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Schroder Capital Funds (Delaware) – ‘485BPOS’ on 5/15/96 – DEL AM

As of:  Wednesday, 5/15/96   ·   Accession #:  919574-96-478   ·   File #:  2-34215

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/15/96  Schroder Capital Funds (Delaware) 485BPOS                1:10K                                    Seward & Kissel LLP

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: DEL AM      Registration Effectiveness-Delaying Amendment         12     23K 

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As filed with the Securities and Exchange Commission on May 15, 1996 File No. 2-34215 File No. 811-1911 ________________________________________________________________ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Post-Effective Amendment No. 51 and REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Amendment No. 32 _____________________________________________________________ SCHRODER CAPITAL FUNDS (DELAWARE) (formerly Schroder Capital Funds, Inc.) (Exact Name of Registrant as Specified in Charter) Two Portland Square, Portland, Maine 04101 (Address of Principal Executive Office) (Zip Code) Registrant's Telephone Number, including Area Code: 207-879-1900 ________________________________________________________________ Thomas G. Sheehan, Esq. Forum Financial Services, Inc. Two Portland Square, Portland, Maine 04101 (Name and Address of Agent for Service) Copies of Communications to: Scott M. Shepard, Esq. Jacobs Persinger & Parker 77 Water Street New York, New York 10005 ________________________________________________________________ It is proposed that this filing will become effective: ____ immediately upon filing pursuant to Rule 485, paragraph (b) X on May 16, 1996 pursuant to Rule 485, paragraph (b)
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____ 60 days after filing pursuant to Rule 485, paragraph (a)(i) ____ on [ ] pursuant to Rule 485, paragraph (a)(i) ____ 75 days after filing pursuant to Rule 485, paragraph (a)(ii) ____ on [ ] pursuant to Rule 485, paragraph (a)(ii) X this post-effective amendment designates a new effective date for a previously filed post-effective amendment. The Registrant has registered an indefinite number of shares of beneficial interest under the Securities Act of 1933 pursuant to Rule 24f-2 under the Investment Company Act of 1940. Accordingly, no fee is payable herewith. A Rule 24f-2 Notice for the Registrant's fiscal year ended October 31, 1995 was filed with the Commission on or about December 28, 1995. International Equity Fund and Schroder Emerging Markets Fund Institutional Portfolio of Registrant are structured as master-feeder funds. This amendment includes a signature page for the master funds.
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SCHRODER CAPITAL FUNDS, INC. FORM N-1A CROSS REFERENCE SHEET PART A Form N-1A Item No. (Caption) Location in Prospectus (Caption) 1. Cover Page Cover Page 2. Synopsis The Fund, Prospectus Summary 3. Condensed Financial Financial Highlight Information 4. General Description of The Fund - Investment Registrant Objective; Investment Policies; Investment Restrictions; Special Risk Considerations; Additional Investment Policies 5. Management of the Fund Management of the Fund - Board of Trustees; Investment Adviser and Portfolio Manager; Administrative Services; Service Organizations; Other Expenses; Portfolio Transactions; Other Information - Custodian and Transfer Agent 5A. Managements Discussion Not Applicable of Fund Performance 6. Capital Stock and Other Information - Other Securities Capitalization and Voting; Shareholder Inquiries; Dividends, Distributions and Taxes 7. Purchase of Securities Investment in the Fund - Purchase of Shares; Retirement Plans; Net
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Asset Value; Management of the Fund - Distribution 8. Redemption or Repurchase Investment in the Fund - Redemption of Shares; Net Asset Value 9. Pending Legal Proceedings Not Applicable
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PART B Location in Statement Form N-1A of Additional Item No. (Caption) Information (Caption) 10. Cover Page Cover Page 11. Table of Contents Table of Contents 12. General Information Other Information - and History Organization 13. Investment Objectives Investment Policies; and Policies Investment Restrictions 14. Management of the Fund Management - Trustees and Officers 15. Control Persons and Other Information - Principal Principal Shareholders Holders of Securities 16. Investment Advisory and Management - Investment Other Services Adviser; Trustees and Officers; Administrative Services; Distribution of Fund Shares; Fees and Expenses; Portfolio Transactions - Brokerage and Research Services; Other Information - Custodian and Transfer Agent; Independent Accountants 17. Brokerage Allocation and Portfolio Transactions Other Practices 18. Capital Stock and Other Information - Other Securities Capitalization and Voting 19. Purchase, Redemption Determination of Net and Pricing of Asset Value Per Share Securities Being Offered 20. Tax Status Taxation 21. Underwriters Management - Distribution of Fund Shares; Fees and Expenses
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22. Calculation of Other Information - Performance Data Performance Information 23. Financial Statements Financial Statements
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PART A The Prospectuses for Schroder Capital Funds (Delaware) (the "Registrant") filed as Part A to Post-Effective Amendment No. 47 to the Registrant's Registration Statement on Form N-1A (File No. 2-34215) are incorporated herein by reference. These Prospectuses offer shares of International Equity Fund, Schroder U.S. Equity Fund, Schroder U.S. Smaller Companies Fund, and Schroder Emerging Markets Fund Institutional Portfolio, all series of the Registrant.
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PART B The Statements of Additional Information (the "SAIs") for Schroder Capital Funds (Delaware) (the "Registrant") filed as Part B to Post-Effective Amendment No. 47 to the Registrant's Registration Statement on Form N-1A (File No. 2-34215) are incorporated herein by reference. These SAIs supplement the Prospectuses offering shares of International Equity Fund, Schroder U.S. Equity Fund, Schroder U.S. Smaller Companies Fund, and Schroder Emerging Markets Fund Institutional Portfolio, all series of the Registrant.
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PART C Part C for Schroder Capital Funds (Delaware) (the "Registrant"), filed as part of Post-Effective Amendment No. 47 to the Registrant's Registration Statement on Form N-1A (File No. 2-34215) is incorporated herein by reference.
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SIGNATURES Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this amendment to its Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized, in the City of New York and the State of New York on the 15th day of May, 1996. SCHRODER CAPITAL FUNDS (DELAWARE) By: /s/ Laura E. Luckyn-Malone __________________________ Laura E. Luckyn-Malone President Pursuant to the requirements of the Securities Act of 1933, this amendment to the Registrant's Registration Statement has been signed below by the following persons in the capacities indicated on the 15th day of May, 1996. Signatures Title (a) Principal Executive Officer /s/ Laura E. Luckyn-Malone President __________________________ and Director Laura E. Luckyn-Malone (b) Principal Financial and Accounting Officer __________________________ Treasurer Robert Jackowitz*
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(c) Majority of the Directors /s/ Laura E. Luckyn-Malone Director __________________________ Laura E. Luckyn-Malone PETER E. GUERNSEY* Director RALPH E. HANSMANN* Director JOHN I. HOWELL* Director HERMANN C. SCHWAB* Director MARK J. SMITH* Director *By: /s/ Thomas G. Sheehan ______________________ Thomas G. Sheehan, Attorney-in-Fact
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SIGNATURES On behalf of Schroder Capital Funds, being duly authorized, I have duly caused this amendment to the Registration Statement of Schroder Capital Funds (Delaware) to be signed in the City of New York, State of New York on the 15th day of May, 1996. SCHRODER CAPITAL FUNDS By: /s/ Laura E. Luckyn-Malone ____________________________ Laura E. Luckyn-Malone President This amendment to the Registration Statement of Schroder Capital Funds (Delaware) has been signed below by the following persons in the capacities indicated on the 15th day of May, 1996. Signatures Title (a) Principal Executive Officer /s/ Laura E. Luckyn-Malone President __________________________ and Director Laura E. Luckyn-Malone (b) Principal Financial and Accounting Officer __________________________ Treasurer Robert Jackowitz* (c) Majority of the Directors /s/ Laura E. Luckyn-Malone Director __________________________ Laura E. Luckyn-Malone PETER E. GUERNSEY* Director RALPH E. HANSMANN* Director JOHN I. HOWELL* Director HERMANN C. SCHWAB* Director MARK J. SMITH* Director *By: /s/ Thomas G. Sheehan _____________________ Thomas G. Sheehan, Attorney-in-Fact 47180000.AI0

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘485BPOS’ Filing    Date First  Last      Other Filings
5/16/961
Filed on:5/15/961
12/28/95224F-2NT
10/31/95224F-2NT,  N-30D,  NSAR-B,  NT-NSAR
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Filing Submission 0000919574-96-000478   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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