Streamlogic Corp – ‘SC 13E4/A’ on 11/6/96 re: Streamlogic Corp

As of:  Wednesday, 11/6/96   ·   Accession #:  898430-96-5134   ·   File #:  5-35028   ·   Correction:  This Filing’s “Filed as of” Date was Corrected and “Changed as of” 11/13/96 by the SEC on 11/13/96. ®

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Amendment to Tender-Offer Statement — Issuer Tender Offer   —   Schedule 13E-4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13E4/A   Amendment No. 1                                        6     18K 
 3: EX-99.(A)(10)  Supplemental Broker Letter                          2     12K 
 2: EX-99.(A)(9)  Supplement to Offer to Exchange                     11     59K 

SC 13E4/A   —   Amendment No. 1
Document Table of Contents

SC 13E4/A
1st Page of 6
TOC
↑Top
Previous
Next
↓Bottom
Just 1st
 
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549 

----------------  

  SCHEDULE 13E-4/A
ISSUER TENDER OFFER STATEMENT 
(PURSUANT TO SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934) 
(Amendment No. 1) 
----------------- 

STREAMLOGIC CORPORATION 
(Name of Issuer)

----------------  

STREAMLOGIC CORPORATION 
(Name of Person(s) Filing Statement)

----------------  

6% Convertible Subordinated Debentures due March 15, 2012 
(Title of Class of Securities)

----------------  

863238-AA-5 
(CUSIP Number of Class of Securities) 

----------------  

Lee N. Hilbert
Chief Financial Officer 
21329 Nordhoff Street 
Chatsworth, California  91311 
(818) 701-8400

(Name, Address and Telephone Number of Persons Authorized to Receive Notices
and Communications on Behalf of Person(s) Filing Statement) 

Copy to:  

Brian G. Cartwright, Esq. 
Latham & Watkins  
633 West Fifth Street, Suite 4000 
Los Angeles, California  90071-2007 
(213) 891-7941  

October 7, 1996     
(Date Tender Offer First Published, Sent or Given to Security Holders)

--------------------------------------------------------------------------------
--------------------------------------------------------------------------------

PAGE 1 OF 6 PAGES 
EXHIBIT INDEX ON PAGE 6 

SC 13E4/A
2nd Page of 6
TOC
1st
Previous
Next
↓Bottom
Just 2nd
ITEM 1.      SECURITY AND ISSUER.                                               

     (a)    StreamLogic Corporation hereby amends and supplements its statements
on Schedule 13E-4 filed with the Securities and Exchange Commission on October  
7, 1996 (the "Schedule 13E-4"). Unless otherwise indicated herein, each         
capitalized term used but not defined herein shall have the meaning assigned to 
such term in the Schedule 13E-4.                                                

 (b)    The information set forth in the Supplement to Offer to Exchange
dated November 6, 1996 (the "Supplement") attached hereto as exhibit (a)(9) is  
incorporated herein by reference. The Offer to Exchange dated October 7, 1996,  
as amended and supplemented by the Supplment, and the Letter of Transmittal     
together constitute the "Offer."                                                

ITEM 2.      SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.                 

    (a)     The information set forth in "Amendments to the Offer to Exchange"
of the Supplement is incorporated herein by reference.                          

ITEM 3.      PURPOSE OF THE TENDER OFFER AND PLANS OR PROPOSALS OF THE ISSUER OR
AFFILIATE.                                            

    (a)-(j) The information set forth in "Amendments to the Offer to Exchange"
of the Supplement is incorporated herein by reference.                          

SC 13E4/A
3rd Page of 6
TOC
1st
Previous
Next
↓Bottom
Just 3rd
ITEM 5.      CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH      
RESPECT TO THE ISSUER'S SECURITIES.                                             

   The information set forth in "Amendments to the Offer to Exchange" of the
Supplment is incorporated herein by reference.                                  

ITEM 7.      FINANCIAL INFORMATION.                                             

    (a)-(b) The information set forth in "Amendments to the Offer to Exchange"
of the Supplment is incorporated herein by reference.                           

ITEM 8.      ADDITIONAL INFORMATION.                                            

    (b)     The information set forth in "Amendments to the Offer to Exchange"
of the Supplment is incorporated herein by reference.                           

 (e)     The information set forth in the Offer to Exchange, the related
Letter of Transmittal and the Supplement, copies of which are attached hereto as
Exhibits (a)(1), (a)(2) and (a)(9), respectively is incorporated herein by      
reference.                                                                      

SC 13E4/A
4th Page of 6
TOC
1st
Previous
Next
↓Bottom
Just 4th
ITEM 9.      MATERIAL TO BE FILED AS EXHIBITS.                                  

                                                                [Download Table]

 Exhibit No.   Description                                                  
 -----------   -----------                                                  
                                                                            
 (a)(1)*       Offer to Exchange dated October 7, 1996.                     
 (a)(2)*       Letter of Transmittal.                                       
 (a)(3)*       Notice of Guaranteed Delivery.                               
 (a)(4)*       Letter from the Company to Brokers, Dealers,                 
               Commercial Banks, Trust Companies and Other Nominees.        
 (a)(5)*       Letter to Clients for use by Brokers, Dealers,               
               Commercial Banks, Trust Companies and Other Nominees.        
 (a)(6)*       Letter from the Company to 6% Debenture Holders.             
 (a)(7)*       Text of Press Releases dated June 17, 1996, September 16,    
               1996 and October 6, 1996.                                    
 (a)(8)*       Guidelines of the Internal Revenue Service for               
               Certification of Taxpayer Identification Number on Substitute
               Form W-9.                                                    
 (a)(9)        Supplement to Offer to Exchange dated November 6, 1996.      
 (a)(10)       Supplemental Letter from the Company to Brokers, Dealers,    
               Commercial Banks, Trust Companies and Other Nominees.        
 (b)   *       Not applicable.                                              
 (c)(1)*       Letter Agreement dated as of June 14, 1996 between the       
               Company and Loomis Sayles & Co., L.P.                        
 (c)(2)*       Letter Agreement dated September 13, 1996 between the Company
               and Loomis Sayles & Co., L.P.                                
 (c)(3)*       Letter Agreement dated as of October 3, 1996 between the     
               Company and Loomis Sayles & Co., L.P.                        
 (d)           Not applicable.                                              
 (e)           Not applicable.                                              
 (f)           Not applicable.                                              

 * previously filed                                                         


SC 13E4/A
5th Page of 6
TOC
1st
Previous
Next
↓Bottom
Just 5th
SIGNATURE 

 After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct. 

Dated:  November 6, 1996             STREAMLOGIC CORPORATION                    

                   BY /s/ Lee N. Hilbert
                                         -------------------------------------
                    NAME:   LEE N. HILBERT
                             TITLE:  CHIEF FINANCIAL OFFICER

SC 13E4/A
Last Page of 6
TOC
1st
Previous
Next
↓Bottom
Just 6th
EXHIBIT INDEX 

                                                        [Enlarge/Download Table]

                                                                               SEQUENTIALLY
EXHIBIT                                                                          NUMBERED  
NUMBER                               DESCRIPTION                                   PAGE    
-------                              -----------                               ------------
                                                                                           
(a)(9)   Supplement to Offer to Exchange dated November 6, 1996.                           
(a)(10)  Supplemental Letter from the Company to Brokers, Dealers, Commercial              
         Banks, Trust Companies and Other Nominees.                                        

Dates Referenced Herein   and   Documents Incorporated by Reference

				Referenced-On Page
This ‘SC 13E4/A’ Filing		Date		First		Last			Other Filings
		3/15/12		1
Changed as of / Corrected on:		11/13/96
Filed on:		11/6/96		2		6			SC 13E3/A
		10/7/96		1		4			DEF 14A,  SC 13E3,  SC 13E4
		10/6/96		4
		10/3/96		4
		9/16/96		4
		9/13/96		4					4
		6/17/96		4
		6/14/96		4					SC 13D/A
									List all Filings