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United Capital Corp/DE – ‘8-K’ for 6/16/11

On:  Wednesday, 6/22/11, at 2:25pm ET   ·   For:  6/16/11   ·   Accession #:  921895-11-1364   ·   File #:  1-10104

Previous ‘8-K’:  ‘8-K’ on 6/15/11 for 6/14/11   ·   Latest ‘8-K’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/22/11  United Capital Corp/DE            8-K:3,9     6/16/11    2:78K                                    Olshan Frome Wolosky LLP

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     20K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     24K 


8-K   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 16, 2011
 
UNITED CAPITAL CORP.
(Exact name of registrant as specified in its charter)
     
Delaware
04-2294493
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
     
9 Park Place, Great Neck, New York
11021
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code: (516) 466-6464

N/A
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 
 
Item 3.01.
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
 
On June 16, 2011, the Board of Directors of United Capital Corp. (the “Company”) approved the voluntary delisting of its common stock from the NYSE Amex, and the voluntary deregistration of its common stock under the Securities Exchange Act of 1934, as amended.The Company issued a press release announcing this approval on June 17, 2011.  A copy of the press release is being filed as an exhibit  to this Form 8-K and the contents of the press release are incorporated herein by reference.
 
Item 9.01.
Financial Statements and Exhibits.
 
Exhibit 99.1 -- Press Release issued June 17, 2011.
 
 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 


Dated:  June 21, 2011
UNITED CAPITAL CORP.
   
   
 
By:
   
Name:
   
Title:
Vice President, Chief Financial Officer and Secretary



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:6/22/11SC TO-C
6/21/11
6/17/11
For Period End:6/16/11SC 13D/A
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Filing Submission 0000921895-11-001364   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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