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Ais Futures Fund IV LP · 10-12G · On 4/30/07 · EX-3.1

Filed On 4/30/07, 3:17pm ET   ·   Accession Number 905148-7-3475   ·   SEC File 0-52599

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  As Of                Filer                Filing    For/On/As Docs:Size              Issuer               Agent

 4/30/07  Ais Futures Fund IV LP            10-12G                 5:270K                                   Sidley Austin LLP/FA

Registration of Securities (General Form)   —   Form 10
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-12G      Registration of Securities (General Form)             52    231K 
 2: EX-3.1      Articles of Incorporation/Organization or By-Laws      5     12K 
 3: EX-4.1      Instrument Defining the Rights of Security Holders    15     70K 
 4: EX-10.1     Material Contract                                     26     95K 
 5: EX-16.1     Letter re: Change in Certifying Accountant             1      7K 


EX-3.1   —   Articles of Incorporation/Organization or By-Laws

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Exhibit 3.1 Delaware PAGE 1 ----------------------------- The First State I, HARRIET SMITH WINDSOR, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED ARE TRUE AND CORRECT COPIES OF ALL DOCUMENTS ON FILE OF "AIS FUTURES FUND IV L.P." AS RECEIVED AND FILED IN THIS OFFICE. THE FOLLOWING DOCUMENTS HAVE BEEN CERTIFIED: CERTIFICATE OF LIMITED PARTNERSHIP, FILED THE THIRTIETH DAY OF AUGUST, A.D. 1996, AT 10 O'CLOCK A.M. RESTATED CERTIFICATE, FILED THE TWENTY-FIFTH DAY OF SEPTEMBER, A.D. 1997, AT 1 O'CLOCK P.M. AND I DO HEREBY FURTHER CERTIFY THAT THE AFORESAID CERTIFICATES ARE THE ONLY CERTIFICATES ON RECORD OF THE AFORESAID LIMITED PARTNERSHIP, "AIS FUTURES FUND IV L.P.". /s/ Harriet Smith Windsor --------------------------------------------- 2658515 8100H Harriet Smith Windsor, Secretary of State 070469584 AUTHENTICATION: 5618127 DATE: 4-24-07
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STATE OF DELAWARE SECRETARY OF STATE DIVISION OF CORPORATIONS FILED 10:00 PM 08/30/1996 960253404 - 2658515 CERTIFICATE OF LIMITED PARTNERSHIP OF AIS FUTURES FUND IV L.P. THIS Certificate of Limited Partnership of AIS Futures Fund IV L.P. (the "Partnership"}, dated as of the 28th day of August, 1996, is being duly executed and filed by the undersigned in accordance with the provisions of 6 De1.C. ss.17-201 to form a limited partnership under the Delaware Revised Uniform Limited Partnership Act {6 De1.C, ss.17-101, et seq.). 1. Name. The name of the limited partnership formed hereby is AIS Futures Fund IV L.P. 2. Registered Office. The address of the registered office of the Partnership in the State of Delaware is c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801. 3. Registered Agent. The name and address of the registered agent for service of proceae on the Partnership in the State of Delaware is The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County. Delaware 19801.
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4. General Partner. The name and the business address of the sole general partner of the Partnership is: AIS Futures Management, Inc. 375 Park Avenue, Suite 3403 New York, New York 10152 IN WITNESS WHEREOF, the undersigned has executed this Certificate of Limited Partnership as of the date first-above written. AIS Futures Management, Inc. General Partner /s/ John R. Hummel ------------------------------------ John R. Hummel, President
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AMENDED AND RESTATED CERTIFICATE OF LIMITED PARTNERSHIP OF AIS FUTURES FUND IV L.P. This Amended and Restated Certificate of Limited Partnership of AIS Futures Fund IV L.P. (the "Partnership"), dated as of the 25th day of September, 1997, is being duly executed and filed by the undersigned in accordance with the provisions of 6 Del.C. ss.17-210 to amend and restate the original Certificate of Limited Partnership of the Partnership, which was filed on August 30, 1996, with the Secretary of State of the State of Delaware, as heretofore amended, (the "Certificate"), to form a limited partnership under the Delaware Revised Uniform Limited Partnership Act (6 Del.C. ss.17-101, et seq.). The original name of the limited partnership was AIS Futures Fund IV L.P. The Certificate is hereby amended and restated in its entirety to read as follows: 1. Name. The name of the limited partnership formed hereby is "AIS Futures Fund IV L.P." 2. Registered Office. The address of the registered office of the Partnership in the State of Delaware is c/o The Corporation Trust Company, Corporation Trust center, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801. 3. Registered Agent. The name and address of the registered agent for service of process on the Partnership in the State of Delaware is The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801. STATE OF DELAWARE SECRETARY OF STATE DIVISION OF CORPORATIONS FILED 01:00 PM 09/25/1997 971322384 - 2658515
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4. General Partner. The name and the business address of the sole general partner of the Partnership is: AIS Futures Management LLC 187 Danbury Road P.O. Box 806 Wilton, Connecticut 06897 IN WITNESS WHEREOF, the undersigned general partner has duly executed this Amended and Restated Certificate of Limited Partnership as of the date first-above written. AIS Futures Management LLC General Partner /s/ John R. Hummel ------------------------------------ John R. Hummel, President

Dates Referenced Herein   and   Documents Incorporated By Reference

Referenced-On Page
This 10-12G Filing   Date First   Last      Other Filings
8/30/964
Filed On / Filed As Of4/30/07
 
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Filing Submission 0000905148-07-003475   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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