Document/Exhibit Description Pages Size
1: 8-K Financial Asset Securitization, Inc. 8-K 9 37K
2: EX-4.1 Instrument Defining the Rights of Security Holders 8 25K
11: EX-4.10 Instrument Defining the Rights of Security Holders 9 26K
12: EX-4.11 Instrument Defining the Rights of Security Holders 9 26K
13: EX-4.12 Instrument Defining the Rights of Security Holders 9 26K
3: EX-4.2 Instrument Defining the Rights of Security Holders 10 29K
4: EX-4.3 Instrument Defining the Rights of Security Holders 8 24K
5: EX-4.4 Instrument Defining the Rights of Security Holders 8 24K
6: EX-4.5 Instrument Defining the Rights of Security Holders 8 24K
7: EX-4.5 Instrument Defining the Rights of Security Holders 8 24K
8: EX-4.7 Instrument Defining the Rights of Security Holders 8 24K
9: EX-4.8 Instrument Defining the Rights of Security Holders 8 25K
10: EX-4.9 Instrument Defining the Rights of Security Holders 8 24K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
----------------
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
May 27, 1997.
Financial Asset Securitization, Inc.
(Exact name of registrant as specified in charter)
Virginia 0-15483 52-1526174
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
901 East Byrd Street, Richmond, Virginia 23219
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (804) 643-2311
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(Former name or former address, if changed since
last report.)
Item 1. Changes in Control of Registrant.
Not Applicable.
Item 2. Acquisition or Disposition of Assets.
Not Applicable.
Item 3. Bankruptcy or Receivership.
Not Applicable.
Item 4. Changes in Registrant's Certifying Accountant.
Not Applicable.
Item 5. Other Events.
A. The Registrant has entered into the following Amendments to Trust
Agreements, which were made effective May 27, 1997:
An Amendment to Trust Agreement (the "Amendment") dated as of
May 1, 1997, among the Registrant, Norwest Bank Minnesota, N.A., as Master
Servicer and The Bank of New York as Trustee, amending the Trust Agreement,
dated as of May 1, 1991 relating to the Registrant's Mortgage Participation
Securities Series 1991-7. A copy of the Amendment is included as Exhibit 4.1
hereto.
An Amendment to Trust Agreement (the "Amendment") dated as of
May 1, 1997, among the Registrant, Norwest Bank Minnesota, N.A., as Master
Servicer and The Bank of New York as Trustee, amending the Trust Agreement,
dated as of July 1, 1991 relating to the Registrant's Mortgage Participation
Securities Series 1991-12. A copy of the Amendment is included as Exhibit 4.2
hereto.
B. The Registrant has entered into the following Amendments to Trust
Agreements, which were made effective June 30, 1997:
An Amendment to Trust Agreement (the "Amendment") dated as of
May 1, 1997, among the Registrant, Norwest Bank Minnesota, N.A., as Master
Servicer and The Bank of New York as Trustee, amending the Trust Agreement,
dated as of August 1, 1991 relating to the Registrant's Mortgage Participation
Securities Series 1991-15. A copy of the Amendment is included as Exhibit 4.3
hereto.
An Amendment to Trust Agreement (the "Amendment") dated as of
May 1, 1997, among the Registrant, Norwest Bank Minnesota, N.A., as Master
Servicer and The Bank of New York as Trustee, amending the Trust Agreement,
dated as of September 1, 1991 relating to the Registrant's Mortgage
Participation Securities Series 1991-16. A copy of the Amendment is included as
Exhibit 4.4 hereto.
2
An Amendment to Trust Agreement (the "Amendment") dated as of
May 1, 1997, among the Registrant, Norwest Bank Minnesota, N.A., as Master
Servicer and The Bank of New York as Trustee, amending the Trust Agreement,
dated as of October 1, 1991 relating to the Registrant's Mortgage Participation
Securities Series 1991-17. A copy of the Amendment is included as Exhibit 4.5
hereto.
An Amendment to Trust Agreement (the "Amendment") dated as of
May 1, 1997, among the Registrant, Norwest Bank Minnesota, N.A., as Master
Servicer and The Bank of New York as Trustee, amending the Trust Agreement,
dated as of November 1, 1991 relating to the Registrant's Mortgage Participation
Securities Series 1991-19. A copy of the Amendment is included as Exhibit 4.6
hereto.
An Amendment to Trust Agreement (the "Amendment") dated as of
May 1, 1997, among the Registrant, Norwest Bank Minnesota, N.A., as Master
Servicer and The Bank of New York as Trustee, amending the Trust Agreement,
dated as of January 1, 1992 relating to the Registrant's Mortgage Participation
Securities Series 1992-1. A copy of the Amendment is included as Exhibit 4.7
hereto.
An Amendment to Trust Agreement (the "Amendment") dated as of
May 1, 1997, among the Registrant, Norwest Bank Minnesota, N.A., as Master
Servicer and The Bank of New York as Trustee, amending the Trust Agreement,
dated as of February 1, 1992 relating to the Registrant's Mortgage Participation
Securities Series 1992-4. A copy of the Amendment is included as Exhibit 4.8
hereto.
An Amendment to Trust Agreement (the "Amendment") dated as of
May 1, 1997, among the Registrant, Norwest Bank Minnesota, N.A., as Master
Servicer and The Bank of New York as Trustee, amending the Trust Agreement,
dated as of April 1, 1992 relating to the Registrant's Mortgage Participation
Securities Series 1992-6. A copy of the Amendment is included as Exhibit 4.9
hereto.
An Amendment to Trust Agreement (the "Amendment") dated as of
May 1, 1997, among the Registrant, Norwest Bank Minnesota, N.A., as Master
Servicer and The Bank of New York as Trustee, amending the Trust Agreement,
dated as of May 1, 1992 relating to the Registrant's Mortgage Participation
Securities Series 1992-8. A copy of the Amendment is included as Exhibit 4.10
hereto.
An Amendment to Trust Agreement (the "Amendment") dated as of
May 1, 1997, among the Registrant, Norwest Bank Minnesota, N.A., as Master
Servicer and Texas Commerce Bank National Association as Trustee, amending the
Trust Agreement, dated as of June 1, 1992 relating to the Registrant's Mortgage
Participation Securities Series 1992-9. A copy of the Amendment is included as
Exhibit 4.11 hereto.
An Amendment to Trust Agreement (the "Amendment") dated as of
May 1, 1997, among the Registrant, Norwest Bank Minnesota, N.A., as Master
Servicer and Texas Commerce Bank National Association as Trustee, amending the
Trust Agreement, dated as of July 1, 1992 relating to the Registrant's Mortgage
Participation Securities Series 1992-10. A copy of the Amendment is included as
Exhibit 4.12 hereto.
3
Item 6. Resignations of Registrant's Directors.
Not Applicable.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
Not Applicable.
Item 8. Change in Fiscal Year.
Not Applicable.
4
Exhibits
4.1 Copy of the Amendment to Trust Agreement for RMSC Series
1991-7, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and The Bank
of New York, as Trustee.
4.2 Copy of the Amendment to Trust Agreement for RMSC Series
1991-12, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and The Bank
of New York, as Trustee.
4.3 Copy of the Amendment to Trust Agreement for RMSC Series
1991-15, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and The Bank
of New York, as Trustee.
4.4 Copy of the Amendment to Trust Agreement for RMSC Series
1991-16, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and The Bank
of New York, as Trustee.
4.5 Copy of the Amendment to Trust Agreement for RMSC Series
1991-17, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and The Bank
of New York, as Trustee.
4.6 Copy of the Amendment to Trust Agreement for RMSC Series
1991-19, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and The Bank
of New York, as Trustee.
4.7 Copy of the Amendment to Trust Agreement for RMSC Series
1992-1, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and The Bank
of New York, as Trustee.
4.8 Copy of the Amendment to Trust Agreement for RMSC Series
1992-4, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and The Bank
of New York, as Trustee.
4.9 Copy of the Amendment to Trust Agreement for RMSC Series
1992-6, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank
5
Minnesota, N.A., as Master Servicer, and The Bank of New York,
as Trustee.
4.10 Copy of the Amendment to Trust Agreement for RMSC Series
1992-8, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and The Bank
of New York, as Trustee.
4.11 Copy of the Amendment to Trust Agreement for RMSC Series
1992-9, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and Texas
Commerce Bank National Association, as Trustee.
4.12 Copy of the Amendment to Trust Agreement for RMSC Series
1992-10, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and Texas
Commerce Bank National Association, as Trustee.
6
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
July 10, 1997 FINANCIAL ASSET SECURITIZATION, INC.
By:
Name:
Title:
7
INDEX TO EXHIBITS
[Enlarge/Download Table]
Page
4.1 Copy of the Amendment to Trust Agreement for RMSC Series
1991-7, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and The
Bank of New York, as Trustee...........................................................
4.2 Copy of the Amendment to Trust Agreement for RMSC Series
1991-12, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master
Servicer, and The Bank of New York, as Trustee.........................................
4.3 Copy of the Amendment to Trust Agreement for RMSC Series
1991-15, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master
Servicer, and The Bank of New York, as Trustee.........................................
4.4 Copy of the Amendment to Trust Agreement for RMSC Series
1991-16, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master
Servicer, and The Bank of New York, as Trustee.........................................
4.5 Copy of the Amendment to Trust Agreement for RMSC Series
1991-17, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master
Servicer, and The Bank of New York, as Trustee.........................................
4.6 Copy of the Amendment to Trust Agreement for RMSC Series
1991-19, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master
Servicer, and The Bank of New York, as Trustee.........................................
4.7 Copy of the Amendment to Trust Agreement for RMSC Series
1992-1, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and The
Bank of New York, as Trustee...........................................................
4.8 Copy of the Amendment to Trust Agreement for RMSC Series
1992-4, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and The
Bank of New York, as Trustee...........................................................
8
4.9 Copy of the Amendment to Trust Agreement for RMSC Series
1992-6, dated as of May 1, 1997, by and among the registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and The
Bank of New York, as Trustee...........................................................
4.10 Copy of the Amendment to Trust Agreement for RMSC Series
1992-8, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and The
Bank of New York, as Trustee...........................................................
4.11 Copy of the Amendment to Trust Agreement for RMSC Series
1992-9, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and Texas
Commerce Bank National Association, as Trustee.........................................
4.12 Copy of the Amendment to Trust Agreement for RMSC Series
1992-10, dated as of May 1, 1997, by and among the Registrant,
Norwest Bank Minnesota, N.A., as Master Servicer, and Texas
Commerce Bank National Association, as
Trustee................................................................................
9
Dates Referenced Herein and Documents Incorporated by Reference
| Referenced-On Page |
|---|
| This ‘8-K’ Filing | | Date | | First | | Last | | | Other Filings |
|---|
| |  |
| Filed on: | | 7/22/97 |
| | 7/10/97 | | 7 |
| | 6/30/97 | | 2 | | | | | 8-K |
| For Period End: | | 5/27/97 | | 1 | | 2 |
| | 5/1/97 | | 2 | | 9 |
| | 7/1/92 | | 3 |
| | 6/1/92 | | 3 |
| | 5/1/92 | | 3 |
| | 4/1/92 | | 3 |
| | 2/1/92 | | 3 |
| | 1/1/92 | | 3 |
| List all Filings |
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