||
11
|
|||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
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14
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1
|
NAME OF REPORTING PERSON
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
|
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
8
|
SHARED VOTING POWER
|
||
9
|
SOLE DISPOSITIVE POWER
|
||
10
|
SHARED DISPOSITIVE POWER
|
||
11
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
|||
14
|
1
|
NAME OF REPORTING PERSON
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
||
6
|
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
8
|
SHARED VOTING POWER
|
||
9
|
SOLE DISPOSITIVE POWER
|
||
10
|
SHARED DISPOSITIVE POWER
|
||
11
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
|||
14
|
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(a)
|
As of the close of business on March 29, 2016, Full Value Partners, L.P. beneficially owned 716,946 Shares.
|
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(c)
|
Full Value Partners did not enter into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D.
|
|
(a)
|
Bulldog Investors, LLC may be deemed the beneficial owner of 3,928,831 Shares, consisting of the following: (i) 716,946 Shares owned by Full Value Partners, L.P., for which Bulldog Investors, LLC serves as investment adviser, (ii) 17,912 Shares held by Phillip Goldstein, a member of Bulldog Investors, LLC; and (iii) 3,193,973 Shares held by clients of Bulldog Investors, LLC.
|
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(c)
|
Bulldog Investors, LLC on behalf of its clients did not enter into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D.
|
|
(a)
|
As of the close of business on March 29, 2016, Mr. Dakos did not directly own any Shares. As a member of Bulldog Investors, LLC, Mr. Dakos may be deemed the beneficial owner of the 3,928,831 Shares beneficially owned by Bulldog Investors, LLC.
|
|
(c)
|
Mr. Dakos did not enter into any transactions in the Share since the filing of Amendment No. 1 to the Schedule 13D.
|
|
(a)
|
As of the close of business on March 29, 2016, Mr. Goldstein directly owned 17,912 Shares. As a member of Bulldog Investors, LLC, Mr. Goldstein may be deemed the beneficial owner of 3,928,831 Shares beneficially owned by Bulldog Investors, LLC (which amount includes the 17,912 Shares held directly by Mr. Goldstein, and the 716,946 Shares held directly by Full Value Partners).
|
|
(c)
|
Mr. Goldstein did not enter into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D.
|
|
(a)
|
As of the close of business on March 29, 2016, Mr. Samuels did not directly own any Shares. As a member of Bulldog Investors, LLC, Mr. Samuels may be deemed the beneficial owner of the 3,928,831 Shares beneficially owned by Bulldog Investors, LLC.
|
|
(c)
|
Mr. Samuels did not enter into any transactions in the Share since the filing of Amendment No. 1 to the Schedule 13D.
|
|
(a)
|
As of the close of business on March 29, 2016, Crescendo Partners II beneficially owned 2,549,374 Shares.
|
|
(c)
|
Crescendo Partners II did not entered into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D.
|
|
(a)
|
Crescendo Investments II, as the general partner of Crescendo Partners II, may be deemed the beneficial owner of the 2,549,374 Shares owned by Crescendo Partners II.
|
|
(c)
|
Crescendo Investments II has not entered into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D.
|
|
(a)
|
As of the close of business on March 29, 2016, Crescendo Partners III beneficially owned 164,058 Shares.
|
|
(c)
|
The transactions in the Shares by Crescendo Partners III since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.
|
|
(a)
|
Crescendo Investments III, as the general partner of Crescendo Partners III, may be deemed the beneficial owner of the 164,058 Shares owned by Crescendo Partners III.
|
|
(c)
|
Crescendo Investments III has not entered into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the Shares on behalf of Crescendo Partners III since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.
|
|
(a)
|
Crescendo Advisors II, as the investment advisor of Crescendo Partners II and Crescendo Partners III, may be deemed the beneficial owner of (a) the 2,549,374 Shares owned by Crescendo Partners II and (b) the 164,058 Shares owned by Crescendo Partners III.
|
|
(c)
|
Crescendo Advisors II has not entered into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the Shares on behalf of Crescendo Partners III since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.
|
|
(a)
|
As of the close of business on March 29, 2016, Jamarant Capital beneficially owned 64,426 Shares.
|
|
(c)
|
The transactions in the Shares by Jamarant Capital since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.
|
|
(a)
|
Jamarant Investors, as the general partner of Jamarant Capital, may be deemed the beneficial owner of the 64,426 Shares owned by Jamarant Capital.
|
|
(c)
|
Jamarant Investors has not entered into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the Shares on behalf of Jamarant Capital since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.
|
|
(a)
|
Jamarant Advisors, as the investment advisor of Jamarant Capital, may be deemed the beneficial owner of the 64,426 Shares owned by Jamarant Capital.
|
|
(c)
|
Jamarant Advisors has not entered into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the Shares on behalf of Jamarant Capital since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.
|
|
(a)
|
As of the close of business on March 29, 2016, Mr. Rosenfeld directly owned 28,497 Shares (including 6,000 shares of restricted stock). Mr. Rosenfeld, as the managing member of Crescendo Investments II, Crescendo Investments III and Crescendo Advisors II, may be deemed the beneficial owner of (a) the 2,549,374 Shares owned by Crescendo Partners II and (b) the 164,058 Shares owned by Crescendo Partners III.
|
|
(c)
|
Mr. Rosenfeld has not entered into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the Shares on behalf of Crescendo Partners III since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.
|
|
(a)
|
As of the close of business on March 29, 2016, Mr. Monahan directly owned 13,000 Shares. Mr. Monahan, as a managing member of Jamarant Investors and Jamarant Advisors, may be deemed the beneficial owner of the 64,426 Shares owned by Jamarant Capital.
|
|
(c)
|
Mr. Monahan has not entered into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the Shares on behalf of Jamarant Capital since the filing of Amendment No. 1 to the 13D are set forth in Schedule A and are incorporated herein by reference.
|
|
(a)
|
As of the close of business on March 29, 2016, Mr. Sgro directly owned 15,500 Shares. Mr. Sgro, as a managing member of Jamarant Investors and Jamarant Advisors, may be deemed the beneficial owner of the 64,426 Shares owned by Jamarant Capital.
|
|
(c)
|
Mr. Sgro has not entered into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the Shares on behalf of Jamarant Capital since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule A and are incorporated herein by reference.
|
|
(c)
|
Mr. Evans did not enter into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D.
|
|
(c)
|
Mr. Gillman did not enter into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D.
|
|
(c)
|
Mr. Schauerman did not enter into any transactions in the Shares since the filing of Amendment No. 1 to the Schedule 13D.
|
|
(d)
|
No person other than the Reporting Persons is known to have the right to receive, or the power to direct the receipt of dividends from, or proceeds from the sale of, the Shares.
|
FULL VALUE PARTNERS, L.P.
|
|||
By:
|
Full Value Advisors, LLC
General Partner
|
||
By:
|
|||
Name:
|
|||
Title:
|
Manager
|
BULLDOG INVESTORS, LLC
|
|||
By:
|
|||
Name:
|
|||
Title:
|
Member
|
/s/ Andrew Dakos
|
|
/s/ Steven Samuels
|
|
CRESCENDO PARTNERS II, L.P., SERIES M2
|
|||
By:
|
Crescendo Investments II, LLC
General Partner
|
||
By:
|
/s/ Eric Rosenfeld
|
||
Name:
|
|||
Title:
|
Managing Member
|
CRESCENDO INVESTMENTS II, LLC
|
|||
By:
|
/s/ Eric Rosenfeld
|
||
Name:
|
|||
Title:
|
Managing Member
|
CRESCENDO PARTNERS III, L.P.
|
|||
By:
|
Crescendo Investments III, LLC
General Partner
|
||
By:
|
/s/ Eric Rosenfeld
|
||
Name:
|
|||
Title:
|
Managing Member
|
CRESCENDO INVESTMENTS III, LLC
|
|||
By:
|
/s/ Eric Rosenfeld
|
||
Name:
|
|||
Title:
|
Managing Member
|
CRESCENDO ADVISORS II, LLC
|
|||
By:
|
/s/ Eric Rosenfeld
|
||
Name:
|
|||
Title:
|
Managing Member
|
JAMARANT CAPITAL, L.P.
|
|||
By:
|
Jamarant Investors, LLC
General Partner
|
||
By:
|
|||
Name:
|
|||
Title:
|
Managing Member
|
||
By:
|
/s/ David Sgro
|
||
Name:
|
|||
Title:
|
Managing Member
|
JAMARANT INVESTORS, LLC
|
|||
By:
|
|||
Name:
|
|||
Title:
|
Managing Member
|
||
By:
|
/s/ David Sgro
|
||
Name:
|
|||
Title:
|
Managing Member
|
JAMARANT ADVISORS, LLC
|
|||
By:
|
|||
Name:
|
|||
Title:
|
Managing Member
|
||
By:
|
/s/ David Sgro
|
||
Name:
|
|||
Title:
|
Managing Member
|
/s/ Eric Rosenfeld
|
|
ERIC ROSENFELD, Individually and as attorney-in-fact for Paul Evans, Charles Gillman and John P. Schauerman
|
/s/ David Sgro
|
|
Shares of Common
Stock Purchased/(Sold)
|
Price Per
Share($)
|
Date of
Purchase/Sale
|
20,417
|
3.2360
|
03/21/2016
|
20,000
|
3.1900
|
03/22/2016
|
15,000
|
3.0800
|
03/23/2016
|
30,000
|
3.0800
|
03/24/2016
|
10,000
|
3.2000
|
03/28/2016
|
25,000
|
3.2500
|
03/29/2016
|
100
|
3.1500
|
03/17/2016
|
1,000
|
3.2300
|
03/21/2016
|
500
|
3.0700
|
03/23/2016
|
2,000
|
3.0900
|
03/24/2016
|
1,000
|
3.2100
|
03/28/2016
|
2,000
|
3.2500
|
03/29/2016
|
This ‘SC 13D/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 3/30/16 | 4, D, SC 13D/A | ||
3/29/16 | 10-K, SC 13D/A | |||
3/9/16 | 3, 3/A, 4 | |||
List all Filings |