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Montgomery Parker Gilbert – ‘SC 13D/A’ on 11/28/95 re: Cooper Development Co

As of:  Tuesday, 11/28/95   ·   Accession #:  898430-95-2501   ·   File #:  5-37633

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/28/95  Montgomery Parker Gilbert         SC 13D/A               1:9K   Cooper Development Co             Donnelley R R & S… 05/FA

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Schedule 13D - Amendment No. 10                        4     20K

Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 1. Security and Issuer:
"Item 2. Identity and Background:
"Item 3. Source and Amount of Funds or Other Consideration:
"Item 4. Purpose of Transaction:
4Item 5. Interest in Securities of the Issuer:
"Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
"Item 7. Material to be filed as Exhibits: 
SC 13D/A1st Page of 4TOC↑TopPreviousNext↓BottomJust 1st
 

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UNITED STATES 
SECURITIES AND EXCHANGE COMMISSION  
WASHINGTON, D.C.  20549 

SCHEDULE 13D

UNDER THE SECURITIES EXCHANGE ACT OF 1934 
(AMENDMENT NO.   10)*   
          ----

COOPER DEVELOPMENT COMPANY  
------------------------------------------------------------- 
(Name of Issuer)

COMMON STOCK  
--------------------------------------------------- 
(Title of Class of Securities)  

216655-20-9 
----------------------------------------- 
(CUSIP Number)

Parker G. Montgomery, 4036 Foothill Road, Carpinteria, CA 93103   (805) 684-0877
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized  
to Receive Notices and Communications)  

November 10, 1995 
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement) 

If the filing person has previously filed a statement on Schedule 13G to report 
the acquisition which is the subject of this Schedule 13D, and is filing this   
schedule because of Rule 13d-1(b)(3) or (4), check the following box [_].       

Check the following box if a fee is being paid with this statement [_]. (A fee  
is not required only if the reporting person: (1) has a previous statement on   
file reporting beneficial ownership of more than five percent of the class of   
securities described in Item 1; and (2) has filed no amendment subsequent       
thereto reporting beneficial ownership of five percent or less of such class.)  
(See Rule 13d-7).                                                               

Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be    
sent.                                                                           

*The remainder of this cover page shall be filled out for a reporting person's  
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter           
disclosures provided in a prior cover page.                                     

The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of   
1934 ("Act") or otherwise subject to the liabilities of that section of the Act 
but shall be subject to all other provisions of the Act (however, see the       
Notes).                                                                         

Page 1 of 4 Pages 


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-----------------------                                  ---------------------  
CUSIP NO. 216655-20-9          SCHEDULE 13D                PAGE 2 OF 4 PAGES
-----------------------                                  ---------------------  

------------------------------------------------------------------------------  
NAME OF REPORTING PERSON                                            
1    S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                        

Parker Gilbert Montgomery                                           

------------------------------------------------------------------------------  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                   
2                                                              (a) [_]        
                                                       (b) [_]

------------------------------------------------------------------------------  
SEC USE ONLY                                                        
3                                                                             

------------------------------------------------------------------------------  
SOURCE OF FUNDS*                                                    
4                                                                             
PF                                                                  

------------------------------------------------------------------------------  
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
    ITEMS 2(d) OR 2(e)                                                   [_]
5                                                                             

------------------------------------------------------------------------------  
CITIZENSHIP OR PLACE OF ORGANIZATION                                
6                                                                             
U.S.A.                                                              

------------------------------------------------------------------------------  
SOLE VOTING POWER           
7                                     
NUMBER OF            1,089,149                                        

    SHARES       -----------------------------------------------------------
SHARED VOTING POWER         
BENEFICIALLY      8                                                       

OWNED BY                                                              
                 -----------------------------------------------------------
EACH               SOLE DISPOSITIVE POWER                         
9                                     
REPORTING             1,089,149                                         

    PERSON       -----------------------------------------------------------
SHARED DISPOSITIVE POWER    
WITH         10                                                   

------------------------------------------------------------------------------  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON        
11                                                                              
1,089,149                                                           

------------------------------------------------------------------------------  
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN      
12    SHARES*                                                              [_]  

------------------------------------------------------------------------------  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                  
13                                                                              
30%                                                                 

------------------------------------------------------------------------------  
TYPE OF REPORTING PERSON*                                           
14                                                                              
IN                                                                  

------------------------------------------------------------------------------  

*SEE INSTRUCTIONS BEFORE FILLING OUT! 


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                                                               Page 3 of 4 Pages

MONTGOMERY/COOPER DEVELOPMENT COMPANY 
------------------------------------- 

INFORMATION STATEMENT 
ON SCHEDULE 13D 
--------------- 

Item 1.  Security and Issuer:                                                   
-------  --------------------                                                   

Warrants to purchase Common Stock of              
Cooper Development Company                        
16160 Caputo Drive                                
Morgan Hill, CA 95037                             

Item 2.  Identity and Background:                                               
-------  ------------------------                                               

(a)  Parker G. Montgomery                                   

(b)  4036 Foothill Road, Carpinteria, CA 93103              

     (c)  Mr. Montgomery is the Chairman of the Board and President of
Cooper Development Company.                       

(d)  None                                                   

(e)  None                                                   

(f)  U.S.A.                                                 

Item 3.   Source and Amount of Funds or Other Consideration:                    
-------   --------------------------------------------------                    

         The warrants to purchase common stock were issued in consideration of
the provision of a $2,000,000 line of credit and the first draw of $500,000     
under such line of credit.                                                      

Item 4.   Purpose of Transaction:                                               
-------   -----------------------                                               

               Mr. Montgomery is currently reporting the acquisition of warrants
           to purchase 625,000 shares of the Issuer's common stock which
          warrants were issued in connection with the provision by Mr.
        Montgomery of a $2,000,000 line of credit. The warrants to
              purchase 625,000 shares of the Issuer's common stock acquired by
             Mr. Montgomery and reported hereby were acquired for investment
      purposes. Mr. Montgomery is also reporting that he could
             acquire warrants to purchase up to an additional 375,000 shares
of the Issuer's common                            


SC 13D/ALast Page of 4TOC1stPreviousNext↓BottomJust 4th

                                                               Page 4 of 4 Pages

               stock as the Issuer draws down the remaining $1,500,000 under the
line of credit.                                   

Item 5.   Interest in Securities of the Issuer:                                 
-------   -------------------------------------                                 

         (a)  As of November 13, 1995, Mr. Montgomery owned beneficially or of
              record 1,089,148 shares (30%) of the Issuer's common stock.  Mr.
              Montgomery has the right to acquire an additional 728,370 shares
              of the Issuer's Common Stock upon the conversion of an aggregate
             of $1,474,049 principal amount of the Issuer's promissory notes
          held by him.  If Mr. Montgomery and holders of the aggregate
             principal amount of similar notes which are outstanding were to
               convert such notes, Mr. Montgomery would then own an aggregate of
          1,817,518 shares (35.73%) of the Issuer's Common Stock.  If,
        following such conversion of the notes, Mr. Montgomery and
              holders of similar warrants which are currently outstanding were
         to exercise such warrants, Mr. Montgomery would then own an
           aggregate of 2,442,519 shares (38.55%) of the Issuer's Common
Stock.                                            

(b)  N/A                                                    

(c)  N/A                                                    

(d)  None                                                   

(e)  N/A                                                    

Item 6.   Contracts, Arrangements, Understandings or Relationships with Respect 
-------   --------------------------------------------------------------------- 
to Securities of the Issuer:                                
----------------------------                                

N/A                                                                             

Item 7.   Material to be filed as Exhibits:                                     
-------   ---------------------------------                                     

N/A                                                                             

After reasonable inquiry and to the best of my knowledge and belief, I certify  
that the information set forth in this statement is true, complete and correct. 

November 14, 1995                   /s/ Parker G. Montogomery                   
                                    --------------------------------------------
                    Parker G. Montgomery

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13D/A’ Filing    Date First  Last      Other Filings
Filed on:11/28/95
11/14/95410-Q
11/13/954
11/10/9518-K
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