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Healey Malcolm S, et al. · SC 13G · Masco Corp/DE · On 9/10/99

Filed On 9/10/99   ·   Accession Number 891836-99-700   ·   SEC File 5-10568

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  As Of                Filer                Filing    For/On/As Docs:Size              Issuer               Agent

 9/10/99  Healey Malcolm S                  SC 13G                 2:21K  Masco Corp/DE                     Sullivan & Cromw..LLP/FA
          Buckingham Limited Partnership
          Cabinets Today, Inc.
          Healey Malcolm S
          The Beverley Settlement
          Windsor Trust

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                     10     40K 
 2: EX-99.1     Joint Filing Agreement                                 1      7K 


SC 13G   —   Statement of Beneficial Ownership
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
7Item 1(a). Name of Issuer:
"Item 1(b). Address of Issuer's Principal Executive Offices:
"Item 2(a). Name of Persons Filing:
"Item 2(b). Address or Principal Business Office Or, If None, Residence:
8Item 2(c). Citizenship:
"Item 2(d). Title of Class of Securities:
"Item 2(e). Cusip Number:
"Item 3. If This Statement Is Filed Pursuant to Rules 13D-1(B), or 13D-2(B) or (C), Check Whether the Person Filing Is A:
9Item 4. Ownership
"Item 5. Ownership of Five Percent or Less of A Class
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
"Item 8. Identification and Classification of Members of the Group:
"Item 9. Notice of Dissolution of Group
"Item 10. Certification
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------------ SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Masco Corporation -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $1.00 per share -------------------------------------------------------------------------------- (Title of Class of Securities) 574599106 -------------------------------------------------------------------------------- (CUSIP Number) August 31, 1999 -------------------------------------------------------------------------------- Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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SCHEDULE 13G FORMS -------------------------------------------------------------------------------- CUSIP No. 574599106 13G Page 2 of 11 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Malcolm S. Healey ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - British ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 26,173,979 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH: 26,173,979 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,173,979 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [X] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.9% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT!
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SCHEDULE 13G FORMS -------------------------------------------------------------------------------- CUSIP No. 574599106 13G Page 3 of 11 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Windsor Trust ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Ohio ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 26,173,979 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH: 26,173,979 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,173,979 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [X] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.9% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* OO ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT!
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SCHEDULE 13G FORMS -------------------------------------------------------------------------------- CUSIP No. 574599106 13G Page 4 of 11 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Cabinets Today, Inc. ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Ohio ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 26,173,979 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH: 26,173,979 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,173,979 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [X] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.9% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* CO ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT!
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SCHEDULE 13G FORMS -------------------------------------------------------------------------------- CUSIP No. 574599106 13G Page 5 of 11 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Buckingham Limited Partnership ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Ohio ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 26,173,979 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH: 26,173,979 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,173,979 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [X] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.9% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* PN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT!
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SCHEDULE 13G FORMS -------------------------------------------------------------------------------- CUSIP No. 574599106 13G Page 6 of 11 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) The Beverley Settlement ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 15,456,337 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 15,456,337 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH: 0 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,456,337 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [X] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.5% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* OO ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT!
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ITEM 1(a). NAME OF ISSUER: Masco Corporation (the "Issuer"). -------------------------------------------------------------------- ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 21001 Van Born Road, Taylor, Michigan 48180. -------------------------------------------------------------------- ITEM 2(a). NAME OF PERSONS FILING: Malcolm S. Healey Windsor Trust Cabinets Today, Inc. Buckingham Limited Partnership The Beverley Settlement -------------------------------------------------------------------- ITEM 2(b). ADDRESS OR PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: Malcolm S. Healey - 250 South Australian Avenue, 13th Floor West Palm Beach, Florida 33401 Windsor Trust - c/o James A. Rutledge, Trustee Bricker & Eckler LLP 100 South Third Street Columbus, Ohio 43215 Cabinets Today, Inc. - c/o James A. Rutledge Bricker & Eckler LLP 100 South Third Street Columbus, Ohio 43215 Buckingham Limited Partnership - c/o James A. Rutledge Bricker & Eckler LLP 100 South Third Street Columbus, Ohio 43215 The Beverley Settlement - c/o The Bank of New York Trust Company (Cayman) Limited Attention: J. Norman A. Wylie 1290 Avenue of the Americas 5th Floor New York, NY 10104 -------------------------------------------------------------------- Page 7 of 11
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ITEM 2(c). CITIZENSHIP: Malcolm S. Healey - United Kingdom (British) Windsor Trust - Ohio Cabinets Today, Inc. - Ohio Buckingham Limited Partnership - Ohio The Beverley Settlement - Cayman Islands -------------------------------------------------------------------- ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $1.00 par value per share (the "Common Stock"). -------------------------------------------------------------------- ITEM 2(e). CUSIP NUMBER: 574599106 -------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act; (b) [_] Bank as defined in Section 3(a)(6) of the Act; (c) [_] Insurance Company as defined in Section 3(a)(19) of the Act; (d) [_] Investment Company registered under Section 8 of the Investment Company Act of 1940; (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan, or endowment fund in accordance with Rule 13d-1 (b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with rule 13d-1 (b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; (j) [_] Group, in accordance with Rule 13d-1 (b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c); check this box. |X| -------------------------------------------------------------------- Page 8 of 11
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ITEM 4. OWNERSHIP. Buckingham Limited Partnership ("Buckingham") holds 26,173,979 shares of Common Stock, which represents approximately 5.9% of the class outstanding. Buckingham, Cabinets Today, Inc., the general partner of Buckingham, Windsor Trust, a trust established for the benefit of Malcolm Healey and the sole shareholder of Cabinets Today, Inc., and Malcolm S. Healey, the grantor of Windsor Trust (such entities collectively are referred to as the "Buckingham Reporting Entities") may be deemed pursuant to Rule 13d-3 under the Securities Exchange Act of 1934 to beneficially own, and to share voting and dispositive power in respect of, the 26,173,979 shares held by Buckingham. The Beverley Settlement, a trust established for the benefit of Malcolm Healey's children, holds 15,456,337 shares of Common Stock, which represents approximately 3.5% of the class outstanding. Mr. Healey may be deemed pursuant to Rule 13d-3 under the Securities Exchange Act of 1934 to beneficially own the 15,456,337 shares held by The Beverley Settlement. Mr. Healey and each of the other Buckingham Reporting Entities disclaim beneficial ownership as to the shares of Common Stock held by The Beverley Settlement. The Beverley Settlement disclaims beneficial ownership as to the shares of Common Stock held by Buckingham. -------------------------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 9 of 11
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SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: September 10, 1999 /s/ Malcolm Healey -------------------------------------------- Malcolm Healey* WINDSOR TRUST* By: /s/ James Rutledge ----------------------------------------- James Rutledge, Trustee CABINETS TODAY, INC.* By: /s/ Malcolm Healey ----------------------------------------- Title: President -------------------------------------- BUCKINGHAM LIMITED PARTNERSHIP* by Cabinets Today, Inc., its general partner By: /s/ Malcolm Healey ----------------------------------------- Title: President -------------------------------------- THE BEVERLEY SETTLEMENT* By: /s/ J. Norman A. Wylie ----------------------------------------- J. Norman A. Wylie President of The Bank of New York Trust Company (Cayman) Limited as Trustee ---------- *Pursuant to the Joint Filing Agreement attached hereto as Exhibit I, among Malcolm Healey, Windsor Trust, Cabinets Today, Inc., Buckingham Limited Partnership and The Beverley Settlement, this statement on Schedule 13G is filed on behalf of each of the Buckingham Reporting Persons and The Beverley Settlement. Page 10 of 11

Dates Referenced Herein   and   Documents Incorporated By Reference

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This SC 13G Filing   Date First   Last      Other Filings
8/31/9918-K
Filed On / Filed As Of9/10/9910
 
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