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Harbert Management Corp · 13F-HR · For 6/30/08

Filed On 8/13/08 5:53pm ET   ·   SEC File 28-12611   ·   Accession Number 919574-8-4445

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  As Of               Filer                 Filing     As/For/On Docs:Pgs              Issuer               Agent

 8/14/08  Harbert Management Corp           13F-HR      6/30/08    1:4                                      Seward & Kissel/FA

Quarterly Holdings or Combination Report by an Institutional Money Manager   ·   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings or Combination Report by an         4     19K 
                          Institutional Money Manager                            

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Harbert Management Corporation Address: 2100 Third Avenue North, Suite 600 Birmingham, Alabama 35203 13F File Number: 028-12611 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: William R. Lucas, Jr. Title: Executive Vice-President Phone: (205) 987-5574 Signature, Place and Date of Signing: /s/ William R. Lucas, Jr. Birmingham, AL August 14, 2008 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date]
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Report Type: (Check only one): [_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: No. Form 13F File Number Name --- -------------------- ---- 1. 028-12359 Harbinger Capital Partners Special Situations Fund, LP
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Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 90 Form 13F Information Table Value Total: $236,129 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name
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[Enlarge/Download Table] FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COL 4 COLUMN 5 COL 6 COL 7 COLUMN 8 MARKET TITLE OF CUSIP VALUE SHRS OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS NUMBER (x1000) PRN AMT PRN CALL DISCRTN MNGRS SOLE SHARED NONE 3COM CORP COM 885535104 265 125,000 SH SOLE NONE 125,000 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 1,295 95,000 SH SOLE NONE 95,000 0 0 AMERICAN INTL GROUP INC UNIT 99/99/9999 026874115 9,499 159,050 SH SOLE NONE 159,050 0 0 ANHEUSER BUSCH COS INC COM 035229103 6,293 101,300 SH SOLE NONE 101,300 0 0 ANHEUSER BUSCH COS INC COM 035229103 6,212 100,000 SH PUT SOLE NONE 100,000 0 0 ANHEUSER BUSCH COS INC COM 035229103 12,778 205,700 SH CALL SOLE NONE 205,700 0 0 ANSOFT CORP COM 036384105 437 11,992 SH SOLE NONE 11,992 0 0 ARCHER DANIELS MIDLAND CO UNIT 99/99/9999 039483201 7,453 170,000 SH SOLE NONE 170,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 434 18,200 SH SOLE NONE 18,200 0 0 BANKS COM INC COM 066470105 33 97,500 SH SOLE NONE 97,500 0 0 BFC FINL CORP CL A 055384200 143 190,000 SH SOLE NONE 190,000 0 0 BOEING CO COM 097023105 3,286 50,000 SH PUT SOLE NONE 50,000 0 0 BOIS D ARC ENERGY INC COM 09738U103 1,057 43,494 SH SOLE NONE 43,494 0 0 BRINKS CO COM 109696104 3,009 46,000 SH SOLE NONE 46,000 0 0 BRISTOW GROUP INC PFD CNV 5.50% 110394400 10,020 162,400 SH SOLE NONE 162,400 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1,053 50,000 SH SOLE NONE 50,000 0 0 BRONCO DRILLING CO INC COM 112211107 1,379 75,000 SH SOLE NONE 75,000 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3,754 166,100 SH CALL SOLE NONE 166,100 0 0 CBS CORP NEW CL B 124857202 682 35,000 SH SOLE NONE 35,000 0 0 CLEAR CHANNEL COMMUNICATIONS COM 184502102 886 25,000 SH CALL SOLE NONE 25,000 0 0 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 21,492 600,000 SH PUT SOLE NONE 600,000 0 0 COMSCORE INC COM 20564W105 218 10,000 SH SOLE NONE 10,000 0 0 DAVITA INC COM 23918K108 531 10,000 SH SOLE NONE 10,000 0 0 DRS TECHNOLOGIES INC COM 23330X100 1,692 21,500 SH CALL SOLE NONE 21,500 0 0 DELL INC COM 24702R101 875 40,000 SH SOLE NONE 40,000 0 0 DIEBOLD INC COM 253651103 890 25,000 SH SOLE NONE 25,000 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 1,154 55,000 SH SOLE NONE 55,000 0 0 DRS TECHNOLOGIES INC COM 23330X100 2,755 35,000 SH SOLE NONE 35,000 0 0 EARTHLINK INC COM 270321102 1,514 175,000 SH SOLE NONE 175,000 0 0 ECHOSTAR CORP CL A 278768106 453 14,500 SH SOLE NONE 14,500 0 0 EDGE PETE CORP DEL PFD CONV A 279862205 4,123 131,946 SH SOLE NONE 131,946 0 0 ELECTRONIC DATA SYS NEW COM 285661104 3,696 150,000 SH SOLE NONE 150,000 0 0 ENERGY EAST CORP COM 29266M109 512 20,700 SH PUT SOLE NONE 20,700 0 0 ENERGY EAST CORP COM 29266M109 497 20,100 SH CALL SOLE NONE 20,100 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 567 45,000 SH SOLE NONE 45,000 0 0 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 3,933 142,100 SH SOLE NONE 142,100 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1,465 304,625 SH SOLE NONE 304,625 0 0 FORTUNE INDUSTRIES INC COM NEW 34963X200 15 10,420 SH SOLE NONE 10,420 0 0 FREIGHTCAR AMER INC COM 357023100 1,065 30,000 SH SOLE NONE 30,000 0 0 GENTEK INC COM NEW 37245X203 1,178 43,800 SH SOLE NONE 43,800 0 0 GOLD FIELDS LTD SPONSORED ADR 38059T106 2,530 200,000 SH CALL SOLE NONE 200,000 0 0 HECLA MNG CO 6.5% CONV PFD 422704304 4,825 50,000 SH SOLE NONE 50,000 0 0 HOME DIAGNOSTICS INC DEL COM 437080104 1,151 127,000 SH SOLE NONE 127,000 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 840 56,908 SH SOLE NONE 56,908 0 0 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 2,232 155,000 SH SOLE NONE 155,000 0 0 LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 969 40,000 SH SOLE NONE 40,000 0 0 LIMCO-PIEDMONT INC COM 53261T109 34 7,800 SH SOLE NONE 7,800 0 0 LOUISIANA PAC CORP COM 546347105 934 110,000 SH SOLE NONE 110,000 0 0 MCGRAW HILL COS INC COM 580645109 522 13,000 SH SOLE NONE 13,000 0 0 MCMORAN EXPLORATION CO PFD MAND CNV 582411500 4,969 26,800 SH SOLE NONE 26,800 0 0 MERCURY COMPUTER SYS COM 589378108 527 70,000 SH SOLE NONE 70,000 0 0 MERRILL LYNCH & CO INC COM 590188108 1,398 44,100 SH SOLE NONE 44,100 0 0 MGM MIRAGE COM 552953101 203 6,000 SH SOLE NONE 6,000 0 0 MOLSON COORS BREWING CO CL B 60871R209 158 2,900 SH SOLE NONE 2,900 0 0 MUELLER WTR PRODS INC COM SER B 624758207 429 50,200 SH SOLE NONE 50,200 0 0 MYLAN INC PFD CONV 628530206 7,215 8,220 SH SOLE NONE 8,220 0 0 NABORS INDUSTRIES LTD SHS G6359F103 1,969 40,000 SH SOLE NONE 40,000 0 0 NAVTEQ CORP COM 63936L100 2,310 30,000 SH SOLE NONE 30,000 0 0 NYMEX HOLDINGS INC COM 62948N104 2,534 30,000 SH SOLE NONE 30,000 0 0 OMNICARE CAP TR II PFD B TR 4.00% 68214Q200 4,444 114,700 SH SOLE NONE 114,700 0 0 OMNICOM GROUP INC COM 6811919106 1,122 25,000 SH PUT SOLE NONE 25,000 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 12,041 170,000 S PUT SOLE NONE 170,000 0 0 PFIZER INC COM 717081103 2,166 124,000 SH SOLE NONE 124,000 0 0 PICO HLDGS INC COM NEW 693366205 2,824 65,000 SH SOLE NONE 65,000 0 0 PIER 1 IMPORTS INC COM 720279108 241 70,000 SH SOLE NONE 70,000 0 0 POTLATCH CORP NEW COM 737630103 1,940 43,000 SH SOLE NONE 43,000 0 0 RADIOSHACK CORP COM 750438103 1,227 100,000 SH SOLE NONE 100,000 0 0 RIVIERA HLDGS CORP COM 769627100 741 73,000 SH SOLE NONE 73,000 0 0 SAFECO CORP COM 786429100 1,679 25,000 SH SOLE NONE 25,000 0 0 SAFETY INS GROUP INC COM 78648T100 3,325 93,261 SH SOLE NONE 93,261 0 0 SCHERING PLOUGH CORP PFD CONV MAN07 806605705 5,721 30,000 SH SOLE NONE 30,000 0 0 SIRIUS SATELLITE RADIO INC COM 82966U103 192 100,000 SH SOLE NONE 100,000 0 0 SMART BALANCE INC COM 83169Y108 144 20,000 SH SOLE NONE 20,000 0 0 SPDR TR UNIT SER 1 78462F103 8,319 65,000 SH PUT SOLE NONE 65,000 0 0 SPDR TR UNIT SER 1 78462F103 6,399 50,000 SH CALL SOLE NONE 50,000 0 0 TAM SA SP ADR REP PFD 87484D103 1,625 85,000 SH SOLE NONE 85,000 0 0 TIME WARNER INC COM 887317105 1,480 100,000 SH SOLE NONE 100,000 0 0 TIME WARNER INC COM 887317105 1,480 100,000 SH PUT SOLE NONE 100,000 0 0 TRANSOCEAN SEDCO FOREX INC NOTE 1.625%12/1 893830AU3 4,518 4,000,000 SH SOLE NONE 4,000,000 0 0 TRIBUNE CO NEW SB DB EXCH2%29 896047305 850 25,000 SH SOLE NONE 25,000 0 0 VALE CAP LTD NT RIO CV VALE 91912C208 3,903 57,700 SH SOLE NONE 57,700 0 0 WASTE MGMT INC DEL COM 94106L109 943 25,000 SH SOLE NONE 25,000 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 633 17,500 SH SOLE NONE 17,500 0 0 WELLS FARGO & CO NEW COM 949746101 1,188 50,000 SH CALL SOLE NONE 50,000 0 0 WEYERHAEUSER CO COM 962166104 1,483 29,000 SH SOLE NONE 29,000 0 0 W-H ENERGY SVCS INC COM 92925E108 2,006 20,950 SH SOLE NONE 20,950 0 0 WRIGLEY WM JR CO COM 982526105 3,189 41,000 SH SOLE NONE 41,000 0 0 WRIGLEY WM JR CO COM 982526105 1,151 14,800 SH PUT SOLE NONE 14,800 0 0 YAHOO INC COM 984332106 2,066 100,000 SH SOLE NONE 100,000 0 0 YAHOO INC COM 984332106 2,748 133,000 SH CALL SOLE NONE 133,000 0 0 SK 03773 0001 909469

Dates Referenced Herein   and   Documents Incorporated By Reference

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For The Period Ended6/30/081
Filed On8/13/084
Filed As Of / Effective As Of8/14/081
 
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