Streamlogic Corp – ‘SC 13E4/A’ on 11/21/96 re: Streamlogic Corp

As of:  Thursday, 11/21/96   ·   Accession #:  898430-96-5514   ·   File #:  5-35028

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Amendment to Tender-Offer Statement — Issuer Tender Offer   —   Schedule 13E-4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13E4/A   Amendment #4 to Schedule 13E-4                         4     17K 
 2: EX-99.(A)(14)  Text of Press Release Dated 11/21/96                2±     8K 

SC 13E4/A   —   Amendment #4 to Schedule 13E-4
Document Table of Contents

SC 13E4/A
1st Page of 4
TOC
↑Top
Previous
Next
↓Bottom
Just 1st
 
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549 

----------------  

  SCHEDULE 13E-4/A
ISSUER TENDER OFFER STATEMENT 
(PURSUANT TO SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934) 
(Amendment No. 4) 
----------------- 

STREAMLOGIC CORPORATION 
(Name of Issuer)

----------------  

STREAMLOGIC CORPORATION 
(Name of Person(s) Filing Statement)

----------------  

6% Convertible Subordinated Debentures due March 15, 2012 
(Title of Class of Securities)

----------------  

863238-AA-5 
(CUSIP Number of Class of Securities) 

----------------  

Barbara V. Scherer  
Chief Financial Officer 
21329 Nordhoff Street 
Chatsworth, California  91311 
(818) 701-8400

(Name, Address and Telephone Number of Persons Authorized to Receive Notices
and Communications on Behalf of Person(s) Filing Statement) 

Copy to:  

Brian G. Cartwright, Esq. 
Latham & Watkins  
633 West Fifth Street, Suite 4000 
Los Angeles, California  90071-2007 
(213) 891-7941  

October 7, 1996     
(Date Tender Offer First Published, Sent or Given to Security Holders)

--------------------------------------------------------------------------------
--------------------------------------------------------------------------------

PAGE 1 OF 4 PAGES 
EXHIBIT INDEX ON PAGE 4 

SC 13E4/A
2nd Page of 4
TOC
1st
Previous
Next
↓Bottom
Just 2nd
          This Amendment No. 4 amends and supplements the Rule 13E-4 Transaction
Statement relating to the offer by StreamLogic Corporation, a Delaware          
corporation (the "Company"), to exchange, for each $1,000 principal amount of 6%
Debentures, $120.00 in cash, $113.33 principal amount of the Company's          
increasing rate unsecured promissory notes due 1998, 216.66667 shares of its    
Common Stock, $1.00 par value per share ("Common Stock") and five-year warrants 
to purchase 40 shares of Common Stock for any and all of its 6% Convertible     
Subordinated Debentures due March 15, 2012 ("6% Debentures"), upon the terms and
subject to the conditions set forth in the Offer to Exchange dated October 7,   
1996, as amended (the "Offer to Exchange"), and in the related Letter of        
Transmittal (which together constitute the "Offer").                            

         Unless otherwise indicated herein, each capitalized term used but not
defined herein shall have the meaning assigned to such term in Schedule 13E-4 or
in the Offer to Exchange.                                                       

ITEM 8.   ADDITIONAL INFORMATION                                                

Item 8 is hereby amended by adding the following thereto:   

          The Offer expired at 12:00 midnight, New York City time, on Wednesday,
November 20, 1996.  The preliminary results of the Offer are as set forth in    
Exhibit (a)(14) hereto.                                                         

ITEM 9.      MATERIAL TO BE FILED AS EXHIBITS.                                  

                                                                [Download Table]

 Exhibit No.   Description                                                  
 -----------   -----------                                                  
                                                                            
 (a)(1)*       Offer to Exchange dated October 7, 1996.                     
 (a)(2)*       Letter of Transmittal.                                       
 (a)(3)*       Notice of Guaranteed Delivery.                               
 (a)(4)*       Letter from the Company to Brokers, Dealers,                 
               Commercial Banks, Trust Companies and Other Nominees.        
 (a)(5)*       Letter to Clients for use by Brokers, Dealers,               
               Commercial Banks, Trust Companies and Other Nominees.        
 (a)(6)*       Letter from the Company to 6% Debenture Holders.             
 (a)(7)*       Text of Press Releases dated June 17, 1996, September 16,    
               1996 and October 6, 1996.                                    
 (a)(8)*       Guidelines of the Internal Revenue Service for               
               Certification of Taxpayer Identification Number on Substitute
               Form W-9.                                                    
 (a)(9)*       Supplement to Offer to Exchange dated November 6, 1996.      
 (a)(10)*      Supplemental Letter from the Company to Brokers, Dealers,    
               Commercial Banks, Trust Companies and Other Nominees.        
 (a)(11)*      Text of Press Release dated November 13, 1996.               
 (a)(12)*      Text of Press Release dated November 15, 1996.               
 (a)(13)*      Text of Press Release dated November 18, 1996.               
 (a)(14)       Text of Press Release dated November 21, 1996.               
 (b)   *       Not applicable.                                              
 (c)(1)*       Letter Agreement dated as of June 14, 1996 between the       
               Company and Loomis Sayles & Co., L.P.                        
 (c)(2)*       Letter Agreement dated September 13, 1996 between the Company
               and Loomis Sayles & Co., L.P.                                
 (c)(3)*       Letter Agreement dated as of October 3, 1996 between the     
               Company and Loomis Sayles & Co., L.P.                        
 (d)           Not applicable.                                              
 (e)           Not applicable.                                              
 (f)           Not applicable.                                              

 * previously filed                                                         


SC 13E4/A
3rd Page of 4
TOC
1st
Previous
Next
↓Bottom
Just 3rd
SIGNATURE 

 After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct. 

Dated:  November 21, 1996             STREAMLOGIC CORPORATION                   

                       BY /s/ Barbara V. Scherer
                                         -------------------------------------
                        NAME:   Barbara V. Scherer
                             TITLE:  CHIEF FINANCIAL OFFICER

SC 13E4/A
Last Page of 4
TOC
1st
Previous
Next
↓Bottom
Just 4th
EXHIBIT INDEX 

                                                                [Download Table]

                                                        SEQUENTIALLY
EXHIBIT                                                   NUMBERED  
NUMBER                               DESCRIPTION            PAGE    
-------                              -----------        ------------
                                                                    
(a)(14)  Text of Press Release dated November 21, 1996.             

Dates Referenced Herein   and   Documents Incorporated by Reference

				Referenced-On Page
This ‘SC 13E4/A’ Filing		Date		First		Last			Other Filings
		3/15/12		1		2
Filed on:		11/21/96		2		4			8-K,  SC 13D/A,  SC 13E3/A
		11/20/96		2
		11/18/96		2
		11/15/96		2					DEFA14A,  SC 13E3/A,  SC 13E4/A
		11/13/96		2
		11/6/96		2					SC 13E3/A,  SC 13E4/A
		10/7/96		1		2			DEF 14A,  SC 13E3,  SC 13E4
		10/6/96		2
		10/3/96		2
		9/16/96		2
		9/13/96		2					4
		6/17/96		2
		6/14/96		2					SC 13D/A
									List all Filings