Filed On 10/9/01 · SEC File 5-59853 · Accession Number 893750-1-500447
As Of Filer Filing As/For/On Docs:Pgs Issuer Agent
10/09/01 Global Crossing Ltd SC 13D/A 2:19 Asia Global Crossing Ltd Simpson Tha..Bartlett/FA
Amendment to General Statement of Beneficial Ownership · Schedule 13D
Filing Table of Contents
Document/Exhibit Description Pages Size
1: SC 13D/A Amendment to General Statement of Beneficial 15 58K
Ownership
2: EX-8 Press Release 4 24K
SC 13D/A · Amendment to General Statement of Beneficial Ownership
Document Table of Contents
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(a)
ASIA GLOBAL CROSSING LTD.
------------------------------------------------------------------------------
(Name of Issuer)
Class A Common Stock, par value $0.01 per share
------------------------------------------------------------------------------
(Title of Class of Securities)
G05 330108
------------------------------------------------------------------------------
(CUSIP Number)
MITCHELL SUSSIS, ESQ., CORPORATE SECRETARY
GLOBAL CROSSING LTD.
7 GIRALDA FARMS
MADISON, NJ 07940
973-410-8500
------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
October 4, 2001
------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box. [_]
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No. G05 330108 13D Page 2 of 11 Pages
------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Global Crossing Ltd.
98-0189783
------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_]
(b) [X]
------------------------------------------------------------------------------
3 SEC USE ONLY
------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Bermuda
------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ---------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 427,947,683
REPORTING ---------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
0
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
342,447,683
------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
342,447,683
------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[X]
------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.9%
------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
------------------------------------------------------------------------------
CUSIP No. G05 330108 13D Page 3 of 11 Pages
------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Global Crossing Holdings Ltd.
------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_]
(b) [X]
------------------------------------------------------------------------------
3 SEC USE ONLY
------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Bermuda
------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ---------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 421,125,125
REPORTING ---------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
0
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
335,625,125
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
335,625,125
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[X]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
57.8%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
CO
________________________________________________________________________________
CUSIP No. G05 330108 13D Page 4 of 11 Pages
________________________________________________________________________________
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Global Crossing Asia Holdings Ltd.
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [X]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
N/A
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Bermuda
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF
0
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 401,125,125
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
0
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
315,625,125
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
315,625,125
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[X]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
54.3%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
CO
________________________________________________________________________________
CUSIP No. G05 330108 13D Page 5 of 11 Pages
________________________________________________________________________________
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Global Crossing North American Holdings, Inc.
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [X]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
N/A
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF
0
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 105,500,000
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
0
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
20,000,000
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,000,000
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[X]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.4%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
CO
________________________________________________________________________________
CUSIP No. G05 330108 13D Page 6 of 11 Pages
________________________________________________________________________________
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
IPC Information Systems, Inc.
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [X]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
N/A
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF
0
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 105,500,000
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
0
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
20,000,000
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,000,000
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[X]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.4%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
CO
________________________________________________________________________________
CUSIP No. G05 330108 13D Page 7 of 11 Pages
________________________________________________________________________________
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
IXnet, Inc.
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [X]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
00
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF
0
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 105,500,000
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
0
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
20,000,000
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,000,000
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[X]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.4%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
CO
________________________________________________________________________________
CUSIP No. G05 330108 13D Page 8 of 11 Pages
________________________________________________________________________________
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
International Exchange Networks, Ltd.
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [X]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
00
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF
0
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 104,261,538
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
0
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
18,761,538
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
18,761,538
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[X]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.2%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
CO
________________________________________________________________________________
This Amendment No. 1 amends and supplements the Statement on Schedule
13D ("Schedule 13D") initially filed on July 19, 2001 with the Securities and
Exchange Commission by GCL, GCHL, GCAL, GCNAH, IPC, IXnet, and IEN (as defined
therein), which Schedule 13D relates to the Class B Common Stock, par value
$0.01 per share (the "Class B Stock"), of Asia Global Crossing Ltd., a Bermuda
corporation ("AGC"). The Class B Stock is immediately convertible into the same
number of shares of Class A Common Stock (the "Class A Stock") of AGC that are
the subject of Schedule 13D.
Item 2. Identity and Background
Item 2 is hereby amended and supplemented as follows:
The original Schedule I attached to Schedule 13D is replaced with the
revised Schedule I attached hereto.
Item 4. Purpose of the Transaction
Item 4 is hereby amended and supplemented as follows:
The following language replaces the third paragraph of Item 4 in its
entirety:
On October 4, 2001, GCL, which controls AGC by virtue of its
beneficial ownership of approximately 56.9% of the outstanding aggregate voting
shares of AGC, jointly announced with AGC that they are in preliminary
discussions to merge the two companies. The management of both companies support
the concept of such a merger. However, the form of a potential transaction is
still being determined and is subject to board, shareholder, and regulatory
approvals. A joint press release relating to the preliminary discussions is
filed herewith as Exhibit 8 and incorporated herein by reference.
The Reporting Persons reserve the right, consistent with applicable
law, to acquire additional securities of AGC (whether through open market
purchases, block trades, private acquisitions, tender or exchange offers or
otherwise), to continue to influence the management or policies of AGC, to
dispose of their securities of AGC, or to formulate other purposes, plans or
proposals regarding AGC or any of its securities, in each case in light of the
Reporting Persons continued evaluation of AGC, market conditions or other
factors.
Except as set forth in Item 4, none of the Reporting Persons has any
plan or proposal described in Item 4(a)-(j) of Schedule 13D.
Item 7. Exhibits
The following exhibit is added to Item 7:
Exhibit 8 Press Release dated October 4, 2001
SIGNATURES (1)
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: October 8, 2001
GLOBAL CROSSING LTD.
By: /s/ Mitchell Sussis
----------------------
Name: Mitchell Sussis
Title: Corporate Secretary
GLOBAL CROSSING HOLDINGS LTD.
By: /s/ Lorraine Dean
----------------------
Name: Lorraine Dean
Title: Vice President
GLOBAL CROSSING ASIA HOLDINGS LTD.
By: /s/ Lorraine Dean
----------------------------------------------
Name: Lorraine Dean
Title: Vice President
GLOBAL CROSSING NORTH AMERICAN HOLDINGS, INC.
By: /s/ Mitchell Sussis
----------------------------------------------
Name: Mitchell Sussis
Title: Vice President
IPC INFORMATION SYSTEMS, INC.
By: /s/ Mitchell Sussis
----------------------------------------------
Name: Mitchell Sussis
Title: Vice President
(1) Pursuant to the Joint Filing Agreement with respect to Schedule 13D among
GCL, GCHL, GCAL, GCNAH, IPC, IXnet, and IEN, this Amendment No. 1 to the
Schedule 13D is filed on behalf of each of them.
-2-
IXNET, INC.
By: /s/ Mitchell Sussis
----------------------------------
Name: Mitchell Sussis
Title: Vice President
INTERNATIONAL EXCHANGE NETWORKS, LTD.
By: /s/ Mitchell Sussis
---------------------------------
Name: Mitchell Sussis
Title: Vice President
-3-
SCHEDULE I
DIRECTORS AND EXECUTIVE OFFICERS OF GLOBAL CROSSING LTD.
The following table sets forth the name, business address and present
principal occupation or employment of each director and executive officer of
Global Crossing Ltd. The business address of each such person is Wessex House,
First Floor, 45 Reid Street, Hamilton, HM12, Bermuda. Except as stated below,
each such person is a U.S. citizen.
[Enlarge/Download Table]
Number of
Shares Owned % Ownership of
of Asia Global Asia Global
Name and Title Present Principal Occupation Crossing Crossing
-------------------------------- -------------------------------- ---------------- -----------------
Gary Winnick (1) Chairman of the Board and 347,114,350 59.5%
Director, Global Crossing Ltd.
Lodwrick M. Cook (2) Co-Chairman of the Board and 344,081,017 59.1%
Director of Global Crossing
Ltd.
Thomas J. Casey (3) Vice Chairman of the Board and 343,981,017 59.1%
Director of Global Crossing
Ltd.
John Legere (4) Chief Executive Officer and 351,197,683 59.5%
Director of Global Crossing
Ltd.
Mark Attanasio (5) Director of Global Crossing 342,447,683 58.9%
Ltd., Group Managing Director,
Trust Company of the West
Norman Brownstein (6) Director of Global Crossing 342,522,683 58.9%
Ltd., Chairman of the Board of
Brownstein Hyatt & Farber
Joseph P. Clayton (7) Vice Chairman of the Board and 342,587,683 59.0%
a Director of Global Crossing
Ltd.
William S. Cohen (8) Director of Global Crossing 342,447,683 58.9%
Ltd., Chairman of the Board,
The Cohen Group
Steven J. Green (9) Director of Global Crossing 342,447,683 58.9%
Ltd., Vice Chairman, Pacific
Capital Group, Inc.
Eric Hippeau (10) Director of Global Crossing 427,153,183 73.6%
Ltd., President and Executive
Managing Director of Softbank
International Ventures
Geoffrey J.W. Kent (11) Director of Global Crossing 342,507,683 58.9%
Ltd., Chairman and Chief
Executive Officer of
Abercrombie & Kent; Mr. Kent
is a citizen of the United
Kingdom
Maria Elena Lagomasino (12) Director of Global Crossing 342,447,683 58.9%
Ltd., Co-head of JP Morgan
Private Bank
Gary A. Cohen (13) President and Chief Executive 342,447,683 58.9%
Officer, Global Crossing
Solutions
Dan J. Cohrs (14) Executive Vice President & 342,447,683 58.9%
Chief Financial Officer
John L. Comparin (15) Executive Vice President, 342,447,683 58.9%
Human Resources
S. Wallace Dawson, Jr. (16) Executive Vice President, 342,447,683 58.9%
Global Network
Joseph P. Perrone (17) Executive Vice President, 342,447,683 58.9%
Finance, Global Crossing Ltd.
David Walsh (18) President and Chief Operating 342,447,683 58.9%
. Officer, Global Crossing Ltd.
Carl Grivner (19) Executive Vice President - 342,447,683 58.9%
Global Operations, Global
Crossing Ltd.
Jose Antonio Rios (20) President - Global Crossing 342,447,683 58.9%
International, Global Crossing
Ltd.
-2-
1 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd., 2,000,000 shares of Class A Stock beneficially owned by
Pacific Capital Group and 2,666,667 shares of Class A Stock options. Mr.
Winnick is a director of Global Crossing Ltd. and Pacific Capital Group, a
company controlled by Mr. Winnick. Mr. Winnick disclaims beneficial
ownership of shares beneficially owned by Global Crossing Ltd.
2 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. and 1,333,334 shares of Class A Stock options. Mr. Cook is a
director of Global Crossing Ltd. Mr. Cook disclaims beneficial ownership of
shares beneficially owned by Global Crossing Ltd.
3 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. and 1,333,334 shares of Class A Stock subject to options. Mr.
Casey is a director of Global Crossing Ltd. Mr. Casey disclaims beneficial
ownership of shares beneficially owned by Global Crossing Ltd.
4 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. and 8,750,000 shares of Class A Stock subject to options. Mr.
Legere is the Chief Executive Officer of Global Crossing Ltd. and also a
director of Global Crossing Ltd. Mr. Legere disclaims beneficial ownership
of shares beneficially owned by Global Crossing Ltd.
5 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. Mr. Attanasio is a director of Global Crossing Ltd. Mr.
Attanasio disclaims beneficial ownership of shares beneficially owned by
Global Crossing Ltd.
6 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. and 60,000 Class A Stock options. Mr. Brownstein is a
director of Global Crossing Ltd. Mr. Brownstein disclaims beneficial
ownership of shares beneficially owned by Global Crossing Ltd.
7 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. Mr. Clayton is a director of Global Crossing Ltd. Mr. Clayton
disclaims beneficial ownership of shares beneficially owned by Global
Crossing Ltd.
8 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. Secretary Cohen is a director of Global Crossing Ltd.
Secretary Cohen disclaims beneficial ownership of shares beneficially owned
by Global Crossing Ltd.
9 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. Mr. Green is a director of Global Crossing Ltd. Mr. Green
disclaims beneficial ownership of shares beneficially owned by Global
Crossing Ltd.
10 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. and 84,645,000 shares of Class B Stock beneficially owned by
Softbank and 60,000 Class A Stock options. Mr. Hippeau is a director of
Global Crossing Ltd. and Softbank. Mr. Hippeau disclaims beneficial
ownership of shares beneficially owned by Global Crossing Ltd. and
Softbank.
-3-
11 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. and 60,000 Class A Stock options. Mr. Kent is a director of
Global Crossing Ltd. Mr. Kent disclaims beneficial ownership of shares
beneficially owned by Global Crossing Ltd.
12 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. Ms. Lagomasino is a director of Global Crossing Ltd. Ms.
Lagomasino disclaims beneficial ownership of shares beneficially owned by
Global Crossing Ltd.
13 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. Mr. Cohen is an executive officer of Global Crossing Ltd. Mr.
Cohen disclaims beneficial ownership of shares beneficially owned by Global
Crossing Ltd.
14 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. Mr. Cohrs is an executive officer of Global Crossing Ltd. Mr.
Cohrs disclaims beneficial ownership of shares beneficially owned by Global
Crossing Ltd.
15 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. Mr. Comparin is an executive officer of Global Crossing Ltd.
Mr. Comparin disclaims beneficial ownership of shares beneficially owned by
Global Crossing Ltd.
16 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. Mr. Dawson is an executive officer of Global Crossing Ltd.
Mr. Dawson disclaims beneficial ownership of shares beneficially owned by
Global Crossing Ltd.
17 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. Mr. Perrone is an executive officer of Global Crossing Ltd.
Mr. Perrone disclaims beneficial ownership of shares beneficially owned by
Global Crossing Ltd.
18 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. Mr. Walsh is an executive officer of Global Crossing Ltd. Mr.
Walsh disclaims beneficial ownership of shares beneficially owned by Global
Crossing Ltd.
19 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. Mr. Grivner is an executive officer of Global Crossing Ltd.
Mr. Grivner disclaims beneficial ownership of shares beneficially owned by
Global Crossing Ltd.
20 Includes 342,447,683 shares of Class B Stock beneficially owned by Global
Crossing Ltd. Mr. Rios is an executive officer of Global Crossing Ltd. Mr.
Rios disclaims beneficial ownership of shares beneficially owned by Global
Crossing Ltd.
-4-
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