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Red Coat Capital Management LLC – ‘SC 13G/A’ on 11/9/00 re: Cutter & Buck Inc

On:  Thursday, 11/9/00, at 6:14pm ET   ·   As of:  11/13/00   ·   Accession #:  919574-0-966   ·   File #:  5-48939

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/13/00  Red Coat Capital Management LLC   SC 13G/A   11/09/00    1:9K   Cutter & Buck Inc                 Seward & Kissel LLP

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership        11     25K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
6Item 1(a). Name of Issuer: Cutter & Buck Inc
"Item 2(a) - (c). Name, Principal Business Address, and Citizenship of Persons Filing:
"Item 3. If this statement is filed pursuant to Rule 13d-1(b)(1) or 13d-2(b) or (c) check whether the person filing is:
7Item 4. Ownership
8Item 5. Ownership of Five Percent or Less of a Class
"Item 6. Ownership of More than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company
"Item 8. Identification and Classification of Members of the Group
9Item 9. Notice of Dissolution of the Group
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No.: 1 Name of Issuer: Cutter & Buck Inc. Title of Class of Securities: Common Stock CUSIP Number: 232217109 (Date of Event Which Requires Filing of this Statement) October 31, 2000 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP Number: 232217109 1. Name of Reporting Person I.R.S. Identification No. of Above Person Red Coat Capital Management, L.L.C. 2. Check the Appropriate Box if a Member of a Group a. b. 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 475,000 7. Sole Dispositive Power: 8. Shared Dispositive Power: 475,000 9. Aggregate Amount Beneficially Owned by Each Reporting Person 475,000 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 2
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11. Percent of Class Represented by Amount in Row (9) 4.54% 12. Type of Reporting Person OO 3
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CUSIP Number: 232217109 1. Name of Reporting Person I.R.S. Identification No. of Above Person Kenneth L. Londoner 2. Check the Appropriate Box if a Member of a Group a. b. 3. SEC Use Only 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 475,000 7. Sole Dispositive Power: 8. Shared Dispositive Power: 475,000 9. Aggregate Amount Beneficially Owned by Each Reporting Person 475,000 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 4
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11. Percent of Class Represented by Amount in Row (9) 4.54% 12. Type of Reporting Person IN 5
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Item 1(a) Name of Issuer: Cutter & Buck Inc. (b) Address of Issuer's Principal Executive Offices: 2701 First Avenue, Suite 500 Seattle, WA 98121 Item 2(a) - (c). Name, Principal Business Address, and Citizenship of Persons Filing: Red Coat Capital Management, L.L.C. Kenneth L. Londoner 350 Park Avenue 5th Floor New York, New York 10022 Red Coat Capital Management, L.L.C. - Delaware limited liability company Kenneth L. Londoner - United States citizen (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 232217109 Item 3. If this statement is filed pursuant to Rule 13d-1(b)(1) or 13d-2(b) or (c) check whether the person filing is: (a) / / Broker or dealer registered under Section 15 of the Act, (b) / / Bank as defined in Section 3(a)(6) of the Act, (c) / / Insurance Company as defined in Section 3(a)(19) of the Act, (d) / / Investment Company registered under Section 8 of the Investment Company Act, (e) / / Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee 6
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Retirement Income Security Act of 1974 or Endowment Fund, (g) / / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G), (h) / / Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) / / Church plan excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j) / / Group, in accordance with Rule 13d- 1(b)(1)(ii)(H). If this statement is filed pursuant to Rule 13d-1(c), check this box. /X/ Item 4. Ownership. (a) Amount Beneficially Owned: 475,000 shares beneficially owned by Red Coat Capital Management, L.L.C. and 475,000 by Kenneth L. Londoner As of November 7, 2000: 435,000 shares beneficially owned by Red Coat Capital Management, L.L.C. and 435,000 by Kenneth L. Londoner (b) Percent of Class: 4.54% by Red Coat Capital Management, L.L.C. and 4.54% by Kenneth L. Londoner As of November 7, 2000: 4.2% by Red Coat Capital Management, L.L.C. and 4.2% by Kenneth L. Londoner (c) Red Coat Capital Management, L.L.C.: 475,000 shares with shared power to vote or to direct the vote; 0 shares with sole power to vote or to direct the vote; 475,000 shares with shared power to dispose or to direct the disposition of; 0 shares with the sole power to dispose or to direct the disposition of 7
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Kenneth L. Londoner: 475,000 shares with shared power to vote or to direct the vote; 0 shares with sole power to vote or to direct the vote; 475,000 shares with shared power to dispose or to direct the disposition of; 0 shares with the sole power to dispose or to direct the disposition of As of November 7, 2000: Red Coat Capital Management, L.L.C.: 435,000 shares with shared power to vote or to direct the vote; 0 shares with sole power to vote or to direct the vote; 435,000 shares with shared power to dispose or to direct the disposition of; 0 shares with the sole power to dispose or to direct the disposition of Kenneth L. Londoner: 435,000 shares with shared power to vote or to direct the vote; 0 shares with sole power to vote or to direct the vote; 435,000 shares with shared power to dispose or to direct the disposition of; 0 shares with the sole power to dispose or to direct the disposition of Item 5. Ownership of Five Percent or Less of a Class. As of the date hereof the Reporting Person is no longer the beneficial owner of greater than five percent of the Common Stock of the Issuer. Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A 8
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Item 9. Notice of Dissolution of the Group. N/A 9
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Item 10. Certification for Rule 13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. RED COAT CAPITAL MANAGEMENT, L.L.C. By: /s/ Kenneth L. Londoner ____________________________ Kenneth L. Londoner Managing Member /s/ Kenneth L. Londoner ____________________________ Kenneth L. Londoner November 8, 2000 __________________ Date 10
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AGREEMENT The undersigned agree that this Amendment No. 1 to Schedule 13G dated November 8, 2000 relating to the Common Stock of Cutter & Buck Inc. shall be filed on behalf of the undersigned. RED COAT CAPITAL MANAGEMENT, L.L.C. By: /s/ Kenneth L. Londoner _______________________________ Kenneth L. Londoner Managing Member /s/ Kenneth L. Londoner ____________________________ Kenneth L. Londoner 11 02108003.AB7

Dates Referenced Herein   and   Documents Incorporated by Reference

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This ‘SC 13G/A’ Filing    Date First  Last      Other Filings
Filed as of:11/13/00
Filed on:11/9/00
11/8/001011
11/7/0078
10/31/00110-Q
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