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- Alternative Formats (Word, et al.)
- Accrued Interest
- Appraisal Rights
- Article 10 Miscellaneous
- Article 1 Definitions and Incorporation by Reference
- Article 2 the Securities
- Article 3 Covenants
- Article 4 Successors
- Article 5 Defaults and Remedies
- Article 6 Trustee
- Article 7 Redemption and Prepayment
- Article 8 Amendments
- Article 9 Representations and Warranties of the Company
- Background of the Exchange Offer
- Bond Agreement
- Capitalization
- Cash, cash equivalents and short-term investments
- Certain Considerations Related to the Company
- Common Stock
- Company, The
- Conditions
- Consequences for Untendered 6% Debentures
- Contracts, Arrangements, Understandings or Relationships with Respect to 6% Debentures
- Depreciation and amortization
- Description of 6% Debentures
- Description of Capital Stock
- Description of Promissory Notes
- Description of Warrants
- Dilution; Shares Eligible for Future Sale; Registration Rights
- Events of Default
- Exchange Agent
- Exchange Offer, The
- Expiration; Extension; Termination; Amendment
- Fairness of the Exchange Offer
- Fractional Shares
- Indenture
- Interests in 6% Debentures
- Inventories
- Liquidity and Capital Resources
- Loomis Sayles
- Management
- Management's Discussion and Analysis of Financial Condition and Results of Operations
- Market Discount on 6% Debentures
- Market for StreamLogic Common Stock
- Notes to Consolidated Financial Statements
- Offer to Exchange
- Other accrued liabilities
- Preferred Stock
- Price Range of 6% Debentures and Common Stock
- Procedures for Tendering
- Promissory Notes
- Raid
- Restructuring charge
- Section 10.01. Trust Indenture Act Controls
- Section 10.02. Notices
- Section 10.03. Communication by Holders with Other Holders
- Section 10.04. Certificate as to Conditions Precedent
- Section 10.05. Statements Required in Certificate
- Section 10.06. Rules by Trustee and Agents
- Section 10.07. Legal Holidays
- Section 10.08. No Recourse Against Others
- Section 10.09. Counterparts
- Section 10.10. Variable Provisions
- Section 10.11. Governing Law
- Section 10.13. Successors
- Section 10.14. Severability
- Section 10.15. Photocopies
- Section 10.16. Table of Contents, Headings, Etc
- Section 1.01. Definitions
- Section 1.02. Other Definitions
- Section 1.03. Incorporation by Reference of Trust Indenture Act
- Section 1.04. Rules of Construction
- Section 11. By the Company
- Section 12. Payments in U.S. Currency
- Section 13. Merger or Consolidation or Change of Name of Warrant Agent
- Section 14. Appointment of Warrant Agent
- Section 15. Change of Warrant Agent
- Section 16. Notices
- Section 17. Cancellation of Warrants
- Section 18. Supplements and Amendments
- Section 19. Successors
- Section 1. Definitions
- Section 2.01. Form and Dating
- Section 2.02. Execution and Authentication
- Section 2.03. Registrar and Paying Agent
- Section 2.04. Paying Agent to Hold Money in Trust
- Section 2.05. Securityholder Lists
- Section 2.06. Transfer and Exchange
- Section 2.07. Replacement Securities
- Section 2.08. Outstanding Securities
- Section 2.09. Cancellation
- Section 20. Applicable Law
- Section 2.10. Defaulted Interest
- Section 22. Records
- Section 23. Counterparts
- Section 24. Captions
- Section 2. Issuance; Form of Warrant; Execution; Registration
- Section 3.01. Payment of Securities
- Section 3.02. SEC Reports
- Section 3.03. Mandatory Redemption Upon Debt Financing
- Section 3. Transfer and Exchange of Warrants
- Section 4. Term of Warrants; Exercise of Warrants; Adjustments of Exercise Price; Compliance with Government Regulations; Redemption
- Section 5.01. Events of Default
- Section 5.02. Acceleration
- Section 5.04. Waiver of Past Defaults
- Section 5.05. Control by Majority
- Section 5.06. Limitation on Suits
- Section 5.07. Rights of Holders to Receive Payment
- Section 5.09. Trustee May File Proofs of Claim
- Section 5.10. Priorities
- Section 6.01. Duties of Trustee
- Section 6.02. Rights of Trustee
- Section 6.03. Individual Rights of Trustee
- Section 6.04. Trustee's Disclaimer
- Section 6.05. Notice of Defaults
- Section 6.06. Reports by Trustee to Holders
- Section 6.07. Compensation and Indemnity
- Section 6.08. Replacement of Trustee
- Section 6.09. Successor Trustee by Merger, etc
- Section 6.10. Eligibility; Disqualification
- Section 6.11. Preferential Collection of Claims Against Company
- Section 6. Mutilated or Lost Warrant Certificates
- Section 7.01. Notices to Trustee
- Section 7.02. Selection of Securities to Be Redeemed
- Section 7.03. Notice of Redemption
- Section 7.04. Effect of Notice of Redemption
- Section 7.05. Deposit of Redemption Price
- Section 7.06. Securities Redeemed in Part
- Section 7.07. Optional Redemption
- Section 7.08. Mandatory Redemption
- Section 7.09. Redemption by Application of Debt Financing Proceeds
- Section 7. Reservation of Warrant Shares
- Section 8.01. Without Consent of Holders
- Section 8.03. Compliance with Trust Indenture Act
- Section 8.04. Revocation and Effect of Consents
- Section 8.06. Trustee Protected
- Section 8. Adjustment of Exercise Price; Number of Warrant Shares and Shares of Capital Stock Warrants Are Exercisable Into
- Section 9. Fractional Interests
- Security Ownership of Certain Beneficial Owners
- Special Factors
- StreamLogic
- StreamLogic Strategic and Financial Alternatives
- Summary
- Summary of Material Federal Income Tax Consequences
- Table of Contents
- Tender Agreement
- Tender Agreement, The
- The Company
- The Exchange Offer
- The Tender Agreement
- Trustee
- Unaudited Pro Forma Condensed Consolidated Financial Statements
- Warrant Agreement
- Warrant Certificate
- Warrants
- Withdrawal of Tenders
- 10% Subordinated Notes
- 11.1 Legal Status; Qualification
- 11.2 No Conflicts
- 11.3 Binding and Enforceable
- 14.1 Obligations of the Warrant Agent
- 2.1 Issuance
- 2.2 Form of Warrant; Execution of Warrants
- 2.3 Registration
- 2.4 Countersignature of Warrants
- 4.1 Term of Warrants
- 4.2 Exercise of Warrants
- 4.3 Reset of Exercise Price and Early Termination of Exercise Period
- 4.4 Compliance with Government Regulations: Registration Under the Securities Act
- 6% Debentures
- 8.1 Pricing and Share Adjustments
- 8.2 Notice of Adjustment
- 8.3 Preservation of Purchase Rights upon Merger or Consolidation
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1 | 1st Page - Filing Submission
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" | Offer to Exchange
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4 | Table of Contents
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5 | Summary
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" | The Company
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" | Background of the Exchange Offer
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6 | The Tender Agreement
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7 | The Exchange Offer
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8 | Promissory Notes
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" | Common Stock
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" | Warrants
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12 | Special Factors
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13 | Fairness of the Exchange Offer
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14 | Consequences for Untendered 6% Debentures
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" | Dilution; Shares Eligible for Future Sale; Registration Rights
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16 | Certain Considerations Related to the Company
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19 | Capitalization
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20 | Unaudited Pro Forma Condensed Consolidated Financial Statements
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25 | Raid
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33 | Management
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38 | Security Ownership of Certain Beneficial Owners
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39 | Management's Discussion and Analysis of Financial Condition and Results of Operations
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42 | Liquidity and Capital Resources
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43 | Market for StreamLogic Common Stock
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" | StreamLogic Strategic and Financial Alternatives
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50 | Conditions
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51 | Expiration; Extension; Termination; Amendment
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52 | Procedures for Tendering
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55 | Withdrawal of Tenders
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" | Fractional Shares
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56 | Exchange Agent
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57 | Appraisal Rights
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58 | Description of 6% Debentures
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60 | Events of Default
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61 | Description of Capital Stock
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" | Preferred Stock
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62 | Description of Promissory Notes
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64 | Description of Warrants
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67 | Price Range of 6% Debentures and Common Stock
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" | 6% Debentures
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69 | Summary of Material Federal Income Tax Consequences
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" | Accrued Interest
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70 | Market Discount on 6% Debentures
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73 | Interests in 6% Debentures
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" | Contracts, Arrangements, Understandings or Relationships with Respect to 6% Debentures
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78 | Loomis Sayles
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" | StreamLogic
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86 | Indenture
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" | Trustee
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89 | Article 1 Definitions and Incorporation by Reference
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" | Section 1.01. Definitions
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90 | Section 1.02. Other Definitions
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" | Section 1.03. Incorporation by Reference of Trust Indenture Act
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" | Section 1.04. Rules of Construction
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91 | Article 2 the Securities
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" | Section 2.01. Form and Dating
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" | Section 2.02. Execution and Authentication
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" | Section 2.03. Registrar and Paying Agent
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" | Section 2.04. Paying Agent to Hold Money in Trust
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92 | Section 2.05. Securityholder Lists
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" | Section 2.06. Transfer and Exchange
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" | Section 2.07. Replacement Securities
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" | Section 2.08. Outstanding Securities
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" | Section 2.09. Cancellation
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93 | Section 2.10. Defaulted Interest
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" | Article 3 Covenants
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" | Section 3.01. Payment of Securities
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" | Section 3.02. SEC Reports
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" | Section 3.03. Mandatory Redemption Upon Debt Financing
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94 | Article 4 Successors
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" | Article 5 Defaults and Remedies
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" | Section 5.01. Events of Default
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" | Section 5.02. Acceleration
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95 | Section 5.04. Waiver of Past Defaults
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" | Section 5.05. Control by Majority
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" | Section 5.06. Limitation on Suits
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" | Section 5.07. Rights of Holders to Receive Payment
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96 | Section 5.09. Trustee May File Proofs of Claim
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" | Section 5.10. Priorities
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" | Article 6 Trustee
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" | Section 6.01. Duties of Trustee
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97 | Section 6.02. Rights of Trustee
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" | Section 6.03. Individual Rights of Trustee
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" | Section 6.04. Trustee's Disclaimer
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" | Section 6.05. Notice of Defaults
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" | Section 6.06. Reports by Trustee to Holders
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98 | Section 6.07. Compensation and Indemnity
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" | Section 6.08. Replacement of Trustee
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99 | Section 6.09. Successor Trustee by Merger, etc
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" | Section 6.10. Eligibility; Disqualification
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" | Section 6.11. Preferential Collection of Claims Against Company
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" | Article 7 Redemption and Prepayment
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" | Section 7.01. Notices to Trustee
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" | Section 7.02. Selection of Securities to Be Redeemed
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100 | Section 7.03. Notice of Redemption
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" | Section 7.04. Effect of Notice of Redemption
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" | Section 7.05. Deposit of Redemption Price
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101 | Section 7.06. Securities Redeemed in Part
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" | Section 7.07. Optional Redemption
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" | Section 7.08. Mandatory Redemption
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" | Section 7.09. Redemption by Application of Debt Financing Proceeds
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" | Article 8 Amendments
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" | Section 8.01. Without Consent of Holders
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102 | Section 8.03. Compliance with Trust Indenture Act
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" | Section 8.04. Revocation and Effect of Consents
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103 | Section 8.06. Trustee Protected
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" | Article 9 Representations and Warranties of the Company
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104 | Article 10 Miscellaneous
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" | Section 10.01. Trust Indenture Act Controls
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" | Section 10.02. Notices
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" | Section 10.03. Communication by Holders with Other Holders
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" | Section 10.04. Certificate as to Conditions Precedent
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" | Section 10.05. Statements Required in Certificate
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105 | Section 10.06. Rules by Trustee and Agents
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" | Section 10.07. Legal Holidays
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" | Section 10.08. No Recourse Against Others
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" | Section 10.09. Counterparts
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" | Section 10.10. Variable Provisions
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" | Section 10.11. Governing Law
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106 | Section 10.13. Successors
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" | Section 10.14. Severability
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" | Section 10.15. Photocopies
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" | Section 10.16. Table of Contents, Headings, Etc
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112 | Warrant Agreement
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114 | Section 1. Definitions
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116 | Section 2. Issuance; Form of Warrant; Execution; Registration
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" | 2.1 Issuance
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" | 2.2 Form of Warrant; Execution of Warrants
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" | 2.3 Registration
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117 | 2.4 Countersignature of Warrants
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" | Section 3. Transfer and Exchange of Warrants
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" | Section 4. Term of Warrants; Exercise of Warrants; Adjustments of Exercise Price; Compliance with Government Regulations; Redemption
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" | 4.1 Term of Warrants
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118 | 4.2 Exercise of Warrants
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" | 4.3 Reset of Exercise Price and Early Termination of Exercise Period
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119 | 4.4 Compliance with Government Regulations: Registration Under the Securities Act
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120 | Section 6. Mutilated or Lost Warrant Certificates
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" | Section 7. Reservation of Warrant Shares
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" | Section 8. Adjustment of Exercise Price; Number of Warrant Shares and Shares of Capital Stock Warrants Are Exercisable Into
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" | 8.1 Pricing and Share Adjustments
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125 | 8.2 Notice of Adjustment
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" | 8.3 Preservation of Purchase Rights upon Merger or Consolidation
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" | Section 9. Fractional Interests
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126 | Section 11. By the Company
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" | 11.1 Legal Status; Qualification
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127 | 11.2 No Conflicts
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" | 11.3 Binding and Enforceable
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" | Section 12. Payments in U.S. Currency
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" | Section 13. Merger or Consolidation or Change of Name of Warrant Agent
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" | Section 14. Appointment of Warrant Agent
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128 | 14.1 Obligations of the Warrant Agent
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129 | Section 15. Change of Warrant Agent
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130 | Section 16. Notices
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" | Section 17. Cancellation of Warrants
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" | Section 18. Supplements and Amendments
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" | Section 19. Successors
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" | Section 20. Applicable Law
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131 | Section 22. Records
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" | Section 23. Counterparts
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" | Section 24. Captions
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132 | Warrant Certificate
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143 | Tender Agreement
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149 | Notes to Consolidated Financial Statements
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150 | Cash, cash equivalents and short-term investments
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" | Inventories
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" | Depreciation and amortization
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151 | Other accrued liabilities
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" | Restructuring charge
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154 | 10% Subordinated Notes
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159 | Bond Agreement
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