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Jenkins John, et al. – ‘SC 13D’ on 1/20/00 re: Spot Mobile International Ltd.

On:  Thursday, 1/20/00   ·   Accession #:  909143-0-23   ·   File #:  5-46187

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/20/00  Jenkins John                      SC 13D                 1:14K  Spot Mobile International Ltd.    Andrews & Kurth LLP/FA
          Dial-Thru International Corporation
          Jenkins John/TX
          John Jenkins

General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D      General Statement of Beneficial Ownership             10     26K 

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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. ___)* ARDIS TELECOM & TECHNOLOGIES, INC. ================================================================= (Name of Issuer) Common Stock, $0.001 par value per share ================================================================= (Title of Class of Securities) 039801 10 5 ================================================================= (CUSIP Number) John Jenkins 8100 Jetstar Drive, Suite 100 Irving, Texas 75063 972.929.1920 ================================================================= (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 2, 1999 ================================================================= (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e)(f) or (g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 7 Pages)
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*The remainder of this cover page should be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes).
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1) Name of Reporting Person John Jenkins I.R.S Identification No. of Above Person ----------------------------------------------------------------- (2) Check the Appropriate Box if a (a) [ ] Member of a Group* (b) [ ] ----------------------------------------------------------------- (3) SEC Use Only ----------------------------------------------------------------- (4) Source of Funds* 00 ----------------------------------------------------------------- (5) Check Box if Disclosure of Legal [ ] Proceedings is Required Pursuant to Items 2(d) or 2(e) ----------------------------------------------------------------- (6) Citizenship or Place of Organization United States of America ----------------------------------------------------------------- Number of Shares Beneficially Owned by Each Reporting Person With: (7) Sole Voting Power 1,000,000 (8) Shared Voting 0 (9) Sole Dispositive 1,000,000 (10) Shared Dispositive 0 (11) Aggregate Amount Beneficially Owned 1,000,000 by Each Reporting Person (12) Check Box if the Aggregate Amount in [ ] Row (11) Excludes Certain Shares* (13) Percent of Class Represented by 12.7% Amount in Row (11) (14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT
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(1) Name of Reporting Person Dial-Thru International Corporation I.R.S Identification No. of Above Person (2) Check the Appropriate Box if a (a) [ ] Member of a Group* (b) [ ] (3) SEC Use Only (4) Source of Funds* 00 (5) Check Box if Disclosure of Legal [ ] Proceedings is Required Pursuant to Items 2(d) or 2(e) (6) Citizenship or Place of Organization California Number of Shares (7) Sole Voting 1,000,000 Power Beneficially (8) Shared Voting 0 Owned by Each Power Reporting Person (9) Sole Dispositive 1,000,000 Power with: (10) Shared Dispositive 0 Power (11) Aggregate Amount Beneficially Owned 1,000,000 by Each Reporting Person (12) Check Box if the Aggregate Amount in [ ] Row (11) Excludes Certain Shares* (13) Percent of Class Represented by 12.7% Amount in Row (11) (14) Type of Reporting Person* CO *SEE INSTRUCTIONS BEFORE FILLING OUT
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SCHEDULE 13D ------------ Filed Pursuant to Rule 13d-1 1. SECURITY AND ISSUER. This Statement on Schedule 13D (this "Statement") relates to the common stock, $0.001 par value per share (the "Common Stock"), of ARDIS Telecom & Technologies, Inc., a Delaware corporation, which has its principal executive offices located at 8100 Jetstar Drive, Suite 100, Irving, Texas 75063 (the "Issuer"). 2. IDENTITY AND BACKGROUND. (a) Pursuant to Rule 13d-1(a) promulgated under the Securities Exchange Act of 1934, as amended, (the "Exchange Act"), this Statement is filed jointly by John Jenkins, an individual resident of the State of California ("Jenkins"), and Dial-Thru International Corporation, a California corporation ("Dial-Thru", collectively, Jenkins and Dial-Thru are, the "Reporting Person"). (b) The Reporting Person's business address is 700 South Flower Street, Suite 420 Los Angeles, California 90017. (c) Jenkins' present principal occupation is President of the Issuer. Dial-Thru is in the process of liquidation and is presently engaged in no business operations, except to the extent necessary to wind-up its affairs. In addition to being President of the Issuer, Jenkins currently serves as the sole director and officer of Dial-Thru and directly owns all of the issued and outstanding capital stock of Dial-Thru. (d) The Reporting Person has not, during the last five years, been convicted in a criminal proceeding, excluding traffic violations and similar misdemeanors. (e) The Reporting Person has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or probationary or mandatory activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Jenkins is an individual resident of the State of California and a citizen of the United States of America. Dial- Thru is a corporation formed under and existing pursuant to the laws of the State of California. 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. On November 2, 1999, Dial-Thru acquired one million (1,000,000) shares of common stock, par value $.001, of the Issuer as
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consideration for the sale of substantially all of its assets to a wholly-owned subsidiary of the Issuer (the "Subsidiary") pursuant to the terms and conditions of an Asset Purchase Agreement (the "Purchase Agreement") between the Issuer, the Subsidiary, Dial-Thru and Jenkins. Jenkins is the sole director and officer of Dial-Thru and owns all of the issued and outstanding capital stock of Dial-Thru. In addition to the shares of common stock issued at the closing, Dial-Thru, or its assigns, may acquire up to an additional one million (1,000,000) shares of common stock upon the acquired business achieving specified revenue and earnings goals (the "Additional Consideration"). Dial-Thru, or its assigns, may receive 500,000 shares of common stock upon the acquired business achieving revenues of $5.7 million and earnings before interest, taxes, depreciation and amortization ("EBITDA") of $705,000 during any three month period ending on or before November 1, 2001, and 500,000 shares of common stock if the acquired business achieves revenues of $11.4 million and EBIDTA of $1.41 million during any three month period ending on or before November 1, 2001. Upon the liquidation and dissolution of Dial-Thru, it is anticipated that such shares of common stock will be distributed to Jenkins as the sole shareholder of Dial-Thru. 4. PURPOSE OF TRANSACTION. Dial-Thru acquired the common stock as a result of the sale of substantially all of its assets. Dial-Thru, and, indirectly, Jenkins, acquired the shares of common stock from the Issuer for investment purposes only and neither has no present intention to effect any additional transactions in the common stock of the Issuer; however, Jenkins may, based upon a number of factors, including the evaluation of the Issuer's business prospects and financial condition, the market for the Issuer's shares, general economic and stock market conditions and other investment opportunities, acquire additional shares of common stock of the Issuer. In connection with the transaction in which Dial-Thru acquired the shares of common stock from the Issuer, Jenkins was elected as the President of the Issuer. Other than the election of Jenkins as the President of the Issuer, the Reporting Person has no present plans to cause the Issuer to engage in any extraordinary corporate transactions; to effect any change of the issuer's management, business, corporate structure, capitalization, dividend policy, Certificate of Incorporation or Bylaws; or to delete, delist or terminate the registration of any securities of the Issuer. Jenkins was also appointed as a member of the Board of Directors of the Issuer. As discussed above, the Board of Directors of the Issuer, of which Jenkins serves as a member, elected Jenkins as the President of the Issuer and the Issuer's then President, Roger D. Bryant, assumed the Chairman of the Board position.
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5. INTEREST IN SECURITIES OF THE ISSUER. (a) Immediately upon the sale of substantially all of the assets of Dial-Thru, as described in Item 3 above, the aggregate number of shares of common stock which may be deemed to have been beneficially owned by the Reporting Person as of such date was 1,000,000 shares constituting approximately 12.7% of the outstanding common stock of the Issuer (based on 7,881,004 shares of common stock outstanding on November 29, 1999, pursuant to information provided by the Company). (b) As of the date hereof, Dial-Thru had direct beneficial ownership of 1,000,000 shares of the common stock of the Issuer. As of the date hereof, Jenkins has indirect ownership, through his ownership and control of Dial-Thru, of 1,000,000 shares of the common stock of the Issuer and exercises sole voting and investment power authority over such shares. Dial-Thru has no other officers, directors or shareholders other than Jenkins. (c) None. (d) Not applicable. (e) Not applicable. 6. CONTRACTS, ARRANGEMENTS, OR UNDERSTANDINGS WITH RESPECT TO SECURITIES OF THE ISSUER. None.
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7. MATERIAL TO BE FILED AS EXHIBITS Exhibit No. Document Description 1) Asset Purchase Agreement dated as of November 3, 1999, among ARDIS Telecom & Technologies, Inc., Dial-Thru International Corporation, a Delaware corporation, John Jenkins and Dial-Thru International Corporation, a California corporation (filed as Exhibit 2.1 to the Issuer's Current Report on Form 8-K dated November 2, 1999).
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SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Schedule 13D is true, complete and correct. Date: January 14, 2000 /s/ JOHN JENKINS ------------------------------- John Jenkins DIAL-THRU INTERNATIONAL CORPORATION, A CALIFORNIA CORPORATION By: /s/ JOHN JENKINS --------------------------- Name: John Jenkins ------------------------- Title: President ----------------------- Attention: Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S. C. 1001).
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Appendix A ----------- JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock of ARDIS Telecom & Technologies, Inc. This Joint Filing Agreement shall be included as an exhibit to such filing. In evidence thereof, each of the undersigned, being duly authorized where appropriate, hereby executes this Joint Filing Agreement as of the 14th day of January 2000. DIAL-THRU INTERNATIONAL CORPORATION, A CALIFORNIA CORPORATION By: /s/ JOHN JENKINS --------------------------------- Name: John Jenkins ------------------------------- Title: President ------------------------------- /s/ JOHN JENKINS ------------------------------------ John Jenkins

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13D’ Filing    Date First  Last      Other Filings
11/1/016
Filed on:1/20/003
1/14/0093,  DEF 14A,  PRE 14A
11/29/997
11/3/998
11/2/99183,  8-K,  8-K/A
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