SEC Info - Sun Microsystems, Inc. - ‘8-K’ for 9/30/02

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Sun Microsystems, Inc. – ‘8-K’ for 9/30/02

On: Monday, 9/30/02, at 4:50pm ET · For: 9/30/02 · Accession #: 891618-2-4484 · File #: 0-15086

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/30/02  Sun Microsystems, Inc.            8-K:5,7     9/30/02    3:23K                                    Bowne - Palo Alto/FA

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Form 8-K Dated 9/30/2002                            HTML     17K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     10K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     10K

8-K — Form 8-K Dated 9/30/2002
Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Exhibit Index Financial Statements and Exhibits Other Events Signature Table of Contents
1	1st Page - Filing Submission
"	Table of Contents
"	Item 5. Other Events
"	Item 7. Financial Statements and Exhibits
"	Signature
"	Exhibit Index

This is an HTML Document rendered as filed. [ Alternative Formats ]

Sun Microsystems Form 8-K Dated 9/30/2002

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

September 30, 2002

Date of Report (date of earliest event reported)

SUN MICROSYSTEMS, INC.

(Exact name of Registrant as specified in its charter)


Delaware	0-15086	94-2805249

(State or other jurisdiction of incorporation)	(Commission File Number)	(I.R.S. Employer Identification Number)

4150 Network Circle
Santa Clara, CA 95054-1778

(Address of principal executive offices)

(650) 960-1300

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

TABLE OF CONTENTS


	Item 5. Other Events
	Item 7. Financial Statements and Exhibits
SIGNATURE
EXHIBIT INDEX
EXHIBIT 99.1
EXHIBIT 99.2

Item 5. Other Events

On September 30, 2002, Sun Microsystems, Inc. submitted to the Securities and Exchange Commission the Statements under Oath of Principal Executive Officer and Principal Financial Officer in accordance with the SEC’s June 27, 2002 Order requiring the filing of sworn statements pursuant to Section 21(a)(1) of the Securities and Exchange Act of 1934.

Item 7. Financial Statements and Exhibits

	(c)		Exhibits

			The following exhibits are filed herewith:


Exhibit
Number		Description

99.1		Statement Under Oath of Scott G. McNealy, Principal Executive Officer of Sun Microsystems, Inc., Regarding Facts and Circumstances Relating to Exchange Act Filings.
99.2		Statement Under Oath of Stephen T. McGowan, Principal Financial Officer of Sun Microsystems, Inc., Regarding Facts and Circumstances Relating to Exchange Act Filings.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	SUN MICROSYSTEMS, INC.

Date: September 30, 2002	By:	/s/ *Stephen T. McGowan*

		Stephen T. McGowan Chief Financial Officer and Executive Vice President, Corporate Resources

EXHIBIT INDEX


Exhibit
Number		Description

99.1		Statement Under Oath of Scott G. McNealy, Principal Executive Officer of Sun Microsystems, Inc., Regarding Facts and Circumstances Relating to Exchange Act Filings.
99.2		Statement Under Oath of Stephen T. McGowan, Principal Financial Officer of Sun Microsystems, Inc., Regarding Facts and Circumstances Relating to Exchange Act Filings.

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period End:	9/30/02	10-K, DEF 14A, S-8
	6/27/02
		List all Filings

↑Top

Filing Submission 0000891618-02-004484 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Sun Microsystems, Inc. – ‘8-K’ for 9/30/02

On: Monday, 9/30/02, at 4:50pm ET · For: 9/30/02 · Accession #: 891618-2-4484 · File #: 0-15086

Previous ‘8-K’: ‘8-K’ on 8/9/02 for 5/14/02 · Next: ‘8-K’ on / for 4/16/03 · Latest: ‘8-K’ on 1/29/10 for 1/26/10

Current Report — Form 8-KFiling Table of Contents

8-K — Form 8-K Dated 9/30/2002Document Table of Contents

This is an HTML Document rendered as filed. [ Alternative Formats ]

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Current Report — Form 8-K
Filing Table of Contents

8-K — Form 8-K Dated 9/30/2002
Document Table of Contents