Filed On 8/30/04 9:10pm ET ˇ SEC File 811-05888 ˇ Accession Number 858744-4-8
As Of Filer Filing As/For/On Docs:Pgs
8/31/04 Smallcap World Fund Inc N-PX 6/30/04 1:405
Annual Report of the Proxy Voting Record of a Management Investment Company ˇ Form N-PX
Filing Table of Contents
Document/Exhibit Description Pages Size
1: N-PX Annual Report of the Proxy Voting Record of a 405 2,167K
Management Investment Company
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number 811-5888
SMALLCAP WORLD FUND, INC.
--------------------------------------------------
(Exact name of registrant as specified in charter)
333 South Hope Street
Los Angeles, California 90071
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(Address of principal executive offices) (Zip code)
Chad L. Norton
Capital Research and Management Company
333 South Hope Street
Los Angeles, California 90071
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(Name and address of agent for service)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: September 30
Date of reporting period: July 1, 2003 - June 30, 2004
ITEM 1.PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain;
for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
ˇ Enlarge/Download Table
SCWF 0000858744
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AMR CORPORATION Agenda: 932151260
CUSIP: 001765106 Meeting Type: Annual
Ticker: AMR Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 GERARD J. ARPEY Mgmt For For
JOHN W. BACHMANN Mgmt For For
DAVID L. BOREN Mgmt For For
EDWARD A. BRENNAN Mgmt For For
ARMANDO M. CODINA Mgmt For For
EARL G. GRAVES Mgmt For For
ANN M. KOROLOGOS Mgmt For For
MICHAEL A. MILES Mgmt For For
PHILIP J. PURCELL Mgmt For For
JOE M. RODGERS Mgmt For For
JUDITH RODIN, PH.D. Mgmt For For
ROGER T. STAUBACH Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE YEAR 2004.
03 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
04 STOCKHOLDER PROPOSAL RELATING TO Shr Against For
CHANGE-IN-CONTROL AGREEMENTS.
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ADVANCED ENERGY INDUSTRIES, INC. Agenda: 932131775
CUSIP: 007973100 Meeting Type: Annual
Ticker: AEIS Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 DOUGLAS S. SCHATZ Mgmt For For
RICHARD P. BECK Mgmt For For
ROBERT L. BRATTER Mgmt For For
ARTHUR A. NOETH Mgmt For For
ELWOOD SPEDDEN Mgmt For For
GERALD M. STAREK Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS FOR
2004.
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ALLOY, INC. Agenda: 932018852
CUSIP: 019855105 Meeting Type: Annual
Ticker: ALOY Meeting Date: 7/24/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 PETER M. GRAHAM Mgmt For For
DAVID YARNELL Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt Against Against
OUR AMENDED AND RESTATED 1997
EMPLOYEE, DIRECTOR AND CONSULTANT
STOCK OPTION AND STOCK INCENTIVE
PLAN, AS AMENDED (THE 1997 PLAN)
INCREASING FROM 8,000,000 SHARES TO
10,000,000 SHARES THE AGGREGATE
NUMBER OF SHARES THAT MAY BE ISSUED
FROM TIME TO TIME PURSUANT TO THE
03 PROPOSAL TO RATIFY AND CONFIRM THE Mgmt For For
SELECTION OF KPMG LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 31, 2004.
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AMCOL INTERNATIONAL CORPORATION Agenda: 932123615
CUSIP: 02341W103 Meeting Type: Annual
Ticker: ACO Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ARTHUR BROWN Mgmt For For
JAY D. PROOPS Mgmt For For
PAUL C. WEAVER Mgmt For For
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AMERICAN CAPITAL STRATEGIES, LTD. Agenda: 932121142
CUSIP: 024937104 Meeting Type: Annual
Ticker: ACAS Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MARY C. BASKIN Mgmt For For
ALVIN N. PURYEAR Mgmt For For
02 APPROVAL OF THE COMPANY S 2004 Mgmt Against Against
EMPLOYEE STOCK OPTION PLAN.
03 APPROVAL TO INCREASE THE AUTHORIZED Mgmt Against Against
SHARES OF COMMON STOCK.
04 APPROVAL OF THE PROPOSAL TO ISSUE Mgmt For For
WARRANTS TO PURCHASE COMMON STOCK.
05 RATIFICATION OF APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS AUDITORS.
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AMERICAN HEALTHWAYS, INC. Agenda: 932080524
CUSIP: 02649V104 Meeting Type: Annual
Ticker: AMHC Meeting Date: 1/21/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MR. FRANK A. EHMANN Mgmt For For
MR. W.C. O'NEIL, JR. Mgmt For For
MR. BEN R. LEEDLE, JR. Mgmt For For
02 AMENDMENTS TO THE 1996 STOCK Mgmt For For
INCENTIVE PLAN.
03 AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION.
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AMYLIN PHARMACEUTICALS, INC. Agenda: 932128463
CUSIP: 032346108 Meeting Type: Annual
Ticker: AMLN Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 VAUGHN D. BRYSON Mgmt For For
JOSEPH C. COOK, JR. Mgmt For For
GINGER L. GRAHAM Mgmt For For
HOWARD E. GREENE, JR. Mgmt For For
TERRANCE H. GREGG Mgmt For For
JAY S. SKYLER Mgmt For For
JOSEPH P. SULLIVAN Mgmt For For
THOMAS R. TESTMAN Mgmt For For
JAMES N. WILSON Mgmt For For
02 TO APPROVE AN INCREASE IN THE Mgmt For For
AGGREGATE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER
THE COMPANY S 2001 EMPLOYEE STOCK
PURCHASE PLAN BY 750,000 SHARES.
03 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2004.
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APPLEBEE'S INTERNATIONAL, INC. Agenda: 932134579
CUSIP: 037899101 Meeting Type: Annual
Ticker: APPB Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
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I JACK P. HELMS* Mgmt For For
LLOYD L. HILL* Mgmt For For
I BURTON M. SACK* Mgmt For For
MICHAEL A. VOLKEMA* Mgmt For For
STEVEN K. LUMPKIN** Mgmt For For
II TO APPROVE THE APPLEBEE S Mgmt Against Against
INTERNATIONAL, INC. AMENDED AND
RESTATED 1995 EQUITY INCENTIVE PLAN.
III TO APPROVE THE EXECUTIVE NONQUALIFIED Mgmt Against Against
STOCK PURCHASE PLAN.
IV TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS
FOR THE COMPANY FOR THE 2004 FISCAL
V TO ACT ON A SHAREHOLDER PROPOSAL TO Shr Against For
REQUIRE US TO ISSUE A REPORT RELATING
TO GENETICALLY ENGINEERED FOOD.
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APPLIED MICRO CIRCUITS CORPORATION Agenda: 932026885
CUSIP: 03822W109 Meeting Type: Annual
Ticker: AMCC Meeting Date: 8/27/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 DAVID M. RICKEY Mgmt For For
ROGER A. SMULLEN, SR. Mgmt For For
CESAR CESARATTO Mgmt For For
FRANKLIN P. JOHNSON, JR Mgmt For For
KEVIN N. KALKHOVEN Mgmt For For
L. WAYNE PRICE Mgmt For For
DOUGLAS C. SPRENG Mgmt For For
ARTHUR B. STABENOW Mgmt For For
HARVEY P. WHITE Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 31, 2004.
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ARBITRON INC. Agenda: 932127118
CUSIP: 03875Q108 Meeting Type: Annual
Ticker: ARB Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ALAN ALDWORTH Mgmt For For
ERICA FARBER Mgmt For For
KENNETH F. GORMAN Mgmt For For
PHILIP GUARASCIO Mgmt For For
LARRY E. KITTELBERGER Mgmt For For
STEPHEN B. MORRIS Mgmt For For
01 LUIS G. NOGALES Mgmt For For
LAWRENCE PERLMAN Mgmt For For
RICHARD A. POST Mgmt For For
02 AMENDMENT AND RESTATEMENT OF THE Mgmt For For
ARBITRON INC. 1999 STOCK INCENTIVE
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ASK JEEVES, INC. Agenda: 932124287
CUSIP: 045174109 Meeting Type: Annual
Ticker: ASKJ Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 A. GEORGE (SKIP) BATTLE Mgmt For For
STEVEN BERKOWITZ Mgmt For For
GARRETT GRUENER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
ASK JEEVES FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2004.
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ASPECT MEDICAL SYSTEMS, INC. Agenda: 932156335
CUSIP: 045235108 Meeting Type: Annual
Ticker: ASPM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 RICHARD J. MEELIA Mgmt For For
DONALD R. STANSKI Mgmt For For
02 TO APPROVE AN AMENDMENT TO INCREASE Mgmt Against Against
THE NUMBER OF SHARES OF THE COMPANY S
COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER THE COMPANY S 2001 STOCK
INCENTIVE PLAN FROM 2,000,000 SHARES
TO 4,000,000 SHARES.
03 TO APPROVE THE ISSUANCE AND SALE OF Mgmt For For
SHARES OF THE COMPANY S COMMON STOCK
TO BOSTON SCIENTIFIC CORPORATION
PURSUANT TO THE MARKETPLACE RULES OF
THE NASDAQ STOCK MARKET.
04 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt For For
MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENT THEREOF.
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ASTRAL MEDIA INC. Agenda: 932066461
CUSIP: 046346201 Meeting Type: Special
Ticker: AAIAF Meeting Date: 12/9/2003 ISIN:
For/Against
Proposal Type Vote Management
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A THE APPROVAL OF THE AMENDMENTS MADE Mgmt For For
BY THE BOARD OF DIRECTORS TO THE KEY
EMPLOYEE STOCK OPTION PLAN OF THE
CORPORATION AS SUMMARIZED IN THE
ACCOMPANYING MANAGEMENT PROXY
CIRCULAR; THE APPROVAL OF THE
AMENDMENTS MADE BY THE BOARD OF
DIRECTORS
B THE APPROVAL OF THE RESTRICTED SHARE Mgmt For For
UNIT PLAN OF THE CORPORATION AS
SUMMARIZED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
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ASTRAL MEDIA INC. Agenda: 932066461
CUSIP: 046346409 Meeting Type: Special
Ticker: Meeting Date: 12/9/2003 ISIN:
For/Against
Proposal Type Vote Management
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A THE APPROVAL OF THE AMENDMENTS MADE Mgmt For For
BY THE BOARD OF DIRECTORS TO THE KEY
EMPLOYEE STOCK OPTION PLAN OF THE
CORPORATION AS SUMMARIZED IN THE
ACCOMPANYING MANAGEMENT PROXY
CIRCULAR; THE APPROVAL OF THE
AMENDMENTS MADE BY THE BOARD OF
DIRECTORS
B THE APPROVAL OF THE RESTRICTED SHARE Mgmt For For
UNIT PLAN OF THE CORPORATION AS
SUMMARIZED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
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ATHEROS COMMUNICATIONS, INC. Agenda: 932131422
CUSIP: 04743P108 Meeting Type: Annual
Ticker: ATHR Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 CRAIG H. BARRATT Mgmt For For
MARSHALL L. MOHR Mgmt For For
ANDREW S. RAPPAPORT Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR FISCAL 2004.
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AUTOBYTEL INC. Agenda: 932172303
CUSIP: 05275N106 Meeting Type: Annual
Ticker: ABTL Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JEFFREY H. COATS Mgmt For For
MICHAEL J. FUCHS Mgmt For For
ROBERT S. GRIMES Mgmt For For
02 APPROVAL OF AUTOBYTEL INC. 2004 Mgmt For For
RESTRICTED STOCK AND OPTION PLAN.
03 RATIFICATION AND APPROVAL OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT PUBLIC ACCOUNTANTS FOR
FISCAL 2004.
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AXCELIS TECHNOLOGIES, INC. Agenda: 932099852
CUSIP: 054540109 Meeting Type: Annual
Ticker: ACLS Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 GARY L. TOOKER Mgmt For For
PATRICK H. NETTLES Mgmt For For
ALEXANDER M. CUTLER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS.
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BJ'S WHOLESALE CLUB, INC. Agenda: 932156070
CUSIP: 05548J106 Meeting Type: Annual
Ticker: BJ Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 S. JAMES COPPERSMITH Mgmt For For
THOMAS J. SHIELDS Mgmt For For
HERBERT J. ZARKIN Mgmt For For
02 APPROVAL OF THE AMENDMENT OF THE 1997 Mgmt For For
STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE THEREUNDER AND TO MAKE OTHER
CHANGES AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
03 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS,
LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 29, 2005.
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BIG LOTS, INC. Agenda: 932131509
CUSIP: 089302103 Meeting Type: Annual
Ticker: BLI Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ALBERT J. BELL Mgmt For For
SHELDON M. BERMAN Mgmt For For
DAVID T. KOLLAT Mgmt For For
BRENDA J. LAUDERBACK Mgmt For For
PHILIP E. MALLOTT Mgmt For For
NED MANSOUR Mgmt For For
MICHAEL J. POTTER Mgmt For For
RUSSELL SOLT Mgmt For For
DENNIS B. TISHKOFF Mgmt For For
-------------------------------------------------------------------------------------------------------
BLYTH, INC. Agenda: 932198369
CUSIP: 09643P108 Meeting Type: Annual
Ticker: BTH Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ROBERT B. GOERGEN Mgmt For For
NEAL I. GOLDMAN Mgmt For For
HOWARD E. ROSE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS
03 APPROVAL OF AMENDMENT NO. 1 TO THE Mgmt For For
COMPANY S 2003 LONG-TERM INCENTIVE
-------------------------------------------------------------------------------------------------------
BORLAND SOFTWARE CORPORATION Agenda: 932133248
CUSIP: 099849101 Meeting Type: Annual
Ticker: BORL Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 WILLIAM F. MILLER Mgmt For For
LAURA S. UNGER Mgmt For For
T. MICHAEL NEVENS Mgmt For For
02 STOCKHOLDER PROPOSAL RELATING TO Shr For Against
CLASSIFICATION OF BOARD OF DIRECTORS.
03 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BORLAND S
INDEPENDENT ACCOUNTANTS FOR THE
2004 FISCAL YEAR.
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BRINK'S COMPANY Agenda: 932122548
CUSIP: 109696104 Meeting Type: Annual
Ticker: BCO Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JAMES R. BARKER Mgmt For For
JAMES L. BROADHEAD Mgmt For For
GERALD GRINSTEIN Mgmt For For
RONALD L. TURNER Mgmt For For
02 APPROVAL OF KPMG LLP AS INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS.
03 APPROVAL OF AMENDMENT AND RESTATEMENT Mgmt For For
OF THE BRINK S COMPANY S 1994
EMPLOYEE STOCK PURCHASE PLAN.
04 APPROVAL OF AMENDMENT OF THE BRINK S Mgmt For For
COMPANY S DIRECTORS STOCK
ACCUMULATION PLAN.
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BROCADE COMMUNICATIONS SYSTEMS, INC. Agenda: 932097202
CUSIP: 111621108 Meeting Type: Annual
Ticker: BRCD Meeting Date: 4/7/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 NEAL DEMPSEY Mgmt For For
LARRY W. SONSINI Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF
BROCADE COMMUNICATIONS SYSTEMS, INC.
FOR THE FISCAL YEAR ENDING OCTOBER
03 AMENDMENT AND RESTATEMENT OF THE 1999 Mgmt Against Against
DIRECTOR OPTION PLAN
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BROOKS AUTOMATION, INC. Agenda: 932110733
CUSIP: 114340102 Meeting Type: Annual
Ticker: BRKS Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ROBERT J. THERRIEN Mgmt For For
ROGER D. EMERICK Mgmt For For
AMIN J. KHOURY Mgmt For For
JOSEPH R. MARTIN Mgmt For For
EDWARD C. GRADY Mgmt For For
A. CLINTON ALLEN Mgmt For For
JOHN K. MCGILLICUDDY Mgmt For For
02 TO AMEND THE COMPANY S 2000 Mgmt Against Against
COMBINATION STOCK OPTION PLAN AS
SPECIFIED IN THE PROXY STATEMENT.
03 TO AMEND THE COMPANY S 1995 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN AS SPECIFIED IN
THE PROXY STATEMENT.
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CKE RESTAURANTS, INC. Agenda: 932185627
CUSIP: 12561E105 Meeting Type: Annual
Ticker: CKR Meeting Date: 6/28/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 BYRON ALLUMBAUGH* Mgmt For For
DOUGLAS K. AMMERMAN* Mgmt For For
FRANK P. WILLEY* Mgmt For For
CARL L. KARCHER** Mgmt For For
JANET E. KERR*** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY Mgmt For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF KPMG LLP AS INDEPENDENT
AUDITORS FOR THE 2005 FISCAL YEAR.
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CLECO CORPORATION Agenda: 932111898
CUSIP: 12561W105 Meeting Type: Annual
Ticker: CNL Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 SHERIAN G. CADORIA Mgmt For For
RICHARD B. CROWELL Mgmt For For
DAVID M. EPPLER Mgmt For For
W. LARRY WESTBROOK Mgmt For For
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CNET NETWORKS, INC. Agenda: 932114971
CUSIP: 12613R104 Meeting Type: Annual
Ticker: CNET Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JOHN C. 'BUD' COLLIGAN Mgmt For For
JARL MOHN Mgmt For For
02 THE APPROVAL OF THE 2004 CNET Mgmt Against Against
NETWORKS, INC. INCENTIVE STOCK AWARD
PLAN
03 RATIFICATION OF KPMG LLP TO SERVE AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004
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CABOT OIL & GAS CORPORATION Agenda: 932113575
CUSIP: 127097103 Meeting Type: Annual
Ticker: COG Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ROBERT F. BAILEY Mgmt For For
JOHN G.L. CABOT Mgmt For For
02 APPROVE THE 2004 INCENTIVE PLAN. Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP,
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS, AS AUDITORS OF THE
COMPANY FOR IT S 2004 FISCAL YEAR.
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CADIZ INC. Agenda: 932031684
CUSIP: 127537108 Meeting Type: Special
Ticker: CLCI Meeting Date: 8/21/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
CERTIFICATE OF INCORPORATION TO
EFFECT A REVERSE STOCK SPLIT OF NOT
LESS THAN 1 FOR 10 AND NOT MORE THAN
1 FOR 50 AND TO AUTHORIZE THE BOARD
OF DIRECTORS TO DETERMINE WHICH, IF
ANY, OF THESE REVERSE STOCK SPLITS TO
EFFECT.
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CALFRAC WELL SERVICES LTD. Agenda: 932190832
CUSIP: 129584108 Meeting Type: Special
Ticker: CFWFF Meeting Date: 6/21/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS AS SET FORTH IN Mgmt no action
THE INFORMATION CIRCULAR RELATING TO
THE MEETING DATED MAY 18, 2004 (THE
INFORMATION CIRCULAR).
02 THE APPOINTMENT OF Mgmt no action
PRICEWATERHOUSECOOPERS LLP, CHARTERED
ACCOUNTANTS, TO SERVE AS AUDITORS OF
THE CORPORATION FOR THE ENSUING
YEAR, AT SUCH REMUNERATION AS MAY BE
DETERMINED BY THE BOARD OF DIRECTORS.
03 A RESOLUTION APPROVING FUTURE PRIVATE Mgmt no action
PLACEMENTS OF UP TO 50% OF THE
ISSUED AND OUTSTANDING COMMON SHARES
OF THE CORPORATION AT ANY TIME UNTIL
THE NEXT ANNUAL MEETING OF
SHAREHOLDERS, SUBJECT TO THE POLICIES
OF THE TORONTO STOCK EXCHANGE.
04 A RESOLUTION APPROVING THE STOCK Mgmt no action
OPTION PLAN OF THE CORPORATION, AS
SET FORTH IN THE INFORMATION
05 A RESOLUTION CONFIRMING NEW BY-LAW Mgmt no action
NO.1 AND NEW BY-LAW NO.2, AS SET
FORTH IN THE INFORMATION CIRCULAR.
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CAMBREX CORPORATION Agenda: 932119111
CUSIP: 132011107 Meeting Type: Annual
Ticker: CBM Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ROSINA B. DIXON Mgmt For For
ROY W. HALEY Mgmt For For
LEON J. HENDRIX, JR. Mgmt For For
ILAN KAUFTHAL Mgmt For For
02 APPROVAL OF THE 2004 INCENTIVE PLAN Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT PUBLIC ACCOUNTANTS FOR
-------------------------------------------------------------------------------------------------------
CANADIAN OIL SANDS (TRUST) Agenda: 932099422
CUSIP: 13642L100 Meeting Type: Special
Ticker: COSWF Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
1 DIRECTING THE TRUSTEE TO VOTE THE Mgmt For For
COMMON SHARES OF COSL SO AS TO
APPOINT PRICEWATERHOUSECOOPERS LLP AS
THE AUDITOR OF CANADIAN OIL SANDS
LIMITED (COSL) FOR THE ENSUING YEAR
AT A REMUNERATION TO BE FIXED BY COSL
AND APPROVED BY THE DIRECTORS
2 APPOINTING PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE AUDITOR OF THE TRUST FOR THE
ENSUING YEAR AT A REMUNERATION TO BE
FIXED BY COSL AND APPROVED BY THE
DIRECTORS THEREOF;
3 DIRECTING THE TRUSTEE TO VOTE THE Mgmt For For
COMMON SHARES OF COSL SO AS TO ELECT
AS DIRECTORS OF COSL ALL OF THE
NOMINEES OF THE TRUST, AS DESCRIBED
AND SET FORTH IN THE MANAGEMENT PROXY
CIRCULAR OF THE TRUST DATED MARCH 12,
2004, AND TO FILL ANY VACANCIES AMONG
THE DIRECTORS OF COSL THAT MAY ARISE
BETWEEN THE MEETING AND THE FIRST
MEETING OF THE UNITHOLDERS THEREAFTER
THAT CONSIDERS THE ELECTION OF
DIRECTORS, BY APPOINTING TO ANY SUCH
VACANCY A PERSON SELECTED
4 APPROVING THE SPECIAL RESOLUTION Mgmt For For
REGARDING THE APPROVAL OF AN AMENDED
UNITHOLDER RIGHTS PLAN, AS DESCRIBED
AND SET FORTH IN THE MANAGEMENT PROXY
CIRCULAR OF THE TRUST DATED MARCH
12, 2004.
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CANWEST GLOBAL COMMUNICATIONS CORP. Agenda: 932075446
CUSIP: 138906102 Meeting Type: Annual
Ticker: CWGVF Meeting Date: 1/29/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
1 TO ELECT DIRECTORS FOR THE ENSUING Mgmt For For
YEAR, ALL NOMINEES SPECIFIED IN THE
ACCOMPANYING MANAGEMENT PROXY
2 TO APPOINT THE AUDITORS AND Mgmt For For
AUTHORIZING THE DIRECTORS TO FIX THE
REMUNERATION OF THE AUDITORS.
-------------------------------------------------------------------------------------------------------
CARBO CERAMICS INC. Agenda: 932105681
CUSIP: 140781105 Meeting Type: Annual
Ticker: CRR Meeting Date: 4/13/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 CLAUDE E. COOKE, JR. Mgmt For For
CHAD C. DEATON Mgmt For For
H.E. LENTZ, JR. Mgmt For For
WILLIAM C. MORRIS Mgmt For For
JOHN J. MURPHY Mgmt For For
C. MARK PEARSON Mgmt For For
ROBERT S. RUBIN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP, CERTIFIED PUBLIC
ACCOUNTANTS, AS INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
03 PROPOSAL TO RATIFY AND APPROVE THE Mgmt For For
2004 CARBO CERAMICS INC. LONG-TERM
INCENTIVE PLAN.
-------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda: 932173874
CUSIP: 143130102 Meeting Type: Annual
Ticker: KMX Meeting Date: 6/29/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 KEITH D. BROWNING Mgmt For For
JAMES F. CLINGMAN, JR. Mgmt For For
HUGH G. ROBINSON Mgmt For For
RICHARD L. SHARP Mgmt For For
THOMAS G. STERNBERG Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
CARMAX, INC. 2002 EMPLOYEE STOCK
PURCHASE PLAN
-------------------------------------------------------------------------------------------------------
CATHAY GENERAL BANCORP Agenda: 932116103
CUSIP: 149150104 Meeting Type: Annual
Ticker: CATY Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 KELLY L. CHAN Mgmt For For
DUNSON K. CHENG Mgmt For For
THOMAS C.T. CHIU Mgmt For For
JOSEPH C.H. POON Mgmt For For
-------------------------------------------------------------------------------------------------------
CATHAY GENERAL BANCORP Agenda: 932033373
CUSIP: 149150104 Meeting Type: Special
Ticker: CATY Meeting Date: 9/17/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ADOPTION AND APPROVAL OF THE Mgmt For For
AGREEMENT AND PLAN OF MERGER DATED AS
OF MAY 6, 2003 BY AND AMONG GENERAL
BANK, GBC BANCORP, CATHAY BANCORP,
INC. AND CATHAY BANK, INCLUDING, THE
ISSUANCE OF THE SHARES PURSUANT TO
THE MERGER AGREEMENT AND CHANGING OF
CATHAY BANCORP S NAME TO CATHAY
GENERAL BANCORP EFFECTIVE UPON
CONSUMMATION OF THE MERGER.
02 APPROVAL OF AN AMENDMENT TO CATHAY Mgmt For For
BANCORP S CERTIFICATE OF
INCORPORATION TO INCREASE THE
AUTHORIZED NUMBER OF SHARES OF COMMON
STOCK FROM 25,000,000 TO
03 APPROVAL OF AN AMENDMENT TO CATHAY Mgmt For For
BANCORP S 1998 EQUITY INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES OF
CATHAY BANCORP COMMON STOCK RESERVED
FOR ISSUANCE FROM 2,150,000 TO
3,500,000.
-------------------------------------------------------------------------------------------------------
CEDAR FAIR, L.P. Agenda: 932118587
CUSIP: 150185106 Meeting Type: Special
Ticker: FUN Meeting Date: 6/8/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 TO APPROVE AMENDMENTS TO THE Mgmt For For
PARTNERSHIP AGREEMENT TO AUTHORIZE
UNITHOLDER VOTING.
02 TO GRANT THE GENERAL PARTNER Mgmt Against Against
AUTHORITY TO IMPLEMENT A UNITHOLDER
03 RICHARD S. FERREIRA* Mgmt For For
RICHARD L. KINZEL* Mgmt For For
THOMAS A. TRACY* Mgmt For For
M.D. KWIATKOWSKI** Mgmt For For
STEVEN H. TISHMAN** Mgmt For For
DARREL D. ANDERSON*** Mgmt For For
DAVID L. PARADEAU*** Mgmt For For
-------------------------------------------------------------------------------------------------------
CENTENE CORPORATION Agenda: 932130711
CUSIP: 15135B101 Meeting Type: Annual
Ticker: CNC Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 STEVE BARTLETT Mgmt no action
RICHARD P. WIEDERHOLD Mgmt no action
02 PROPOSAL TO APPROVE CHARTER AMENDMENT Mgmt no action
TO INCREASE NUMBER OF AUTHORIZED
SHARES OF CAPITAL STOCK.
-------------------------------------------------------------------------------------------------------
CHOICEPOINT INC. Agenda: 932117864
CUSIP: 170388102 Meeting Type: Annual
Ticker: CPS Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JOHN B. MCCOY* Mgmt For For
THOMAS M. COUGHLIN** Mgmt For For
DEREK V. SMITH** Mgmt For For
02 PROPOSAL TO APPROVE THE CHOICEPOINT Mgmt For For
INC. DEFERRED COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR CHOICEPOINT
FOR THE YEAR ENDING DECEMBER 31,
-------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda: 932086374
CUSIP: 171779101 Meeting Type: Annual
Ticker: CIEN Meeting Date: 3/10/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 PATRICK H. NETTLES Mgmt For For
JOHN R. DILLON Mgmt For For
LAWTON W. FITT Mgmt For For
-------------------------------------------------------------------------------------------------------
CITIZENS BANKING CORPORATION Agenda: 932115822
CUSIP: 174420109 Meeting Type: Annual
Ticker: CBCF Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 RICHARD J. DOLINSKI* Mgmt For For
WILLIAM R. HARTMAN* Mgmt For For
STEPHEN J. LAZAROFF* Mgmt For For
KENDALL B. WILLIAMS* Mgmt For For
WILLIAM C. SHEDD** Mgmt For For
-------------------------------------------------------------------------------------------------------
COLUMBIA SPORTSWEAR COMPANY Agenda: 932121077
CUSIP: 198516106 Meeting Type: Annual
Ticker: COLM Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 GERTRUDE BOYLE Mgmt For For
TIMOTHY P. BOYLE Mgmt For For
SARAH A. BANY Mgmt For For
MURREY R. ALBERS Mgmt For For
STEPHEN E. BABSON Mgmt For For
EDWARD S. GEORGE Mgmt For For
WALTER T. KLENZ Mgmt For For
JOHN W. STANTON Mgmt For For
02 PROPOSAL TO AMEND THE COMPANY S 1997 Mgmt For For
STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR
ISSUANCE UNDER THE PLAN.
03 PROPOSAL TO RE-APPROVE THE COMPANY S Mgmt For For
EXECUTIVE INCENTIVE COMPENSATION
04 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
-------------------------------------------------------------------------------------------------------
CONMED CORPORATION Agenda: 932151498
CUSIP: 207410101 Meeting Type: Annual
Ticker: CNMD Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 EUGENE R. CORASANTI Mgmt For For
JOSEPH J. CORASANTI Mgmt For For
BRUCE F. DANIELS Mgmt For For
JO ANN GOLDEN Mgmt For For
STEPHEN M. MANDIA Mgmt For For
WILLIAM D. MATTHEWS Mgmt For For
ROBERT E. REMMELL Mgmt For For
STUART J. SCHWARTZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS FOR THE
COMPANY FOR 2004.
03 AMENDMENT TO 1999 LONG-TERM INCENTIVE Mgmt Against Against
PLAN TO INCREASE AUTHORIZED SHARES
BY 1.0 MILLION SHARES.
-------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda: 932117826
CUSIP: 20854P109 Meeting Type: Annual
Ticker: CNX Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JOHN L. WHITMIRE Mgmt For For
J. BRETT HARVEY Mgmt For For
JAMES E. ALTMEYER SR. Mgmt For For
PHILIP W. BAXTER Mgmt For For
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
PATRICIA A. HAMMICK Mgmt For For
WILLIAM P. POWELL Mgmt For For
JOSEPH T. WILLIAMS Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
ACCOUNTANTS: PRICEWATERHOUSECOOPERS
-------------------------------------------------------------------------------------------------------
CORRECTIONS CORPORATION OF AMERICA Agenda: 932138452
CUSIP: 22025Y407 Meeting Type: Annual
Ticker: CXW Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 DONNA M. ALVARADO Mgmt For For
WILLIAM F. ANDREWS Mgmt For For
JOHN D. FERGUSON Mgmt For For
LUCIUS E. BURCH, III Mgmt For For
JOHN D. CORRENTI Mgmt For For
JOHN R. HORNE Mgmt For For
C. MICHAEL JACOBI Mgmt For For
THURGOOD MARSHALL, JR. Mgmt For For
CHARLES L. OVERBY Mgmt For For
JOHN R. PRANN, JR. Mgmt For For
JOSEPH V. RUSSELL Mgmt For For
HENRI L. WEDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY Mgmt For For
OUR AUDIT COMMITTEE OF ERNST & YOUNG
LLP AS OUR INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31,
03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt For For
AUTHORIZED TO VOTE UPON ANY OTHER
BUSINESS AS MAY PROPERLY COME BEFORE
THE MEETING OR ANY ADJOURNMENTS OR
POSTPONEMENTS THEREOF.
-------------------------------------------------------------------------------------------------------
CORUS ENTERTAINMENT INC. Agenda: 932065724
CUSIP: 220874101 Meeting Type: Special
Ticker: CJR Meeting Date: 12/9/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
1 THE ADOPTION OF A RESOLUTION TO FIX Mgmt For For
THE NUMBER OF DIRECTORS TO BE ELECTED
AT THE MEETING AT 11;
2 THE ADOPTION OF A RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION AS DIRECTORS
OF THE PERSONS NAMED IN THE
MANAGEMENT INFORMATION CIRCULAR;
3 THE ADOPTION OF A RESOLUTION IN Mgmt For For
RESPECT OF THE APPOINTMENT OF ERNST &
YOUNG LLP AS AUDITORS OF THE
CORPORATION AND THE AUTHORIZATION OF
THE DIRECTORS TO FIX THE REMUNERATION
OF SUCH AUDITORS;
4 THE ADDITION OF A RESOLUTION TO Mgmt For For
EXTEND THE EXPIRY DATE OF OPTIONS
ISSUED UNDER THE STOCK OPTION PLAN TO
7.5 YEARS;
5 THE ADDITION OF A RESOLUTION TO ALTER Mgmt For For
THE MEMORANDUM OF THE CORPORATION BY
REQUIRING THE CONSENT OF A MAJORITY
OF THE OUTSTANDING CLASS A
PARTICIPATING SHARES TO THE ISSUANCE
OF ANY AUTHORIZED BUT UNISSUED CLASS
-------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda: 932167441
CUSIP: 22160N109 Meeting Type: Annual
Ticker: CSGP Meeting Date: 6/9/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 MICHAEL R. KLEIN Mgmt For For
ANDREW C. FLORANCE Mgmt For For
DAVID BONDERMAN Mgmt For For
WARREN H. HABER Mgmt For For
JOSIAH O. LOW, III Mgmt For For
CHRISTOPHER J. NASSETTA Mgmt For For
CATHERINE B. REYNOLDS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
-------------------------------------------------------------------------------------------------------
COTT CORPORATION Agenda: 932126306
CUSIP: 22163N106 Meeting Type: Special
Ticker: COT Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 COLIN J. ADAIR Mgmt For For
W. JOHN BENNETT Mgmt For For
C. HUNTER BOLL Mgmt For For
SERGE GOUIN Mgmt For For
THOMAS M. HAGERTY Mgmt For For
STEPHEN H. HALPERIN Mgmt For For
DAVID V. HARKINS Mgmt For For
PHILIP B. LIVINGSTON Mgmt For For
01 CHRISTINE A. MAGEE Mgmt For For
JOHN K. SHEPPARD Mgmt For For
DONALD G. WATT Mgmt For For
FRANK E. WEISE III Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS
03 APPROVING THE EXECUTIVE INVESTMENT Mgmt For For
SHARE PURCHASE PLAN IN ACCORDANCE
WITH THE RESOLUTION SET OUT AT
APPENDIX A OF THE PROXY CIRCULAR.
SEE APPENDIX A TO THE PROXY
04 APPROVING THE AMENDMENT TO COTT Mgmt For For
CORPORATION S 1986 COMMON SHARE
OPTION PLAN, AS AMENDED, IN
ACCORDANCE WITH THE RESOLUTION SET
OUT AT APPENDIX B OF THE PROXY
CIRCULAR. SEE APPENDIX B TO THE
-------------------------------------------------------------------------------------------------------
CREO INC. Agenda: 932086639
CUSIP: 225606102 Meeting Type: Special
Ticker: CREO Meeting Date: 2/18/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
1 TO AMEND ITEM 5 OF THE ARTICLES OF Mgmt For For
INCORPORATION WITH RESPECT TO THE
NUMBER OF DIRECTORS OF CREO TO READ
NOT LESS THAN 3 OR MORE THAN 12
2 DOUGLAS A. BRENGEL Mgmt For For
MARK DANCE Mgmt For For
NORMAN B. FRANCIS Mgmt For For
STEVE M. GORDON Mgmt For For
JEAN-FRANCOIS HEITZ Mgmt For For
JOHN S. MCFARLANE Mgmt For For
AMOS MICHELSON Mgmt For For
KENNETH A. SPENCER Mgmt For For
MORGAN STURDY Mgmt For For
CHARLES E. YOUNG Mgmt For For
3 TO APPOINT KPMG LLP AS AUDITORS OF Mgmt For For
THE COMPANY AND TO AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION
4 TO APPROVE THE ADOPTION OF THE 2004 Mgmt Against Against
EMPLOYEE STOCK PURCHASE PLAN
5 TO APPROVE THE ADOPTION OF THE 2004 Mgmt For For
EQUITY AWARD PLAN.
-------------------------------------------------------------------------------------------------------
CREO INC. Agenda: 932088253
CUSIP: 225606102 Meeting Type: Special
Ticker: CREO Meeting Date: 2/18/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 TO AMEND ITEM 5 OF THE ARTICLES OF Mgmt For For
INCORPORATION WITH RESPECT TO THE
NUMBER OF DIRECTORS OF CREO TO READ
NOT LESS THAN 3 OR MORE THAN 12
02 DOUGLAS A. BRENGEL Mgmt For For
MARK DANCE Mgmt For For
NORMAN B. FRANCIS Mgmt For For
STEVE M. GORDON Mgmt For For
JEAN-FRANCOIS HEITZ Mgmt For For
JOHN S. MCFARLANE Mgmt For For
AMOS MICHELSON Mgmt For For
KENNETH A. SPENCER Mgmt For For
MORGAN STURDY Mgmt For For
CHARLES E. YOUNG Mgmt For For
03 TO APPOINT KPMG LLP AS AUDITORS OF Mgmt For For
THE COMPANY AND TO AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION
04 TO APPROVE THE ADOPTION OF THE 2004 Mgmt Against Against
EMPLOYEE STOCK PURCHASE PLAN
05 TO APPROVE THE ADOPTION OF THE 2004 Mgmt For For
EQUITY AWARD PLAN
-------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda: 932037181
CUSIP: 231021106 Meeting Type: Annual
Ticker: CMI Meeting Date: 9/16/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ROBERT J. DARNALL Mgmt For For
JOHN M. DEUTCH Mgmt For For
WALTER Y. ELISHA Mgmt For For
ALEXIS M. HERMAN Mgmt For For
WILLIAM I. MILLER Mgmt For For
WILLIAM D. RUCKELSHAUS Mgmt For For
THEODORE M. SOLSO Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
J. LAWRENCE WILSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
AUDITORS FOR THE YEAR 2003.
03 PROPOSAL TO APPROVE THE CUMMINS INC. Mgmt Against Against
2003 STOCK INCENTIVE PLAN.
-------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION Agenda: 932106594
CUSIP: 231561101 Meeting Type: Annual
Ticker: CW Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
2 S.M. FULLER Mgmt For For
3 PROPOSAL TO APPROVE THE APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS
INDEPENDENT PUBLIC ACCOUNTANTS OF THE
-------------------------------------------------------------------------------------------------------
CYMER, INC. Agenda: 932132462
CUSIP: 232572107 Meeting Type: Annual
Ticker: CYMI Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 CHARLES J. ABBE Mgmt For For
ROBERT P. AKINS Mgmt For For
EDWARD H. BRAUN Mgmt For For
MICHAEL R. GAULKE Mgmt For For
WILLIAM G. OLDHAM Mgmt For For
PETER J. SIMONE Mgmt For For
YOUNG K. SOHN Mgmt For For
JON D. TOMPKINS Mgmt For For
02 TO APPROVE AN AMENDMENT TO CYMER S Mgmt For For
1996 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE AGGREGATE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER
THE PLAN BY 200,000 SHARES.
03 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF CYMER FOR
ITS FISCAL YEAR ENDING DECEMBER 31,
-------------------------------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION Agenda: 932110062
CUSIP: 232806109 Meeting Type: Annual
Ticker: CY Meeting Date: 4/19/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 T.J. RODGERS Mgmt For For
FRED B. BIALEK Mgmt For For
01 ERIC A. BENHAMOU Mgmt For For
JOHN C. LEWIS Mgmt For For
ALAN F. SHUGART Mgmt For For
JAMES R. LONG Mgmt For For
W. STEVE ALBRECHT Mgmt For For
02 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For
THE 1994 STOCK PLAN (AS AMENDED AND
RESTATED).
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL YEAR 2004.
-------------------------------------------------------------------------------------------------------
DIAMONDWORKS LTD. Agenda: 932166172
CUSIP: 252906201 Meeting Type: Annual
Ticker: DMWZF Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 TO SET THE NUMBER OF DIRECTORS AT Mgmt no action
02 DELU (DAVID) HOLENDER Mgmt no action
BRUCE HOLMES Mgmt no action
SHEIKH H.M.J AL MAKTOUM Mgmt no action
BRIAN MENELL Mgmt no action
BERNARD POZNANSKI Mgmt no action
ROBERT RAINEY Mgmt no action
ANTONIO TEIXEIRA Mgmt no action
03 TO APPOINT DELOITTE & TOUCHE AS Mgmt no action
AUDITOR OF THE COMPANY
04 TO AUTHORIZE THE DIRECTORS TO FIX THE Mgmt no action
AUDITOR S REMUNERATION
05 TO CHANGE THE COMPANY S NAME TO Mgmt no action
ENERGEM RESOURCES INC.
06 TO APPROVE AMENDMENTS TO THE Mgmt no action
COMPANY S EMPLOYEES AND DIRECTORS
EQUITY INCENTIVE PLAN.
-------------------------------------------------------------------------------------------------------
DIGITAL RIVER, INC. Agenda: 932141877
CUSIP: 25388B104 Meeting Type: Annual
Ticker: DRIV Meeting Date: 5/24/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JOEL A. RONNING Mgmt For For
PERRY W. STEINER Mgmt For For
J. PAUL THORIN Mgmt For For
02 TO APPROVE AN AMENDMENT AND Mgmt Against Against
RESTATEMENT OF THE COMPANY S 1998
STOCK OPTION PLAN THAT WOULD GIVE THE
COMPANY THE FLEXIBILITY TO GRANT
STOCK APPRECIATION RIGHTS, RESTRICTED
STOCK UNITS, STOCK PURCHASE RIGHTS
AND STOCK BONUSES, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE AN AMENDMENT AND Mgmt Against Against
RESTATEMENT OF THE COMPANY S 1999
STOCK OPTION PLAN THAT WOULD GIVE THE
COMPANY THE FLEXIBILITY TO GRANT
INCENTIVE STOCK OPTIONS, STOCK
APPRECIATION RIGHTS, RESTRICTED STOCK
UNITS, STOCK PURCHASE RIGHTS AND
STOCK BONUSES, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
04 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
DIGITAL THEATER SYSTEMS, INC. Agenda: 932151323
CUSIP: 25389G102 Meeting Type: Annual
Ticker: DTSI Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 DANIEL E. SLUSSER Mgmt For For
JOSEPH A. FISCHER Mgmt For For
02 TO RATIFY AND APPROVE Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL YEAR 2004.
-------------------------------------------------------------------------------------------------------
DOUBLECLICK INC. Agenda: 932165497
CUSIP: 258609304 Meeting Type: Annual
Ticker: DCLK Meeting Date: 6/7/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 THOMAS S. MURPHY Mgmt For For
MARK E. NUNNELLY Mgmt For For
KEVIN J. O'CONNOR Mgmt For For
02 RATIFICATION OF SELECTION OF Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS: THE
PROPOSAL TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP,
INDEPENDENT PUBLIC AUDITORS, AS
AUDITORS OF THE COMPANY AS DESCRIBED
IN THE PROXY STATEMENT.
-------------------------------------------------------------------------------------------------------
DRUGSTORE.COM, INC. Agenda: 932166057
CUSIP: 262241102 Meeting Type: Annual
Ticker: DSCM Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 PETER M. NEUPERT Mgmt For For
KAL RAMAN Mgmt For For
L. JOHN DOERR Mgmt For For
MELINDA FRENCH GATES Mgmt For For
DAN LEVITAN Mgmt For For
G. C. 'CAYCE' ROY, 3RD Mgmt For For
WILLIAM D. SAVOY Mgmt For For
GREGORY S. STANGER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS THE COMPANY S
INDEPENDENT AUDITORS FOR FISCAL YEAR
2004.
-------------------------------------------------------------------------------------------------------
DURATEK, INC. Agenda: 932139644
CUSIP: 26658Q102 Meeting Type: Annual
Ticker: DRTK Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 DANIEL A. D'ANIELLO Mgmt For For
ADMIRAL J. D. WATKINS Mgmt For For
GEORGE V. MCGOWAN Mgmt For For
DR. FRANCIS J. HARVEY Mgmt For For
MICHAEL J. BAYER Mgmt For For
ALAN J. FOHRER Mgmt For For
ROBERT E. PRINCE Mgmt For For
02 TO APPROVE AN AMENDMENT TO PARAGRAPH Mgmt For For
(B) ARTICLE III VOTING RIGHTS OF
THE CERTIFICATE OF DESIGNATIONS
ESTABLISHING THE 8% CUMULATIVE
CONVERTIBLE REDEEMABLE PREFERRED
03 TO APPROVE THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
-------------------------------------------------------------------------------------------------------
EARTHLINK, INC. Agenda: 932149253
CUSIP: 270321102 Meeting Type: Annual
Ticker: ELNK Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 LINWOOD A. LACY, JR. Mgmt For For
TERRELL B. JONES Mgmt For For
WILLIAM H. HARRIS, JR. Mgmt For For
THOMAS E. WHEELER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP BY THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS
TO SERVE AS COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
ECHELON CORPORATION Agenda: 932132880
CUSIP: 27874N105 Meeting Type: Annual
Ticker: ELON Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 MICHAEL E. LEHMAN Mgmt For For
RICHARD M. MOLEY Mgmt For For
ARTHUR ROCK Mgmt For For
02 PROPOSAL TO APPROVE THE AMENDED AND Mgmt Against Against
RESTATED 1997 STOCK PLAN.
03 PROPOSAL TO APPROVE THE MANAGEMENT Mgmt For For
BONUS PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004.
-------------------------------------------------------------------------------------------------------
EDUCATION MANAGEMENT CORPORATION Agenda: 932059517
CUSIP: 28139T101 Meeting Type: Annual
Ticker: EDMC Meeting Date: 11/20/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ROBERT H. ATWELL Mgmt For For
WILLIAM M. CAMPBELL III Mgmt For For
FRIEDRICH TEROERDE Mgmt For For
02 THE PROPOSED AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY S ARTICLES
OF INCORPORATION.
03 THE PROPOSAL TO ADOPT THE COMPANY S Mgmt For For
2003 INCENTIVE PLAN.
04 THE PROPOSAL TO RATIFY THE SELECTION Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT
PUBLIC AUDITORS FOR THE COMPANY.
-------------------------------------------------------------------------------------------------------
EDUCATION LENDING GROUP, INC. Agenda: 932135064
CUSIP: 28140A109 Meeting Type: Annual
Ticker: EDLG Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ROBERT DEROSE Mgmt For For
MICHAEL H. SHAUT Mgmt For For
SAMUEL BELZBERG Mgmt For For
C. DAVID BUSHLEY Mgmt For For
RICHARD J. HUGHES Mgmt For For
LEO KORNFELD Mgmt For For
JEFFREY E. STIEFLER Mgmt For For
ROBERT V. ANTONUCCI Mgmt For For
02 APPROVAL OF THE LONG TERM INCENTIVE Mgmt Against Against
PLAN.
-------------------------------------------------------------------------------------------------------
ELAN CORPORATION, PLC Agenda: 932049643
CUSIP: 284131208 Meeting Type: Annual
Ticker: ELN Meeting Date: 10/21/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
O1 ORDINARY RESOLUTION 1 Mgmt For For
O2 ORDINARY RESOLUTION 2 Mgmt For For
O3 ORDINARY RESOLUTION 3 Mgmt For For
O4 ORDINARY RESOLUTION 4 Mgmt For For
O5 ORDINARY RESOLUTION 5 Mgmt For For
O6 ORDINARY RESOLUTION 6 Mgmt For For
O7 ORDINARY RESOLUTION 7 Mgmt For For
O8 ORDINARY RESOLUTION 8 Mgmt For For
S09 SPECIAL RESOLUTION 9 Mgmt For For
S10 SPECIAL RESOLUTION 10 Mgmt For For
-------------------------------------------------------------------------------------------------------
ELAN CORPORATION, PLC Agenda: 932184079
CUSIP: 284131208 Meeting Type: Annual
Ticker: ELN Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
O1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2003 TOGETHER WITH THE
REPORTS OF THE DIRECTORS AND AUDITORS
O2 TO RE-ELECT MR. BRENDAN BOUSHEL WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O3 TO RE-ELECT MR. JOHN GROOM WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O4 TO RE-ELECT MR. KYRAN MCLAUGHLIN WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O5 TO RE-ELECT DR. DENNIS SELKOE WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O6 TO RE-ELECT MR. DANIEL TULLY WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O7 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS.
S10 THAT THE ELAN CORPORATION, PLC Mgmt For For
EMPLOYEE EQUITY PURCHASE PLAN (THE
ESPP) BE APPROVED AND ADOPTED.
S11 THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY
AUTHORISED TO ALLOT AND ISSUE ALL
RELEVANT SECURITIES OF THE COMPANY.
S12 THAT THE AUTHORISED SHARE CAPITAL OF Mgmt For For
THE COMPANY BE INCREASED FROM
30,002,500 TO 33,502,500.
S13 THAT, SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 12 IN THE NOTICE OF THIS
MEETING, THE ARTICLES OF ASSOCIATION
BE AMENDED.
S14 THAT, SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 11 IN THE NOTICE OF THE
MEETING, THE DIRECTORS BE AND ARE
HEREBY EMPOWERED TO ALLOT SECURITIES
FOR CASH.
S15 THAT THE COMPANY AND/OR ANY Mgmt For For
SUBSIDIARY OF THE COMPANY BE AND IS
HEREBY GENERALLY AUTHORIZED TO MAKE
MARKET PURCHASES OF SHARES OF ANY
CLASS OF THE COMPANY.
S16 THAT THE RE-ISSUE PRICE RANGE AT Mgmt For For
WHICH ANY TREASURY SHARES FOR THE
TIME BEING HELD BY THE COMPANY MAY BE
RE-ISSUED OFF-MARKET SHALL BE THE
MAXIMUM PRICE EQUAL TO 120 PER CENT
OF THE RELEVANT PRICE; AND THE
MINIMUM PRICE EQUAL TO 95 PER CENT OF
S8 THAT THE BOARD OF DIRECTORS BE Mgmt For For
AUTHORISED TO ISSUE SHARE OPTIONS TO
NON-EXECUTIVE DIRECTORS IN ACCORDANCE
WITH THE TERMS OF THE ELAN
CORPORATION, PLC 1996 CONSULTANT
OPTION PLAN.
S9 THAT THE ELAN CORPORATION, PLC 2004 Mgmt For For
RESTRICTED STOCK PLAN (THE RSU PLAN)
BE APPROVED AND ADOPTED.
-------------------------------------------------------------------------------------------------------
ENCORE ACQUISITION COMPANY Agenda: 932131155
CUSIP: 29255W100 Meeting Type: Annual
Ticker: EAC Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 I. JON BRUMLEY Mgmt For For
JON S. BRUMLEY Mgmt For For
MARTIN BOWEN Mgmt For For
TED COLLINS, JR. Mgmt For For
TED A. GARDNER Mgmt For For
JOHN V. GENOVA Mgmt For For
HOWARD H. NEWMAN Mgmt For For
JAMES A. WINNE III Mgmt For For
02 AMENDMENT AND RESTATEMENT OF 2000 Mgmt For For
INCENTIVE STOCK PLAN - TO APPROVE THE
AMENDMENT AND RESTATEMENT OF THE
2000 INCENTIVE STOCK PLAN.
-------------------------------------------------------------------------------------------------------
ENERFLEX SYSTEMS LTD. Agenda: 932111646
CUSIP: 29265B104 Meeting Type: Special
Ticker: EFLXF Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
A THE ELECTION OF DIRECTORS AS SET Mgmt For For
FORTH IN THE ACCOMPANYING INFORMATION
CIRCULAR FOR THE ENSUING YEAR;
B THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP, CHARTERED ACCOUNTANTS, AS
AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND THE AUTHORIZATION OF
THE DIRECTORS TO FIX THE AUDITORS
REMUNERATION
C THE AMENDMENT TO THE STOCK OPTION Mgmt For For
-------------------------------------------------------------------------------------------------------
ENGINEERED SUPPORT SYSTEMS, INC. Agenda: 932091034
CUSIP: 292866100 Meeting Type: Annual
Ticker: EASI Meeting Date: 3/2/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 WILLIAM H.T. BUSH Mgmt no action
GERALD E. DANIELS Mgmt no action
RONALD W. DAVIS Mgmt no action
S. LEE KLING Mgmt no action
GEN CROSBIE E. SAINT Mgmt no action
EARL W. WIMS, PH.D. Mgmt no action
02 ENGINEERED SUPPORT SYSTEMS, INC. 2004 Mgmt no action
STOCK OPTION PLAN AND THE ALLOCATION
OF 350,000 SHARES OF ENGINEERED
SUPPORT SYSTEMS, INC. COMMON STOCK TO
THE STOCK OPTION PLAN.
03 ENGINEERED SUPPORT SYSTEMS, INC. 2004 Mgmt no action
NON-EXECUTIVE STOCK OPTION PLAN AND
THE ALLOCATION OF 350,000 SHARES OF
ENGINEERED SUPPORT SYSTEMS, INC.
COMMON STOCK TO THE NON-EXECUTIVE
STOCK OPTION PLAN.
-------------------------------------------------------------------------------------------------------
EON LABS, INC. Agenda: 932164180
CUSIP: 29412E100 Meeting Type: Annual
Ticker: ELAB Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 THOMAS STRUNGMANN, PH.D Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S RESTATED CERTIFICATE OF
INCORPORATION THAT WOULD INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 70,000,000 SHARES TO
100,000,000 SHARES.
03 TO RATIFY THE REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS.
04 TO VOTE, AS THE PROXY HOLDERS IN Mgmt For For
THEIR DISCRETION MAY DETERMINE, UPON
SUCH OTHER BUSINESS AS MAY BE
PROPERLY BROUGHT BEFORE THE MEETING
OR ANY ADJOURNMENT THEREOF.
-------------------------------------------------------------------------------------------------------
EYETECH PHARMACEUTICALS INC. Agenda: 932127954
CUSIP: 302297106 Meeting Type: Annual
Ticker: EYET Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JOHN P. MCLAUGHLIN Mgmt For For
SRINIVAS AKKARAJU Mgmt For For
MICHAEL G. MULLEN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS INDEPENDENT AUDITORS
FOR EYETECH PHARMACEUTICALS, INC. FOR
THE YEAR ENDING DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC. Agenda: 932111076
CUSIP: 30249U101 Meeting Type: Annual
Ticker: FTI Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ASBJORN LARSEN Mgmt For For
JOSEPH H. NETHERLAND Mgmt For For
JAMES R. THOMPSON Mgmt For For
-------------------------------------------------------------------------------------------------------
FAIR ISAAC CORPORATION Agenda: 932083304
CUSIP: 303250104 Meeting Type: Annual
Ticker: FIC Meeting Date: 2/2/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 A. GEORGE BATTLE Mgmt no action
TONY J. CHRISTIANSON Mgmt no action
THOMAS G. GRUDNOWSKI Mgmt no action
ALEX W. HART Mgmt no action
PHILIP G. HEASLEY Mgmt no action
GUY R. HENSHAW Mgmt no action
DAVID S.P. HOPKINS Mgmt no action
MARGARET L. TAYLOR Mgmt no action
02 AMEND THE CERTIFICATE OF Mgmt no action
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 100,000,000 TO 200,000,000.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt no action
AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
-------------------------------------------------------------------------------------------------------
FEDERAL AGRICULTURAL MORTGAGE CORP. Agenda: 932159886
CUSIP: 313148306 Meeting Type: Annual
Ticker: AGM Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 RALPH W 'BUDDY' CORTESE Mgmt no action
PAUL A. DEBRIYN Mgmt no action
KENNETH E. GRAFF Mgmt no action
JOHN G. NELSON III Mgmt no action
JOHN DAN RAINES Mgmt no action
02 PROPOSAL TO APPROVE THE APPOINTMENT Mgmt no action
OF DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITORS FOR THE
CORPORATION FOR THE FISCAL YEAR
-------------------------------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION Agenda: 932103295
CUSIP: 313855108 Meeting Type: Annual
Ticker: FSS Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ROBERT M. GERRITY Mgmt For For
ROBERT S. HAMADA Mgmt For For
WALDEN W. O'DELL Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS FEDERAL SIGNAL
CORPORATION S INDEPENDENT PUBLIC
ACCOUNTANTS FOR 2004.
-------------------------------------------------------------------------------------------------------
FELCOR LODGING TRUST INCORPORATED Agenda: 932127637
CUSIP: 31430F101 Meeting Type: Annual
Ticker: FCH Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 MELINDA J. BUSH Mgmt For For
CHARLES A. LEDSINGER JR Mgmt For For
ROBERT H. LUTZ, JR. Mgmt For For
MICHAEL D. ROSE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS FELCOR S
INDEPENDENT AUDITORS.
-------------------------------------------------------------------------------------------------------
FERRO CORPORATION Agenda: 932128475
CUSIP: 315405100 Meeting Type: Annual
Ticker: FOE Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 MICHAEL H. BULKIN Mgmt For For
MICHAEL F. MEE Mgmt For For
WILLIAM J. SHARP Mgmt For For
ALBERTO WEISSER Mgmt For For
-------------------------------------------------------------------------------------------------------
FINDWHAT.COM Agenda: 932062780
CUSIP: 317794105 Meeting Type: Annual
Ticker: FWHT Meeting Date: 12/15/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 C.A. PISARIS-HENDERSON Mgmt For For
KENNETH E. CHRISTENSEN Mgmt For For
LEE SIMONSON Mgmt For For
PHILLIP R. THUNE Mgmt For For
JERRY DELLA FEMINA Mgmt For For
FREDERICK E. GUEST II Mgmt For For
DANIEL B. BREWSTER, JR. Mgmt For For
02 TO APPROVE AND ADOPT THE AMENDMENT TO Mgmt Against Against
THE COMPANY S 1999 STOCK INCENTIVE
PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE THEREUNDER FROM 4,200,000
TO 6,200,000.
-------------------------------------------------------------------------------------------------------
FINDWHAT.COM Agenda: 932158377
CUSIP: 317794105 Meeting Type: Annual
Ticker: FWHT Meeting Date: 6/4/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF 7,000,000 Mgmt For For
SHARES OF FINDWHAT COMMON STOCK
PURSUANT TO FINDWHAT S MERGER WITH
ESPOTTING MEDIA INC.
02 TO APPROVE THE FINDWHAT 2004 STOCK Mgmt Against Against
INCENTIVE PLAN.
03 TO APPROVE THE EMI REPLACEMENT OPTION Mgmt For For
PLAN.
04 C.A. PISARIS-HENDERSON Mgmt For For
KENNETH E. CHRISTENSEN Mgmt For For
LEE SIMONSON Mgmt For For
04 PHILLIP R. THUNE Mgmt For For
JERRY DELLA FEMINA Mgmt For For
DAVID J. LONDONER Mgmt For For
FREDERICK E. GUEST II Mgmt For For
DANIEL B. BREWSTER, JR. Mgmt For For
05 TO APPROVE THE AMENDMENT OF FINDWHAT Mgmt Against Against
FINDWHAT S ARTICLES OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF FINDWHAT COMMON STOCK FROM
50,000,000 TO 200,000,000.
06 TO APPROVE THE REINCORPORATION OF Mgmt For For
FINDWHAT AS A DELAWARE CORPORATION,
THEREBY CHANGING ITS DOMICILE FROM
NEVADA TO DELAWARE.
-------------------------------------------------------------------------------------------------------
THE FIRST AMERICAN CORPORATION Agenda: 932134682
CUSIP: 318522307 Meeting Type: Annual
Ticker: FAF Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 GARY J. BEBAN Mgmt For For
J. DAVID CHATHAM Mgmt For For
WILLIAM G. DAVIS Mgmt For For
JAMES L. DOTI Mgmt For For
LEWIS W. DOUGLAS, JR. Mgmt For For
PAUL B. FAY, JR. Mgmt For For
D.P. KENNEDY Mgmt For For
PARKER S. KENNEDY Mgmt For For
FRANK E. O'BRYAN Mgmt For For
ROSLYN B. PAYNE Mgmt For For
D. VAN SKILLING Mgmt For For
HERBERT B. TASKER Mgmt For For
VIRGINIA M. UEBERROTH Mgmt For For
-------------------------------------------------------------------------------------------------------
FIRST CALGARY PETROLEUMS LTD Agenda: 700528182
CUSIP: 319384301 Meeting Type: MIX
Ticker: Meeting Date: 6/15/2004 ISIN: CA3193843016
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
Receive and approve the consolidated Non-
financial statements of the Company Voting
for the YE 31 DEC 2003, together with
the report of the Auditors thereon
1. Approve to fix the number of Mgmt For *
Directors to be elected at the
2.1 Elect Mr. Richard G. Anderson as a Mgmt For *
Director of the Company for the
ensuing year
2.2 Elect Mr. Raymond P. Antony as a Mgmt For *
Director of the Company for the
ensuing year
2.3 Elect Mr. Alastair J. Beardssall as Mgmt For *
a Director of the Company for the
ensuing year
2.4 Elect Mr. Darryl J. Raymaker as a Mgmt For *
Director of the Company for the
ensuing year
2.5 Elect Mr. Yuri K. Shafranik as a Mgmt For *
Director of the Company for the
ensuing year
3. Appoint KPMG LLP, Chartered Mgmt For *
Accountants as the Auditors until the
next AGM of the Company and
authorize the Directors to fix their
4. Approve that: 1) the number of common Mgmt For *
shares issuable under the Stock
Option Plan of the Company be
increased by 4,000,000 common shares;
and 2) any one Officer or Director of
the Company be authorized to execute
and deliver all such agreements and
documents, whether under the
corporate seal or otherwise, and to
take all action, as such Officer or
Director shall deem necessary or
appropriate to give
5. Approve that: 1) the Company manual Mgmt For *
of the Toronto Stock Exchange is
amended to provide for Stock Option
Plans with a number of shares based
on the outstanding common shares of
the Corporation rather than a fixed
number of common shares, then the
Stock Option Plan of the Corporation
shall be amended as specified; and
2) any one Officer or Director of the
Corporation be authorized to execute
and deliver all such agreements and
documents, whether under the
corporate seal or otherwise, and to
take all action, as such Officer or
Director shall deem necessary or
appropriate to give effect to the
6. Transact any other business Non-
Voting
-------------------------------------------------------------------------------------------------------
FIRST COMMUNITY BANCORP Agenda: 932159355
CUSIP: 31983B101 Meeting Type: Annual
Ticker: FCBP Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 STEPHEN M. DUNN Mgmt For For
SUSAN E. LESTER Mgmt For For
ROBERT A. STINE Mgmt For For
JOHN M. EGGEMEYER Mgmt For For
TIMOTHY B. MATZ Mgmt For For
MATTHEW P. WAGNER Mgmt For For
BARRY C. FITZPATRICK Mgmt For For
ARNOLD W. MESSER Mgmt For For
DAVID S. WILLIAMS Mgmt For For
CHARLES H. GREEN Mgmt For For
DANIEL B. PLATT Mgmt For For
02 TO APPROVE THE AMENDMENT AND Mgmt Against Against
RESTATEMENT OF THE 2003 STOCK
INCENTIVE PLAN.
03 TO TRANSACT ANY OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING AND
AT ANY POSTPONEMENTS OR ADJOURNMENTS
THEREOF.
-------------------------------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD. Agenda: 932144455
CUSIP: 335934105 Meeting Type: Special
Ticker: FQVLF Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 PHILIP K.R. PASCALL Mgmt no action
G. CLIVE NEWALL Mgmt no action
MARTIN R. ROWLEY Mgmt no action
R. STUART ANGUS Mgmt no action
ROBERT A. WATTS Mgmt no action
RUPERT PENNANT-REA Mgmt no action
PETER ST. GEORGE Mgmt no action
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt no action
AS AUDITORS OF THE COMPANY AND
AUTHORIZE THE AUDIT COMMITTEE TO FIX
THE REMUNERATION TO BE PAID TO THE
AUDITORS.
03 TO CONFIRM AND RATIFY THE BY-LAWS OF Mgmt no action
THE COMPANY RELATING GENERALLY TO THE
TRANSACTIONS OF BUSINESS AND AFFAIRS
OF THE COMPANY.
04 TO APPROVE THE ADOPTION OF A NEW Mgmt no action
STOCK OPTION PLAN, AS DESCRIBED IN
THE COMPANY S INFORMATION CIRCULAR.
-------------------------------------------------------------------------------------------------------
FIRST REGIONAL BANCORP Agenda: 932169750
CUSIP: 33615C101 Meeting Type: Annual
Ticker: FRGB Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 FRED M. EDWARDS Mgmt For For
H. ANTHONY GARTSHORE Mgmt For For
LAWRENCE J. SHERMAN Mgmt For For
JACK A. SWEENEY Mgmt For For
02 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt For For
MAY PROPERLY COME BEFORE THE MEETING
AND ANY ADJOURNMENT OR ADJOURNMENTS
THEREOF.
-------------------------------------------------------------------------------------------------------
FRANKLIN BANK CORP. Agenda: 932127346
CUSIP: 352451108 Meeting Type: Annual
Ticker: FBTX Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 L. CHIMERINE, PH.D. Mgmt For For
JAMES A. HOWARD Mgmt For For
ANTHONY J. NOCELLA Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
-------------------------------------------------------------------------------------------------------
FULTON FINANCIAL CORPORATION Agenda: 932105706
CUSIP: 360271100 Meeting Type: Annual
Ticker: FULT Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 DONALD M. BOWMAN, JR. Mgmt For For
CLARK S. FRAME Mgmt For For
CHARLES V. HENRY, III Mgmt For For
GEORGE W. HODGES Mgmt For For
JOSEPH J. MOWAD Mgmt For For
JOHN O. SHIRK Mgmt For For
02 2004 STOCK OPTION AND COMPENSATION Mgmt For For
-------------------------------------------------------------------------------------------------------
GABRIEL RESOURCES LTD. Agenda: 932177707
CUSIP: 361970106 Meeting Type: Special
Ticker: GBRRF Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 DETERMINING THE NUMBER OF DIRECTORS Mgmt no action
OF THE CORPORATION AT SEVEN (7).
02 OYVIND HUSHOVD Mgmt no action
JAMES J. KOMADINA Mgmt no action
JAMES MCCLEMENTS Mgmt no action
PAUL J. MORGAN Mgmt no action
MICHAEL S. PARRETT Mgmt no action
A. MURRAY SINCLAIR Mgmt no action
T. MICHAEL YOUNG Mgmt no action
03 THE APPOINTMENT OF GRANT THORNTON Mgmt no action
LLP, CHARTERED ACCOUNTANTS, AS
AUDITORS OF THE CORPORATION AND TO
AUTHORIZE THE BOARD OF DIRECTORS TO
FIX THEIR REMUNERATION.
04 GRANTING GENERAL APPROVAL TO THE Mgmt no action
ISSUANCE OF SHARES BY PRIVATE
PLACEMENT WHICH EXCEED 25% OF THE
CORPORATION S ISSUED CAPITAL AS
DESCRIBED IN THE CORPORATION S
MANAGEMENT PROXY CIRCULAR DATED MAY
11, 2004 UNDER THE SECTION ENTITLED
PARTICULARS OF OTHER MATTERS TO BE
ACTED UPON.
-------------------------------------------------------------------------------------------------------
GEMSTAR-TV GUIDE INTERNATIONAL, INC. Agenda: 932132777
CUSIP: 36866W106 Meeting Type: Annual
Ticker: GMST Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 NICHOLAS DONATIELLO, JR Mgmt For For
JAMES E. MEYER Mgmt For For
LACHLAN K. MURDOCH Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER31,
2004.
-------------------------------------------------------------------------------------------------------
GENTA INCORPORATED Agenda: 932170549
CUSIP: 37245M207 Meeting Type: Annual
Ticker: GNTA Meeting Date: 6/23/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 RAYMOND P WARRELL JR MD Mgmt For For
JEROME E. GROOPMAN MD Mgmt For For
BETSY MCCAUGHEY PHD Mgmt For For
PETER T. TATTLE Mgmt For For
DANIEL D. VON HOFF MD Mgmt For For
HARLAN J. WAKOFF Mgmt For For
DOUGLAS G. WATSON Mgmt For For
MICHAEL S. WEISS Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
AVAILABLE FOR ISSUANCE.
03 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S 1998 STOCK INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER THE PLAN.
04 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S NON-EMPLOYEE DIRECTORS 1998
STOCK OPTION PLAN WITH RESPECT TO
THE ANNUAL STOCK OPTIONS GRANTED
05 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
GEORGIA GULF CORPORATION Agenda: 932145053
CUSIP: 373200203 Meeting Type: Annual
Ticker: GGC Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JERRY R. SATRUM Mgmt For For
EDWARD A. SCHMITT Mgmt For For
YOSHI KAWASHIMA Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR GEORGIA GULF
FOR THE YEAR ENDING DECEMBER 31,
03 TO APPROVE AND ADOPT THE AMENDED AND Mgmt For For
RESTATED 2002 EQUITY AND PERFORMANCE
INCENTIVE PLAN.
04 TO APPROVE AND ADOPT THE SENIOR Mgmt For For
EXECUTIVE BONUS PLAN.
-------------------------------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC. Agenda: 932079711
CUSIP: 375916103 Meeting Type: Special
Ticker: GIL Meeting Date: 2/4/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
1 ELECTION AS DIRECTORS OF THE Mgmt For For
MANAGEMENT NOMINEES NAMED IN THE
MANAGEMENT PROXY CIRCULAR: 01.
ROBERT M. BAYLIS; 02. GLENN J.
CHAMANDY; 03. H. GREG CHAMANDY; 04.
WILLIAM H. HOUSTON III; 05. PIERRE
ROBITAILLE; 06. GERALD H.B. ROSS; 07.
RICHARD P. STRUBEL; 08. EDWIN B.
2 AMENDING THE ARTICLES OF THE Mgmt For For
CORPORATION IN ORDER TO (I) PROVIDE
FOR THE POSSIBILITY OF HOLDING ANNUAL
MEETINGS OF SHAREHOLDERS AT PLACES
OUTSIDE CANADA AND (II) CHANGE THE
PROVINCE OR TERRITORY IN CANADA WHERE
THE REGISTERED OFFICE IS TO BE
SITUATED FROM MONTREAL URBAN
COMMUNITY (PROVINCE OF QU;BEC) TO
PROVINCE OF QU;BEC.
3 CONFIRMING THE ENACTMENT OF SPECIAL Mgmt For For
BY-LAW 2003-1 TO AMEND BY-LAW ONE TO
PROVIDE GREATER FLEXIBILITY TO THE
CORPORATION IN CONNECTION WITH THE
HOLDING OF MEETINGS OF SHAREHOLDERS
BY PERMITTING IT TO HOLD SUCH
MEETINGS BY TELEPHONIC, ELECTRONIC OR
OTHER COMMUNICATIONS FACILITIES.
4 CONFIRMING THE ADOPTION OF A Mgmt For For
RESOLUTION AMENDING THE CORPORATION S
STOCK OPTION PLAN TO CHANGE THE NAME
OF THE SAID PLAN TO LONG TERM
INCENTIVE PLAN AND TO ALLOW THE
BOARD OF DIRECTORS OF THE CORPORATION
TO GRANT RESTRICTED SHARE UNITS
UNDER SAID PLAN.
5 APPOINTMENT OF KPMG LLP AS AUDITORS. Mgmt For For
-------------------------------------------------------------------------------------------------------
GLADSTONE COMMERCIAL CORPORATION Agenda: 932134668
CUSIP: 376536108 Meeting Type: Annual
Ticker: GOOD Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 DAVID GLADSTONE Mgmt For For
PAUL W. ADELGREN Mgmt For For
JOHN H. OUTLAND Mgmt For For
02 TO APPROVE A CHANGE IN THE COMPANY S Mgmt For For
INVESTMENT POLICIES TO PERMIT THE
COMPANY TO MAKE LEASES TO EXISTING
AND PROSPECTIVE PORTFOLIO COMPANIES
OF CURRENT OR FUTURE AFFILIATES OF
THE COMPANY, SUCH AS GLADSTONE
CAPITAL CORPORATION AND ENTITIES
ADVISED BY GLADSTONE MANAGEMENT
03 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S 2003 EQUITY INCENTIVE PLAN
TO INCREASE THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER SUCH PLAN BY 201,000
SHARES.
04 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2004.
-------------------------------------------------------------------------------------------------------
JOHN H. HARLAND COMPANY Agenda: 932113373
CUSIP: 412693103 Meeting Type: Annual
Ticker: JH Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JOHN J. MCMAHON, JR. Mgmt For For
LARRY L. PRINCE Mgmt For For
JESSE J. SPIKES Mgmt For For
-------------------------------------------------------------------------------------------------------
HARRIS & HARRIS GROUP, INC. Agenda: 932142297
CUSIP: 413833104 Meeting Type: Annual
Ticker: TINY Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 DR. C. WAYNE BARDIN Mgmt For For
DR. PHILLIP A. BAUMAN Mgmt For For
G. MORGAN BROWNE Mgmt For For
DUGALD A. FLETCHER Mgmt For For
CHARLES E. HARRIS Mgmt For For
DR. K. S. KIRKPATRICK Mgmt For For
MARK A. PARSELLS Mgmt For For
LORI D. PRESSMAN Mgmt For For
CHARLES E. RAMSEY Mgmt For For
01 JAMES E. ROBERTS Mgmt For For
02 TO APPROVE A PROPOSAL TO AUTHORIZE Mgmt For For
THE COMPANY TO OFFER LONG- TERM
RIGHTS, INCLUDING WARRANTS AND
OPTIONS, TO PURCHASE COMMON STOCK AT
AN EXERCISE PRICE THAT WILL NOT BE
LESS THAN THE GREATER OF THE MARKET
VALUE OR THE NET ASSET VALUE PER
SHARE AT THE TIME OF ISSUANCE OF THE
-------------------------------------------------------------------------------------------------------
HARVEST NATURAL RESOURCES, INC. Agenda: 932131369
CUSIP: 41754V103 Meeting Type: Annual
Ticker: HNR Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 STEPHEN D. CHESEBRO' Mgmt For For
JOHN U. CLARKE Mgmt For For
BYRON A. DUNN Mgmt For For
H.H. HARDEE Mgmt For For
PETER J. HILL Mgmt For For
PATRICK M. MURRAY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS FOR THE YEAR
ENDED DECEMBER 31, 2004.
03 TO APPROVE THE HARVEST NATURAL Mgmt For For
RESOURCES 2004 LONG TERM INCENTIVE
PLAN.
-------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda: 932051117
CUSIP: 426281101 Meeting Type: Annual
Ticker: JKHY Meeting Date: 10/28/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 J. HENRY Mgmt For For
J. HALL Mgmt For For
M. HENRY Mgmt For For
J. ELLIS Mgmt For For
B. GEORGE Mgmt For For
G. CURRY Mgmt For For
J. MALEKIEL Mgmt For For
-------------------------------------------------------------------------------------------------------
HILB, ROGAL AND HAMILTON COMPANY Agenda: 932126902
CUSIP: 431294107 Meeting Type: Annual
Ticker: HRH Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 J.S.M. FRENCH Mgmt For For
ROBERT B. LOCKHART Mgmt For For
ANTHONY F. MARKEL Mgmt For For
ROBERT S. UKROP Mgmt For For
02 APPROVAL OF AN AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
03 APPROVAL OF OUTSIDE DIRECTORS Mgmt For For
DEFERRAL PLAN
04 APPROVAL OF EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
05 APPROVAL OF PROPOSAL FOR ADJOURNMENT, Mgmt For For
IF NECESSARY
-------------------------------------------------------------------------------------------------------
HOMESTORE, INC. Agenda: 932195402
CUSIP: 437852106 Meeting Type: Annual
Ticker: HOMS Meeting Date: 6/28/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 WILLIAM E. KELVIE Mgmt For For
KENNETH K. KLEIN Mgmt For For
-------------------------------------------------------------------------------------------------------
HUDSON HIGHLAND GROUP, INC. Agenda: 932115202
CUSIP: 443792106 Meeting Type: Annual
Ticker: HHGP Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JON CHAIT Mgmt For For
JENNIFER LAING Mgmt For For
NICHOLAS G. MOORE Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE HUDSON HIGHLAND GROUP, INC. LONG
TERM INCENTIVE PLAN.
03 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE HUDSON HIGHLAND GROUP, INC.
EMPLOYEE STOCK PURCHASE PLAN.
-------------------------------------------------------------------------------------------------------
HUDSON RIVER BANCORP, INC. Agenda: 932028803
CUSIP: 444128102 Meeting Type: Annual
Ticker: HRBT Meeting Date: 8/21/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 MARILYN A. HERRINGTON* Mgmt For For
RONALD S. TECLER, DMD* Mgmt For For
ANTHONY J. MASHUTA** Mgmt For For
RICHARD KOSKY* Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 31, 2004
-------------------------------------------------------------------------------------------------------
HUGHES SUPPLY, INC. Agenda: 932152818
CUSIP: 444482103 Meeting Type: Annual
Ticker: HUG Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JOHN D. BAKER II Mgmt For For
DALE E. JONES Mgmt For For
WILLIAM P. KENNEDY Mgmt For For
PATRICK J. KNIPE Mgmt For For
02 IN THEIR DISCRETION, THE PROXIES ARE Mgmt For For
AUTHORIZED TO VOTE UPON SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE
THE MEETING.
-------------------------------------------------------------------------------------------------------
HUMBOLDT BANCORP Agenda: 932059810
CUSIP: 445069107 Meeting Type: Special
Ticker: HBEK Meeting Date: 12/15/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 TO APPROVE THE PRINCIPAL TERMS OF THE Mgmt For For
MERGER CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER, DATED AUGUST 11,
2003, BY AND BETWEEN HUMBOLDT
BANCORP AND CALIFORNIA INDEPENDENT
BANCORP, PURSUANT TO WHICH CALIFORNIA
INDEPENDENT BANCORP WILL MERGE WITH
AND INTO HUMBOLDT BANCORP, INCLUDING
THE ISSUANCE OF HUMBOLDT BANCORP
COMMON STOCK IN CONNECTION WITH THE
MERGER.
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
AMENDED AND RESTATED HUMBOLDT BANCORP
AND SUBSIDIARIES 2001 EQUITY
INCENTIVE PLAN TO EXPAND ELIGIBILITY
FOR PARTICIPATION UNDER THE 2001
EQUITY INCENTIVE PLAN TO ALLOW ALL
EMPLOYEES AND OFFICERS OF HUMBOLDT
BANCORP OR A SUBSIDIARY TO BE
ELIGIBLE TO RECEIVE AWARDS UNDER THE
2001 EQUITY INCENTIVE PLAN.
-------------------------------------------------------------------------------------------------------
HUTCHINSON TECHNOLOGY INCORPORATED Agenda: 932076157
CUSIP: 448407106 Meeting Type: Annual
Ticker: HTCH Meeting Date: 1/28/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 W. THOMAS BRUNBERG Mgmt For For
ARCHIBALD COX, JR. Mgmt For For
WAYNE M. FORTUN Mgmt For For
JEFFREY W. GREEN Mgmt For For
RUSSELL HUFFER Mgmt For For
R. FREDERICK MCCOY, JR. Mgmt For For
WILLIAM T. MONAHAN Mgmt For For
RICHARD B. SOLUM Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE 2004
FISCAL YEAR.
-------------------------------------------------------------------------------------------------------
HYDRIL COMPANY Agenda: 932138351
CUSIP: 448774109 Meeting Type: Annual
Ticker: HYDL Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 KENNETH S. MCCORMICK Mgmt For For
CHRISTOPHER T. SEAVER Mgmt For For
LEW O. WARD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
IHOP CORP. Agenda: 932157731
CUSIP: 449623107 Meeting Type: Annual
Ticker: IHP Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 FRANK EDELSTEIN Mgmt For For
CAROLINE W. NAHAS Mgmt For For
RICHARD J. DAHL Mgmt For For
02 PROPOSAL TO APPROVE AND RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
THE INDEPENDENT ACCOUNTANTS OF THE
COMPANY.
-------------------------------------------------------------------------------------------------------
ICON PLC Agenda: 932071347
CUSIP: 45103T107 Meeting Type: Annual
Ticker: ICLR Meeting Date: 1/12/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
O1 TO RECEIVE THE ACCOUNTS AND REPORTS Mgmt For For
O2 TO RE-ELECT MR. LEE JONES Mgmt For For
O3 TO RE-ELECT MR. THOMAS LYNCH Mgmt For For
O4 TO RE-ELECT MR. SHUJI HIGUCHI Mgmt For For
O5 TO AUTHORISE THE FIXING OF THE Mgmt For For
AUDITORS REMUNERATION
S6 TO AUTHORISE THE COMPANY TO ALLOT Mgmt For For
SHARES
S7 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS
S8 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For
MARKET PURCHASES OF SHARES
S9 TO AUTHORISE THE COMPANY TO Mgmt For For
COMMUNICATE WITH SHAREHOLDERS VIA
ELECTRONIC MEDIA
-------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda: 932131218
CUSIP: 45168D104 Meeting Type: Annual
Ticker: IDXX Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JONATHAN W. AYERS Mgmt For For
JAMES L. MOODY, JR. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS. TO RATIFY THE
SELECTION BY THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE CURRENT FISCAL YEAR (PROPOSAL
-------------------------------------------------------------------------------------------------------
IMCLONE SYSTEMS INCORPORATED Agenda: 932040621
CUSIP: 45245W109 Meeting Type: Annual
Ticker: IMCL Meeting Date: 9/15/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ANDREW G. BODNAR Mgmt For For
VINCENT T. DEVITA, JR. Mgmt For For
JOHN A. FAZIO Mgmt For For
DAVID M. KIES Mgmt For For
WILLIAM R. MILLER Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE Mgmt Against Against
IMCLONE SYSTEMS INCORPORATED 2002
STOCK OPTION PLAN (THE 2002 OPTION
PLAN) TO INCREASE THE NUMBER OF
SHARES AUTHORIZED TO BE ISSUED UNDER
THE 2002 OPTION PLAN.
03 APPROVAL OF THE IMCLONE SYSTEMS Mgmt For For
INCORPORATED ANNUAL INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP TO SERVE AS THE COMPANY S
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2003.
-------------------------------------------------------------------------------------------------------
IMAGISTICS INTERNATIONAL INC. Agenda: 932114553
CUSIP: 45247T104 Meeting Type: Annual
Ticker: IGI Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 T. KEVIN DUNNIGAN Mgmt For For
JAMES A. THOMAS Mgmt For For
RONALD L. TURNER Mgmt For For
02 APPROVAL OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
2004.
-------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda: 932142259
CUSIP: 45337C102 Meeting Type: Annual
Ticker: INCY Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ROY A. WHITFIELD Mgmt For For
PAUL A. FRIEDMAN Mgmt For For
BARRY M. ARIKO Mgmt For For
01 JULIAN C. BAKER Mgmt For For
PAUL A. BROOKE Mgmt For For
FREDERICK B. CRAVES Mgmt For For
RICHARD U. DESCHUTTER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS.
-------------------------------------------------------------------------------------------------------
INDYMAC BANCORP, INC. Agenda: 932104754
CUSIP: 456607100 Meeting Type: Annual
Ticker: NDE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 MICHAEL W. PERRY Mgmt For For
LOUIS E. CALDERA Mgmt For For
LYLE E. GRAMLEY Mgmt For For
HUGH M. GRANT Mgmt For For
PATRICK C. HADEN Mgmt For For
TERRANCE G. HODEL Mgmt For For
ROBERT L. HUNT II Mgmt For For
JAMES R. UKROPINA Mgmt For For
02 APPROVAL OF THE INDYMAC BANCORP, INC. Mgmt For For
2002 INCENTIVE PLAN, AS AMENDED AND
RESTATED.
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDYMAC S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
INFOSPACE, INC. Agenda: 932112600
CUSIP: 45678T201 Meeting Type: Annual
Ticker: INSP Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 RICHARD D. HEARNEY Mgmt For For
RUFUS W. LUMRY Mgmt For For
JAMES F. VOELKER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
INNKEEPERS USA TRUST Agenda: 932104350
CUSIP: 4576J0104 Meeting Type: Annual
Ticker: KPA Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 RANDALL L. CHURCHEY Mgmt For For
JACK P. DEBOER Mgmt For For
JOEL F. ZEMENS Mgmt For For
-------------------------------------------------------------------------------------------------------
INSPIRE PHARMACEUTICALS, INC. Agenda: 932163912
CUSIP: 457733103 Meeting Type: Annual
Ticker: ISPH Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 CHRISTY L. SHAFFER Mgmt For For
RICHARD KENT Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
03 RATIFICATION OF THE AMENDMENT TO THE Mgmt Against Against
AMENDED AND RESTATED 1995 STOCK PLAN,
AS AMENDED, TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE PURSUANT TO STOCK AWARDS
UNDER THE PLAN FROM 6,428,571 TO
7,178,571.
-------------------------------------------------------------------------------------------------------
INTEGRATED CIRCUIT SYSTEMS, INC. Agenda: 932051054
CUSIP: 45811K208 Meeting Type: Annual
Ticker: ICST Meeting Date: 10/29/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 HOCK E. TAN Mgmt For For
NAM P. SUH Mgmt For For
-------------------------------------------------------------------------------------------------------
INTERMUNE, INC. Agenda: 932158935
CUSIP: 45884X103 Meeting Type: Annual
Ticker: ITMN Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 MICHAEL L. SMITH Mgmt For For
DANIEL G. WELCH Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK FROM
51,000,000 SHARES TO 70,000,000
03 TO APPROVE THE AMENDMENT AND Mgmt Against Against
RESTATEMENT OF THE COMPANY S 2000
EQUITY INCENTIVE PLAN, INCLUDING AN
INCREASE IN THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE PLAN BY 1,000,000
SHARES.
04 TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY S 2000
NON-EMPLOYEE DIRECTORS STOCK OPTION
PLAN, AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
05 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS,
OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
INTEROIL CORPORATION Agenda: 932041421
CUSIP: 460951106 Meeting Type: Special
Ticker: IOLCF Meeting Date: 9/11/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 APPROVING THE ISSUANCES OF 862,500 Mgmt For For
COMMON SHARES IN THE CORPORATION IN A
PRIVATE PLACEMENT COMPLETED FEBRUARY
7, 2003.
02 APPROVING THE ISSUANCES OF 755,000 Mgmt For For
COMMON SHARES IN CAPITAL OF THE
CORPORATION IN A PRIVATE PLACEMENT
COMPLETED APRIL 29, 2003.
03 APPROVING THE ISSUANCES OF RIGHTS Mgmt For For
CONVERTIBLE INTO UP TO 683,825 OF
COMMON SHARES IN THE CAPITAL OF THE
CORPORATION.
04 APPROVING THE ISSUANCES OF RIGHTS Mgmt For For
CONVERTIBLE INTO UP TO 717,850 OF
COMMON SHARES IN THE CAPITAL OF THE
CORPORATION.
05 APPROVING, FOR THE PURPOSES OF Mgmt For For
LISTING RULE 7.1 OF THE LISTING RULES
OF THE AUSTRALIAN STOCK EXCHANGE,
THE ISSUE OF UP TO 2,200,000 FULLY
PAID COMMON SHARES IN EXCHANGE FOR UP
TO 2,200,000 SUBSCRIPTION RECEIPTS
ON A PRIVATE PLACEMENT BASIS.
06 APPROVING, FOR THE PURPOSES OF Mgmt For For
LISTING RULE 7.1 OF THE LISTING RULES
OF THE AUSTRALIAN STOCK EXCHANGE,
THE ISSUANCE OF FURTHER SECURITIES OF
UP TO 1,000,000 COMMON SHARES IN THE
THREE MONTHS FOLLOWING THE DATE OF
THE MEETING.
-------------------------------------------------------------------------------------------------------
IONICS, INCORPORATED Agenda: 932085233
CUSIP: 462218108 Meeting Type: Special
Ticker: ION Meeting Date: 2/11/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 TO APPROVE ISSUANCE OF UP TO Mgmt For For
4,905,660 SHARES OF IONICS COMMON
STOCK IN CONNECTION WITH IONICS
PROPOSED ACQUISITION OF THE ECOLOCHEM
02 TO APPROVE AN AMENDMENT TO IONICS Mgmt For For
ARTICLES OF ORGANIZATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 55,000,000 TO
100,000,000.
03 TO APPROVE AN AMENDMENT TO THE IONICS Mgmt Against Against
1997 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
1,200,000 SHARES.
04 TO APPROVE AN AMENDMENT TO THE IONICS Mgmt For For
1997 STOCK INCENTIVE PLAN TO
AUTHORIZE GRANTS OF RESTRICTED STOCK
-------------------------------------------------------------------------------------------------------
IPAYMENT, INC. Agenda: 932178999
CUSIP: 46262E105 Meeting Type: Annual
Ticker: IPMT Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 PETER Y. CHUNG Mgmt For For
GREGORY S. DAILY Mgmt For For
JOHN C. HARRISON Mgmt For For
J. DONALD MCLEMORE, JR. Mgmt For For
JENNIE CARTER THOMAS Mgmt For For
DAVID T. VANDEWATER Mgmt For For
CLAY M. WHITSON Mgmt For For
DAVID M. WILDS Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR 2004.
-------------------------------------------------------------------------------------------------------
IVANHOE MINES LTD. Agenda: 932155232
CUSIP: 46579N103 Meeting Type: Annual
Ticker: HUGO Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 THE ORDINARY RESOLUTION TO RATIFY Mgmt no action
AMENDMENTS TO BY-LAW NO. 1 OF THE
CORPORATION, WHICH AMENDMENTS (A)
INCREASE THE QUORUM REQUIREMENTS FOR
MEETINGS OF SHAREHOLDERS IN
ACCORDANCE WITH NASDAQ STOCK MARKET
INC. REQUIREMENTS; AND (B) SET THE
NUMBER OF POSITIONS, WITHIN THE
MINIMUM AND MAXIMUM NUMBER OF
DIRECTORS PRESCRIBED BY THE ARTICLES
OF THE CORPORATION, THAT ARE OPEN FOR
ELECTION AT AN ANNUAL MEETING OF THE
SHAREHOLDERS OF THE CORPORATION.
02 THE ORDINARY RESOLUTION TO APPROVE Mgmt no action
THE ISSUANCE OF UP TO 50 MILLION
EQUITY SECURITIES (IN ADDITION TO ANY
OTHER SECURITIES ISSUABLE WITHOUT
SHAREHOLDER APPROVAL IN COMPLIANCE
WITH THE AUSTRALIAN STOCK EXCHANGE
(ASX) LISTING RULES) TO SUCH
ALLOTTEES AND AT SUCH ISSUE PRICE(S)
DETERMINED BY THE DIRECTORS AS SET
OUT IN THE MANAGEMENT PROXY CIRCULAR,
SUCH ISSUE(S) TO TAKE PLACE, SUBJECT
TO ANY APPLICABLE ASX WAIVER, DURING
THE PERIOD FROM THE DATE OF THE
MEETING UNTIL THE DATE OF THE
CORPORATION S ANNUAL GENERAL MEETING
03 THE SPECIAL RESOLUTION TO APPROVE THE Mgmt no action
AMENDMENT TO THE ARTICLES OF THE
CORPORATION TO INCREASE THE MAXIMUM
NUMBER OF DIRECTORS TO 12 DIRECTORS.
04 ROBERT M. FRIEDLAND Mgmt no action
R. EDWARD FLOOD Mgmt no action
KJELD THYGESEN Mgmt no action
GORDON L. TOLL Mgmt no action
ROBERT HANSON Mgmt no action
JOHN WEATHERALL Mgmt no action
MARKUS FABER Mgmt no action
JOHN MACKEN Mgmt no action
DAVID HUBERMAN Mgmt no action
05 TO APPOINT DELOITTE & TOUCHE, Mgmt no action
CHARTERED ACCOUNTANTS, AS AUDITORS OF
THE CORPORATION AT A REMUNERATION TO
BE FIXED BY THE BOARD OF DIRECTORS.
-------------------------------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC. Agenda: 932116608
CUSIP: 481130102 Meeting Type: Annual
Ticker: JRN Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 DON H. DAVIS, JR. Mgmt For For
DAVID G. MEISSNER Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE ARTICLES OF INCORPORATION TO
ALLOW TRANSFERS OF CLASS B COMMON
STOCK DIRECTLY TO CERTAIN CHARITIES.
03 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE ARTICLES OF INCORPORATION TO
PROVIDE FOR AUTOMATIC CONVERSION OF
CLASS B COMMON STOCK HELD BY OR
TRANSFERRED TO CERTAIN CHARITIES INTO
CLASS A COMMON STOCK.
-------------------------------------------------------------------------------------------------------
KFX INC. Agenda: 932154393
CUSIP: 48245L107 Meeting Type: Annual
Ticker: KFX Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 STANFORD M. ADELSTEIN Mgmt For For
MARK S. SEXTON Mgmt For For
RICHARD S. SPENCER III Mgmt For For
02 RATIFICATION OF SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT
ACCOUNTANTS.
-------------------------------------------------------------------------------------------------------
THE KNOT, INC. Agenda: 932145899
CUSIP: 499184109 Meeting Type: Annual
Ticker: KNOT Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JOSEPH BREHOB Mgmt For For
SANDRA STILES Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS: Mgmt For For
TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004.
-------------------------------------------------------------------------------------------------------
KROLL, INC. Agenda: 932165877
CUSIP: 501049100 Meeting Type: Annual
Ticker: KROL Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 MICHAEL G. CHERKASKY Mgmt For For
SIMON V. FREAKLEY Mgmt For For
RAYMOND E. MABUS Mgmt For For
JOSEPH R. WRIGHT Mgmt For For
02 APPROVAL OF THE KROLL INC. 2004 Mgmt Against Against
INCENTIVE COMPENSATION PLAN, AS
DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR KROLL FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004,
AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
-------------------------------------------------------------------------------------------------------
LKQ CORP. Agenda: 932137880
CUSIP: 501889208 Meeting Type: Annual
Ticker: LKQX Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 A. CLINTON ALLEN Mgmt For For
ROBERT M. DEVLIN Mgmt For For
DONALD F. FLYNN Mgmt For For
JOSEPH M. HOLSTEN Mgmt For For
PAUL M. MEISTER Mgmt For For
JOHN F. O'BRIEN Mgmt For For
WILLIAM M. WEBSTER, IV Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITORS OF LKQ
CORPORATION FOR THE FISCAL YEAR
-------------------------------------------------------------------------------------------------------
LAWSON SOFTWARE, INC. Agenda: 932052311
CUSIP: 520780107 Meeting Type: Annual
Ticker: LWSN Meeting Date: 10/30/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JOHN J. COUGHLAN Mgmt For For
DAVID J. ESKRA Mgmt For For
01 DAVID R. HUBERS Mgmt For For
THOMAS G. HUDSON Mgmt For For
RICHARD D. KREYSAR Mgmt For For
DAVID S.B. LANG Mgmt For For
H. RICHARD LAWSON Mgmt For For
MICHAEL A. ROCCA Mgmt For For
02 PROPOSAL TO RATIFY AND APPROVE THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING MAY 31, 2004.
-------------------------------------------------------------------------------------------------------
LIFEPOINT HOSPITALS, INC. Agenda: 932162972
CUSIP: 53219L109 Meeting Type: Annual
Ticker: LPNT Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 DEWITT EZELL, JR. Mgmt For For
WILLIAM V. LAPHAM Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPANY S 1998 LONG-TERM INCENTIVE
PLAN.
03 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPANY S OUTSIDE DIRECTORS STOCK AND
INCENTIVE COMPENSATION PLAN.
04 APPROVAL OF THE COMPANY S EXECUTIVE Mgmt For For
PERFORMANCE INCENTIVE PLAN.
05 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR 2004.
-------------------------------------------------------------------------------------------------------
LINCOLN ELECTRIC HOLDINGS, INC. Agenda: 932124364
CUSIP: 533900106 Meeting Type: Annual
Ticker: LECO Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 RANKO CUCUZ Mgmt For For
KATHRYN JO LINCOLN Mgmt For For
ANTHONY A. MASSARO Mgmt For For
GEORGE H. WALLS, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
-------------------------------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT CORP. Agenda: 932041130
CUSIP: 535919203 Meeting Type: Special
Ticker: LGF Meeting Date: 9/10/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 MICHAEL BURNS Mgmt For For
DREW CRAIG Mgmt For For
ARTHUR EVRENSEL Mgmt For For
JON FELTHEIMER Mgmt For For
GORDON KEEP Mgmt For For
MORLEY KOFFMAN Mgmt For For
PATRICK LAVELLE Mgmt For For
ANDRE LINK Mgmt For For
HARALD LUDWIG Mgmt For For
GARY NEWTON Mgmt For For
G. SCOTT PATERSON Mgmt For For
JEFF SAGANSKY Mgmt For For
HARRY SLOAN Mgmt For For
MITCHELL WOLFE Mgmt For For
02 PROPOSAL TO ADOPT AN AMENDMENT TO THE Mgmt For For
ARTICLES OF THE COMPANY.
03 PROPOSAL TO RATIFY THE RE-APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS FOR THE COMPANY.
04 PROPOSAL TO INCREASE OF THE NUMBER OF Mgmt For For
COMMON SHARES RESERVED FOR ISSUANCE
UNDER OUR EMPLOYEES AND DIRECTORS
EQUITY INCENTIVE PLAN BY 1,068,750
COMMON SHARES.
-------------------------------------------------------------------------------------------------------
LITHIA MOTORS, INC. Agenda: 932129376
CUSIP: 536797103 Meeting Type: Annual
Ticker: LAD Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 SIDNEY B. DEBOER Mgmt For For
R. BRADFORD GRAY Mgmt For For
GERALD F. TAYLOR Mgmt For For
M.L. DICK HEIMANN Mgmt For For
WILLIAM J. YOUNG Mgmt For For
THOMAS BECKER Mgmt For For
PHILIP J. ROMERO Mgmt For For
02 TO APPROVE THE AMENDMENT TO THE 2003 Mgmt For For
STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES ISSUABLE UNDER THE
PLAN FROM 1.2 MILLION TO 2.2 MILLION.
03 TO APPROVE THE AMENDMENT TO THE Mgmt For For
LITHIA MOTORS, INC. 1998 EMPLOYEE
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES ISSUABLE UNDER THE
PLAN FROM 1.5 MILLION TO 1.75
04 TO APPROVE AMENDMENTS TO THE LITHIA Mgmt For For
MOTORS, INC. EXECUTIVE BONUS PLAN.
-------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. Agenda: 932118145
CUSIP: 537008104 Meeting Type: Annual
Ticker: LFUS Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 HOWARD B. WITT Mgmt For For
JOHN P. DRISCOLL Mgmt For For
ANTHONY GRILLO Mgmt For For
GORDON HUNTER Mgmt For For
BRUCE A. KARSH Mgmt For For
JOHN E. MAJOR Mgmt For For
RONALD L. SCHUBEL Mgmt For For
02 APPROVAL AND RATIFICATION OF THE Mgmt For For
DIRECTORS APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 1, 2005.
-------------------------------------------------------------------------------------------------------
MGI PHARMA, INC. Agenda: 932115163
CUSIP: 552880106 Meeting Type: Annual
Ticker: MOGN Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ANDREW J. FERRARA Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
EDWARD W. MEHRER Mgmt For For
HUGH E. MILLER Mgmt For For
LEON O. MOULDER, JR. Mgmt For For
LEE J. SCHROEDER Mgmt For For
DAVID B. SHARROCK Mgmt For For
WANETA C. TUTTLE, PH.D. Mgmt For For
ARTHUR L. WEAVER, M.D. Mgmt For For
02 TO AMEND THE 1997 STOCK INCENTIVE Mgmt Against Against
PLAN TO EXTEND THE TERM OF THIS PLAN
THROUGH MAY 31, 2008 AND TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR
AWARDS GRANTED UNDER THE PLAN BY
2,055,000 SHARES.
03 TO AMEND THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES WHICH
MAY BE PURCHASED UNDER THE PLAN BY
500,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda: 932138173
CUSIP: 55306N104 Meeting Type: Annual
Ticker: MKSI Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JAMES G. BERGES Mgmt For For
RICHARD S. CHUTE Mgmt For For
OWEN W. ROBBINS Mgmt For For
02 TO APPROVE THE COMPANY S 2004 STOCK Mgmt Against Against
INCENTIVE PLAN.
03 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S AMENDED AND RESTATED 1997
DIRECTOR STOCK OPTION PLAN INCREASING
THE NUMBER OF SHARES AVAILABLE
THEREUNDER FROM 300,000 SHARES TO
04 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S SECOND RESTATED 1999
EMPLOYEE STOCK PURCHASE PLAN
INCREASING THE NUMBER OF SHARES
AVAILABLE THEREUNDER FROM 700,000
05 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S RESTATED INTERNATIONAL
EMPLOYEE STOCK PURCHASE PLAN
INCREASING THE NUMBER OF SHARES
AVAILABLE THEREUNDER FROM 75,000
06 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC. Agenda: 932075066
CUSIP: 553530106 Meeting Type: Annual
Ticker: MSM Meeting Date: 1/6/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 MITCHELL JACOBSON Mgmt For For
DAVID SANDLER Mgmt For For
CHARLES BOEHLKE Mgmt For For
ROGER FRADIN Mgmt For For
DENIS KELLY Mgmt For For
RAYMOND LANGTON Mgmt For For
PHILIP PELLER Mgmt For For
02 TO CONSIDER AND ACT UPON A PROPOSAL Mgmt For For
TO APPROVE AN AMENDMENT TO THE
COMPANY S 1995 RESTRICTED STOCK PLAN.
03 TO CONSIDER AND ACT UPON A PROPOSAL Mgmt For For
TO APPROVE AN AMENDMENT TO THE
COMPANY S 1995 STOCK OPTION PLAN.
04 TO CONSIDER AND ACT UPON A PROPOSAL Mgmt For For
TO APPROVE AN AMENDMENT TO THE
COMPANY S 1998 STOCK OPTION PLAN.
05 TO CONSIDER AND ACT UPON A PROPOSAL Mgmt For For
TO APPROVE AN AMENDMENT TO THE
COMPANY S 2001 STOCK OPTION PLAN.
06 TO CONSIDER AND ACT UPON A PROPOSAL Mgmt For For
TO APPROVE AN AMENDMENT TO THE
COMPANY S ASSOCIATE STOCK PURCHASE
07 TO CONSIDER AND ACT UPON A PROPOSAL Mgmt For For
TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR 2004.
-------------------------------------------------------------------------------------------------------
MACROMEDIA, INC. Agenda: 932009257
CUSIP: 556100105 Meeting Type: Annual
Ticker: MACR Meeting Date: 7/24/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ROBERT K. BURGESS Mgmt For For
JOHN (IAN) GIFFEN Mgmt For For
WILLIAM H. HARRIS, JR. Mgmt For For
ROBERT A. KOTICK Mgmt For For
DONALD L. LUCAS Mgmt For For
TIMOTHY O'REILLY Mgmt For For
WILLIAM B. WELTY Mgmt For For
02 ADOPTION OF THE COMPANY S 2003 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
03 RATIFICATION OF SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT
-------------------------------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC. Agenda: 932164027
CUSIP: 562750109 Meeting Type: Annual
Ticker: MANH Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JOHN J. HUNTZ, JR. Mgmt For For
THOMAS E. NOONAN Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION Agenda: 932129629
CUSIP: 575384102 Meeting Type: Annual
Ticker: MHM Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 HOWARD L. BECK Mgmt For For
JOHN J. BERTON Mgmt For For
JOHN M. CASSADAY Mgmt For For
PETER A. CROSSGROVE Mgmt For For
FREDRIK S. EATON Mgmt For For
ALAN R. MCFARLAND Mgmt For For
PHILIP S. ORSINO Mgmt For For
JOSEPH L. ROTMAN Mgmt For For
SAUL M. SPEARS Mgmt For For
02 THE APPOINTMENT OF AUDITORS. Mgmt For For
-------------------------------------------------------------------------------------------------------
MATRIXONE, INC. Agenda: 932054707
CUSIP: 57685P304 Meeting Type: Annual
Ticker: MONE Meeting Date: 11/7/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 W. PATRICK DECKER Mgmt For For
JAMES F. MORGAN Mgmt For For
02 TO APPROVE AND ADOPT AN AMENDMENT TO Mgmt Against Against
THE COMPANY S AMENDED AND RESTATED
1999 STOCK PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK THAT
MAY BE ISSUED PURSUANT TO THE
AMENDED AND RESTATED 1999 STOCK PLAN
BY 2,000,000 SHARES TO 8,000,000
SHARES OF COMMON STOCK IN THE
03 TO APPROVE AND ADOPT AN AMENDMENT TO Mgmt For For
THE COMPANY S 2000 EMPLOYEE STOCK
PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK THAT MAY BE
ISSUED PURSUANT TO THE 2000 EMPLOYEE
STOCK PURCHASE PLAN BY 650,000
SHARES TO 2,000,000 SHARES OF COMMON
STOCK IN THE AGGREGATE.
04 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 3, 2004.
-------------------------------------------------------------------------------------------------------
MEDICIS PHARMACEUTICAL CORPORATION Agenda: 932059581
CUSIP: 584690309 Meeting Type: Annual
Ticker: MRX Meeting Date: 11/19/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ARTHUR G. ALTSCHUL, JR. Mgmt For For
PHILIP S. SCHEIN, M.D. Mgmt For For
02 TO APPROVE AN AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION THAT
INCREASES THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK FROM
50,000,000 SHARES TO 150,000,000
SHARES.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
-------------------------------------------------------------------------------------------------------
MEDSOURCE TECHNOLOGIES, INC. Agenda: 932054341
CUSIP: 58505Y103 Meeting Type: Annual
Ticker: MEDT Meeting Date: 11/4/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JOHN W. GALIARDO Mgmt For For
CARL S. SLOANE Mgmt For For
02 PROPOSAL TO RATIFY AND APPROVE THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JUNE 30,
-------------------------------------------------------------------------------------------------------
MENTOR GRAPHICS CORPORATION Agenda: 932141384
CUSIP: 587200106 Meeting Type: Annual
Ticker: MENT Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 PETER L. BONFIELD Mgmt For For
MARSHA B. CONGDON Mgmt For For
JAMES R. FIEBIGER Mgmt For For
GREGORY K. HINCKLEY Mgmt For For
KEVIN C. MCDONOUGH Mgmt For For
PATRICK B. MCMANUS Mgmt For For
WALDEN C. RHINES Mgmt For For
FONTAINE K. RICHARDSON Mgmt For For
02 PROPOSAL TO AMEND THE COMPANY S 1989 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
03 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
FOREIGN SUBSIDIARY EMPLOYEE STOCK
PURCHASE PLAN.
04 PROPOSAL TO AMEND THE COMPANY S 1982 Mgmt For For
STOCK OPTION PLAN.
05 PROPOSAL TO AMEND ARTICLE III OF THE Mgmt For For
COMPANY S 1987 RESTATED ARTICLES OF
INCORPORATION, AS AMENDED.
-------------------------------------------------------------------------------------------------------
MICHAELS STORES, INC. Agenda: 932169180
CUSIP: 594087108 Meeting Type: Annual
Ticker: MIK Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 CHARLES J. WYLY, JR. Mgmt For For
SAM WYLY Mgmt For For
RICHARD E. HANLON Mgmt For For
RICHARD C. MARCUS Mgmt For For
LIZ MINYARD Mgmt For For
CECE SMITH Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS
OUR INDEPENDENT AUDITORS FOR FISCAL
03 ADOPTION OF THE AMENDMENT TO THE Mgmt For For
RESTATED CERTIFICATE OF
-------------------------------------------------------------------------------------------------------
HERMAN MILLER, INC. Agenda: 932043451
CUSIP: 600544100 Meeting Type: Annual
Ticker: MLHR Meeting Date: 9/29/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 DOUGLAS D. FRENCH Mgmt For For
JAMES R. KACKLEY Mgmt For For
THOMAS C. PRATT Mgmt For For
MICHAEL A. VOLKEMA Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING MAY 29,
2004.
-------------------------------------------------------------------------------------------------------
ROBERT MONDAVI CORPORATION Agenda: 932065027
CUSIP: 609200100 Meeting Type: Annual
Ticker: MOND Meeting Date: 12/12/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 PHILIP GREER Mgmt For For
ANTHONY GREENER Mgmt For For
JOHN M. THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR.
03 TO APPROVE AN AMENDMENT TO THE 1993 Mgmt For For
EQUITY INCENTIVE PLAN TO RESERVE AN
ADDITIONAL 900,000 SHARES OF CLASS A
COMMON STOCK FOR ISSUANCE UNDER THAT
PLAN.
-------------------------------------------------------------------------------------------------------
NPS PHARMACEUTICALS, INC. Agenda: 932151436
CUSIP: 62936P103 Meeting Type: Annual
Ticker: NPSP Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 SANTO J. COSTA Mgmt For For
JOHN R. EVANS Mgmt For For
JAMES G. GRONINGER Mgmt For For
HUNTER JACKSON Mgmt For For
JOSEPH KLEIN III Mgmt For For
DONALD E. KUHLA Mgmt For For
THOMAS N. PARKS Mgmt For For
01 CALVIN R. STILLER Mgmt For For
PETER G. TOMBROS Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
NPS PHARMACEUTICALS, INC. Agenda: 932031494
CUSIP: 62936P103 Meeting Type: Annual
Ticker: NPSP Meeting Date: 8/21/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 SANTO J. COSTA Mgmt For For
JOHN R. EVANS Mgmt For For
JAMES G. GRONINGER Mgmt For For
HUNTER JACKSON Mgmt For For
JOSEPH KLEIN III Mgmt For For
DONALD E. KUHLA Mgmt For For
THOMAS N. PARKS Mgmt For For
CALVIN STILLER Mgmt For For
PETER G. TOMBROS Mgmt For For
02 TO AMEND THE COMPANY S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE
AUTHORIZED NUMBER OF SHARES OF COMMON
STOCK FROM 45,000,000 TO 105,000,000
SHARES.
03 TO INCREASE BY 1,600,000 SHARES THE Mgmt For For
AGGREGATE NUMBER OF SHARES OF COMMON
STOCK FOR WHICH OPTIONS MAY BE
GRANTED UNDER THE COMPANY S 1998
STOCK OPTION PLAN.
04 TO INCREASE BY 75,000 SHARES THE Mgmt For For
AGGREGATE NUMBER OF SHARES OF COMMON
STOCK FOR WHICH OPTIONS MAY BE
GRANTED UNDER THE COMPANY S 1994
EMPLOYEE STOCK PURCHASE PLAN AND TO
EXTEND THE TERMINATION DATE OF THE
PLAN TO JANUARY 6, 2009.
05 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2003.
-------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda: 932125669
CUSIP: 636518102 Meeting Type: Annual
Ticker: NATI Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JAMES J. TRUCHARD Mgmt For For
CHARLES J. ROESSLEIN Mgmt For For
02 PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
COMPANY S 1994 INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES
RESERVED FOR ISSUANCE THEREUNDER
750,000 SHARES TO AN AGGREGATE OF
16,950,000 SHARES AND TO EXTEND THE
TERMINATION DATE OF THE PLAN BY ONE
-------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda: 932156373
CUSIP: 64125C109 Meeting Type: Annual
Ticker: NBIX Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 RICHARD F. POPS Mgmt For For
STEPHEN A. SHERWIN, MD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
03 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S 2003 INCENTIVE STOCK PLAN
INCREASING THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
FROM 1,100,000 TO 2,300,000 SHARES.
-------------------------------------------------------------------------------------------------------
NEWPARK RESOURCES, INC. Agenda: 932153327
CUSIP: 651718504 Meeting Type: Annual
Ticker: NR Meeting Date: 6/9/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JERRY W. BOX Mgmt For For
W. THOMAS BALLANTINE Mgmt For For
JAMES D. COLE Mgmt For For
DAVID P. HUNT Mgmt For For
ALAN J. KAUFMAN Mgmt For For
JAMES H. STONE Mgmt For For
ROGER C. STULL Mgmt For For
F. WALKER TUCEI, JR. Mgmt For For
02 PROPOSAL TO ADOPT THE 2004 NON- Mgmt For For
EMPLOYEE DIRECTORS STOCK OPTION
03 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
AUDITORS.
-------------------------------------------------------------------------------------------------------
NEXMED, INC. Agenda: 932157589
CUSIP: 652903105 Meeting Type: Annual
Ticker: NEXM Meeting Date: 5/24/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 SAMI A. HASHIM, M.D. Mgmt For For
MARTIN R. WADE III Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF THE COMPANY.
-------------------------------------------------------------------------------------------------------
NEXTEL PARTNERS, INC. Agenda: 932143794
CUSIP: 65333F107 Meeting Type: Annual
Ticker: NXTP Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ADAM ARON Mgmt For For
JOHN CHAPPLE Mgmt For For
STEVEN B. DODGE Mgmt For For
TIMOTHY DONAHUE Mgmt For For
CAROLINE H. RAPKING Mgmt For For
JAMES N. PERRY, JR. Mgmt For For
DENNIS M. WEIBLING Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF KPMG LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
03 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S STOCK OPTION PLAN TO
INCREASE THE NUMBER OF SHARES OF
CLASS A COMMON STOCK RESERVED UNDER
THE PLAN BY 6,000,000 FROM 28,545,354
TO 34,545,354.
04 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt For For
RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE
AGGREGATE NUMBER OF AUTHORIZED SHARES
OF THE COMPANY S CAPITAL STOCK FROM
713,110,000 TO 1,213,110,000,
INCLUDING AN INCREASE IN THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
AND AN INCREASE IN THE NUMBER OF
AUTHORIZED SHARES OF CLASS B
05 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S RESTATED CERTIFICATE OF
INCORPORATION TO GRANT THE BOARD OF
DIRECTORS THE AUTHORITY TO ADOPT,
AMEND OR REPEAL THE COMPANY S BYLAWS
WITHOUT STOCKHOLDER APPROVAL.
-------------------------------------------------------------------------------------------------------
O'CHARLEY'S INC. Agenda: 932151234
CUSIP: 670823103 Meeting Type: Annual
Ticker: CHUX Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 WILLIAM F. ANDREWS Mgmt For For
JOHN E. STOKELY Mgmt For For
H. STEVE TIDWELL Mgmt For For
-------------------------------------------------------------------------------------------------------
OSI PHARMACEUTICALS, INC. Agenda: 932090068
CUSIP: 671040103 Meeting Type: Annual
Ticker: OSIP Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ROBERT A. INGRAM Mgmt For For
COLIN GODDARD, PH.D. Mgmt For For
EDWIN A. GEE, PH.D. Mgmt For For
MICHAEL ATIEH Mgmt For For
G. MORGAN BROWNE Mgmt For For
DARYL K. GRANNER, M.D. Mgmt For For
WALTER M LOVENBERG, PHD Mgmt For For
VIREN MEHTA Mgmt For For
SIR MARK RICHMOND, PHD Mgmt For For
JOHN P. WHITE Mgmt For For
02 PROPOSAL TO ADOPT THE OSI Mgmt Against Against
PHARMACEUTICALS, INC. AMENDED AND
RESTATED STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT PUBLIC
ACCOUNTANTS OF THE CORPORATION FOR
THE FISCAL YEAR ENDING SEPTEMBER 30,
-------------------------------------------------------------------------------------------------------
1-800-FLOWERS.COM, INC. Agenda: 932060510
CUSIP: 68243Q106 Meeting Type: Annual
Ticker: FLWS Meeting Date: 12/2/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JEFFREY C. WALKER Mgmt For For
01 KEVIN J. O'CONNOR Mgmt For For
02 TO APPROVE THE SECTION 16 EXECUTIVE Mgmt For For
OFFICERS BONUS PLAN
03 TO APPROVE THE 2003 LONG TERM Mgmt Against Against
INCENTIVE AND SHARE AWARD PLAN
04 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
- PROPOSAL TO RATIFY THE SELECTION OF
ERNST & YOUNG LLP, INDEPENDENT PUBLIC
ACCOUNTANTS, AS AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
JUNE 27, 2004 AS DESCRIBED IN THE
PROXY STATEMENT.
-------------------------------------------------------------------------------------------------------
ONYX PHARMACEUTICALS, INC. Agenda: 932167338
CUSIP: 683399109 Meeting Type: Annual
Ticker: ONXX Meeting Date: 6/23/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 NICOLE VITULLO Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S 1996 EQUITY INCENTIVE PLAN
TO INCREASE THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE PLAN BY 600,000
SHARES.
03 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S 1996 NON-EMPLOYEE DIRECTORS
STOCK OPTION PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
SUBJECT TO THE ANNUAL OPTION GRANT TO
EACH NON-EMPLOYEE DIRECTOR UNDER THE
PLAN TO 10,000 SHARES FROM 5,000
04 TO RATIFY SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
ORBITZ, INC. Agenda: 932149758
CUSIP: 68556Y100 Meeting Type: Annual
Ticker: ORBZ Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 DENISE K. FLETCHER Mgmt For For
02 APPROVAL OF KPMG LLP AS AUDITORS OF Mgmt For For
THE COMPANY FOR 2004.
-------------------------------------------------------------------------------------------------------
OVERNITE CORP Agenda: 932173482
CUSIP: 690322102 Meeting Type: Annual
Ticker: OVNT Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 THOMAS N. ALLEN Mgmt For For
THOMAS J. DONOHUE, JR. Mgmt For For
CHARLES H. FOSTER, JR. Mgmt For For
PATRICK D. HANLEY Mgmt For For
MICHAEL D. JORDAN Mgmt For For
HAROLD D. MARSHALL Mgmt For For
GEORGE J. MATKOV, JR. Mgmt For For
LEO H. SUGGS Mgmt For For
02 THE PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS THE INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
OWENS-ILLINOIS, INC. Agenda: 932130189
CUSIP: 690768403 Meeting Type: Annual
Ticker: OI Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ROBERT J. DINEEN Mgmt For For
JAMES H. GREENE, JR. Mgmt For For
THOMAS L. YOUNG Mgmt For For
02 APPROVAL OF THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN FOR DIRECTORS OF OWENS-
ILLINOIS, INC.
03 APPROVAL OF THE INCENTIVE BONUS PLAN. Mgmt For For
-------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda: 932147324
CUSIP: 693282105 Meeting Type: Annual
Ticker: PDFS Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JOHN K. KIBARIAN Mgmt For For
SUSAN BILLAT Mgmt For For
02 PROPOSAL TO APPROVE THE AMENDMENT OF Mgmt Against Against
THE 2001 STOCK PLAN TO INCREASE THE
ANNUAL GRANT OF OPTIONS TO NON
EMPLOYEE DIRECTORS FROM 10,000 SHARES
PER YEAR TO 15,000 SHARES PER YEAR.
03 PROPOSAL TO RATIFY THE APPOINTMENT BY Mgmt For For
THE AUDIT COMMITTEE OF DELOITTE &
TOUCHE LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
P.F. CHANG'S CHINA BISTRO, INC. Agenda: 932127497
CUSIP: 69333Y108 Meeting Type: Annual
Ticker: PFCB Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 RICHARD L. FEDERICO Mgmt For For
R. MICHAEL WELBORN Mgmt For For
JAMES G. SHENNAN, JR. Mgmt For For
F. LANE CARDWELL, JR. Mgmt For For
KENNETH J. WESSELS Mgmt For For
M. ANN RHOADES Mgmt For For
LESLEY H. HOWE Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE YEAR
ENDING JANUARY 2, 2005.
03 AMENDMENT TO THE STOCK OPTION PLAN. Mgmt Against Against
04 APPROVAL OF ADJOURNMENT OF THE Mgmt Against Against
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES.
-------------------------------------------------------------------------------------------------------
PMC-SIERRA, INC. Agenda: 932150826
CUSIP: 69344F106 Meeting Type: Annual
Ticker: PMCS Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ROBERT BAILEY Mgmt For For
ALEXANDRE BALKANSKI Mgmt For For
RICHARD BELLUZZO Mgmt For For
JAMES DILLER Mgmt For For
JONATHAN JUDGE Mgmt For For
WILLIAM KURTZ Mgmt For For
FRANK MARSHALL Mgmt For For
LEWIS WILKS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE 2004
FISCAL YEAR.
-------------------------------------------------------------------------------------------------------
PALM HARBOR HOMES, INC. Agenda: 932018864
CUSIP: 696639103 Meeting Type: Annual
Ticker: PHHM Meeting Date: 7/23/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 LARRY H. KEENER Mgmt For For
JERRY D. MALLONEE Mgmt For For
FREDERICK R. MEYER Mgmt For For
LEE POSEY Mgmt For For
W.D. ROSENBERG, JR. Mgmt For For
A. GARY SHILLING Mgmt For For
WILLIAM R. THOMAS Mgmt For For
JOHN H. WILSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
MARCH 26, 2004.
-------------------------------------------------------------------------------------------------------
PANERA BREAD COMPANY Agenda: 932155181
CUSIP: 69840W108 Meeting Type: Annual
Ticker: PNRA Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 LARRY J. FRANKLIN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 25, 2004.
-------------------------------------------------------------------------------------------------------
PARAMETRIC TECHNOLOGY CORPORATION Agenda: 932087047
CUSIP: 699173100 Meeting Type: Annual
Ticker: PMTC Meeting Date: 3/3/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 MICHAEL E. PORTER Mgmt For For
NOEL G. POSTERNAK Mgmt For For
02 APPROVE AN INCREASE IN THE NUMBER OF Mgmt For For
SHARES ISSUABLE UNDER PTC S 2000
EMPLOYEE STOCK PURCHASE PLAN (ESPP)
BY 8,000,000 SHARES.
03 CONFIRM THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS PTC S
INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR.
-------------------------------------------------------------------------------------------------------
PATINA OIL & GAS CORPORATION Agenda: 932159292
CUSIP: 703224105 Meeting Type: Annual
Ticker: POG Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 CHARLES E. BAYLESS Mgmt For For
JEFFREY L. BERENSON Mgmt For For
ROBERT J. CLARK Mgmt For For
JAY W. DECKER Mgmt For For
THOMAS J. EDELMAN Mgmt For For
ELIZABETH K. LANIER Mgmt For For
ALEXANDER P. LYNCH Mgmt For For
PAUL M. RADY Mgmt For For
JON R. WHITNEY Mgmt For For
02 TO CONSIDER AND ADOPT AN AMENDMENT TO Mgmt For For
THE COMPANY S CERTIFICATE OF
INCORPORATION INCREASING THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK,
PAR VALUE $0.01 PER SHARE (THE COMMON
STOCK), FROM 100 MILLION TO 250
MILLION SHARES.
03 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR.
04 TO TRANSACT ANY OTHER BUSINESS WHICH Mgmt For For
PROPERLY MAY BE BROUGHT BEFORE THE
ANNUAL MEETING OR ANY ADJOURNMENT(S)
THEREOF.
-------------------------------------------------------------------------------------------------------
PAYLESS SHOESOURCE, INC. Agenda: 932145596
CUSIP: 704379106 Meeting Type: Contested Annual
Ticker: PSS Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
I DANIEL BOGGAN JR. Mgmt For For
MICHAEL E. MURPHY Mgmt For For
ROBERT C. WHEELER Mgmt For For
II RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2004.
-------------------------------------------------------------------------------------------------------
PENWEST PHARMACEUTICALS CO. Agenda: 932160132
CUSIP: 709754105 Meeting Type: Annual
Ticker: PPCO Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 PAUL E. FREIMAN Mgmt For For
ROLF H. HENEL Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY S AMENDED AND RESTATED
ARTICLES OF INCORPORATION INCREASING
THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK TO 60,000,000.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE
CURRENT FISCAL YEAR.
-------------------------------------------------------------------------------------------------------
PERFORMANCE FOOD GROUP COMPANY Agenda: 932143655
CUSIP: 713755106 Meeting Type: Annual
Ticker: PFGC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 MARY C. DOSWELL Mgmt For For
FRED C. GOAD, JR. Mgmt For For
ROBERT C. SLEDD Mgmt For For
02 AMENDMENT OF THE EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
-------------------------------------------------------------------------------------------------------
PT INDONESIAN SATELLITE CORP. TBK Agenda: 932197987
CUSIP: 715680104 Meeting Type: Annual
Ticker: IIT Meeting Date: 6/22/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ANNUAL REPORT AND TO Mgmt no action
RATIFY THE FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2003.
02 TO APPROVE THE ALLOCATIONS OF NET Mgmt no action
PROFIT FOR RESERVE FUND, DIVIDENDS
AND OTHER PURPOSES AND TO APPROVE THE
DETERMINATION OF THE AMOUNT, TIME
AND MANNER OF PAYMENT OF DIVIDENDS
FOR THE FINANCIAL YEAR ENDED DECEMBER
03 TO DETERMINE THE REMUNERATION FOR THE Mgmt no action
BOARD OF COMMISSIONER OF THE COMPANY
FOR YEAR 2004 AND THE BONUS FOR THE
BOARD OF COMMISSIONER OF THE COMPANY
FOR YEAR 2003.
04 TO APPROVE THE APPOINTMENT OF THE Mgmt no action
COMPANY S INDEPENDENT AUDITOR FOR THE
FINANCIAL YEAR ENDED DECEMBER 31,
05 TO APPROVE THE SECOND PHASE EXERCISE Mgmt no action
PRICE IN RELATION TO THE COMPANY S
EMPLOYEE STOCK OPTION PROGRAM (ESOP),
WHICH HAS BEEN APPROVED DURING THE
ANNUAL GENERAL MEETING OF
SHAREHOLDERS, HELD ON JUNE 26, 2003.
06 TO APPROVE THE PROPOSED CHANGE OF Mgmt no action
COMPOSITION OF THE BOARD OF
COMMISSIONERS AND/OR BOARD OF
DIRECTORS OF THE COMPANY.
-------------------------------------------------------------------------------------------------------
PT INDONESIAN SATELLITE CORP. TBK Agenda: 932059795
CUSIP: 715680104 Meeting Type: Special
Ticker: IIT Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 TO APPROVE THE MERGER OF THE COMPANY, Mgmt For For
PT SATELLITE PALAPA INDONESIA, PT
INDOSAR MULTI MEDIA MOBILE AND PT
BIRNAGRAPHA TELEKOMINDO, WITH THE
COMPANY CONTINUING AS THE SURVIVING
COMPANY (THE MERGER) AND TO APPROVE
THE MERGER PLAN AND THE DRAFT MERGER
DEED AS WELL AS TO AUTHORIZE THE
BOARD TO FINALIZE AND EXECUTE THE
MERGER AND TAKE ACTION IN CONNECTION
02 TO APPROVE AMENDMENTS TO THE ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY, ALL
AS MORE FULLY DESCRIBED IN THE NOTICE
OF MEETING.
-------------------------------------------------------------------------------------------------------
PT INDONESIAN SATELLITE CORP. TBK Agenda: 932096818
CUSIP: 715680104 Meeting Type: Special
Ticker: IIT Meeting Date: 3/8/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 TO APPROVE THE CHANGE OF NOMINAL Mgmt For For
VALUE OF THE SHARES OF THE COMPANY IN
CONNECTION WITH THE STOCK SPLIT FROM
RP 500 PER SHARE TO BECOME RP 100
PER SHARE, AND THE AMENDMENT TO THE
ARTICLES OF ASSOCIATION WITH RESPECT
TO SUCH STOCK SPLIT.
02 TO APPROVE THE DELEGATION OF Mgmt For For
AUTHORITY TO THE BOARD OF
COMMISSIONERS TO DETERMINE THE
SALARY, INCENTIVES, INSURANCE,
REMUNERATION AND OTHER FACILITIES AND
ALLOWANCES OF THE DIRECTORS OF THE
-------------------------------------------------------------------------------------------------------
PETROFALCON CORPORATION Agenda: 932184500
CUSIP: 716474101 Meeting Type: Special
Ticker: PFCXF Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 TO FIX THE BOARD OF DIRECTORS OF THE Mgmt no action
CORPORATION AT SIX (6) MEMBERS.
02 THE ELECTION OF THE DIRECTORS AS Mgmt no action
NOMINATED BY MANAGEMENT OF THE
CORPORATION IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR
(MANAGEMENT INFORMATION CIRCULAR)
PREPARED FOR THE PURPOSE OF THE
MEETING.
03 THE APPOINTMENT OF Mgmt no action
PRICEWATERHOUSECOOPERS LLP, CHARTERED
ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS OF THE
CORPORATION TO FIX THE AUDITORS
REMUNERATION.
04 THE ORDINARY RESOLUTION AS MORE Mgmt no action
PARTICULARLY SET FORTH IN THE
MANAGEMENT INFORMATION CIRCULAR
AUTHORIZING THE ISSUANCE OF UP TO
71,083,682 COMMON SHARES OF THE
CORPORATION OR SECURITIES CONVERTIBLE
INTO COMMON SHARES OF THE
CORPORATION PURSUANT TO ONE OR MORE
PRIVATE PLACEMENTS IN THE TWELVE (12)
MONTHS COMMENCING JUNE 15, 2004 ON
THE TERMS AND CONDITIONS SET FORTH IN
THE MANAGEMENT INFORMATION CIRCULAR.
-------------------------------------------------------------------------------------------------------
PHILLIPS-VAN HEUSEN CORPORATION Agenda: 932165827
CUSIP: 718592108 Meeting Type: Annual
Ticker: PVH Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 EDWARD H. COHEN Mgmt For For
JOSEPH B. FULLER Mgmt For For
JOEL H. GOLDBERG Mgmt For For
MARC GROSMAN Mgmt For For
BRUCE J. KLATSKY Mgmt For For
01 HARRY N.S. LEE Mgmt For For
BRUCE MAGGIN Mgmt For For
PETER J. SOLOMON Mgmt For For
MARK WEBER Mgmt For For
02 APPROVAL OF THE AMENDMENT TO INCREASE Mgmt Against Against
THE MAXIMUM ANNUAL GRANT UNDER THE
COMPANY S 2003 STOCK OPTION PLAN
03 APPOINTMENT OF AUDITORS Mgmt For For
-------------------------------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC. Agenda: 932140495
CUSIP: 723456109 Meeting Type: Annual
Ticker: PNK Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 DANIEL R. LEE Mgmt For For
JOHN V. GIOVENCO Mgmt For For
RICHARD J. GOEGLEIN Mgmt For For
BRUCE A. LESLIE Mgmt For For
JAMES L. MARTINEAU Mgmt For For
MICHAEL ORNEST Mgmt For For
TIMOTHY J. PARROTT Mgmt For For
LYNN P. REITNOUER Mgmt For For
-------------------------------------------------------------------------------------------------------
POWER INTEGRATIONS, INC. Agenda: 932159153
CUSIP: 739276103 Meeting Type: Annual
Ticker: POWI Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 R. SCOTT BROWN Mgmt For For
STEVEN J. SHARP Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE POWER Mgmt Against Against
INTEGRATIONS, INC. 1997 STOCK OPTION
PLAN WHICH PROVIDES THAT EFFECTIVE
JANUARY 1, 2005, 750,000 SHARES WHICH
WOULD OTHERWISE ONLY BE AVAILABLE FOR
GRANT UNDER THE PLAN PURSUANT TO
NONSTATUTORY STOCK OPTIONS MAY
INSTEAD BE GRANTED PURSUANT TO
INCENTIVE STOCK OPTIONS.
03 TO APPROVE AN INCREASE IN THE NUMBER Mgmt For For
OF SHARES RESERVED FOR ISSUANCE UNDER
THE POWER INTEGRATIONS, INC. 1997
EMPLOYEE STOCK PURCHASE PLAN FROM
1,500,000 TO 2,000,000 SHARES OF
COMMON STOCK.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS POWER INTEGRATIONS, INC. S NEW
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDED 2004.
-------------------------------------------------------------------------------------------------------
PREMCOR INC. Agenda: 932122079
CUSIP: 74045Q104 Meeting Type: Annual
Ticker: PCO Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 THOMAS D. O'MALLEY Mgmt For For
JEFFERSON F. ALLEN Mgmt For For
WAYNE A. BUDD Mgmt For For
STEPHEN I. CHAZEN Mgmt For For
MARSHALL A. COHEN Mgmt For For
DAVID I. FOLEY Mgmt For For
ROBERT L. FRIEDMAN Mgmt For For
RICHARD C. LAPPIN Mgmt For For
WILKES MCCLAVE III Mgmt For For
02 PROPOSAL TO AMEND THE PREMCOR 2002 Mgmt For For
EQUITY INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS OF PREMCOR INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
PRIMA ENERGY CORPORATION Agenda: 932145940
CUSIP: 741901201 Meeting Type: Annual
Ticker: PENG Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JAMES R. CUMMINGS Mgmt For For
GEORGE L. SEWARD Mgmt For For
02 PROPOSAL TO AMEND THE PRIMA ENERGY Mgmt For For
CORPORATION NON-EMPLOYEE DIRECTORS
STOCK OPTION PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR
ISSUANCE UNDER THE PLAN FROM 225,000
TO 400,000.
03 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS OF PRIMA ENERGY CORPORATION
FOR FISCAL 2004.
-------------------------------------------------------------------------------------------------------
QUICKSILVER RESOURCES INC. Agenda: 932153303
CUSIP: 74837R104 Meeting Type: Annual
Ticker: KWK Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ANNE DARDEN SELF Mgmt For For
STEVEN M. MORRIS Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE
03 AMENDMENT TO THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION.
04 AMENDMENT TO THE 1999 STOCK OPTION Mgmt For For
AND RETENTION STOCK PLAN.
05 2004 NON-EMPLOYEE DIRECTOR STOCK Mgmt For For
OPTION PLAN.
-------------------------------------------------------------------------------------------------------
RARE HOSPITALITY INTERNATIONAL, INC. Agenda: 932139517
CUSIP: 753820109 Meeting Type: Annual
Ticker: RARE Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JAMES D. DIXON* Mgmt For For
EUGENE I. LEE, JR.* Mgmt For For
RONALD W. SAN MARTIN* Mgmt For For
ROGER L. BOEVE** Mgmt For For
02 TO APPROVE AMENDMENTS TO THE RARE Mgmt Against Against
HOSPITALITY INTERNATIONAL, INC.
AMENDED AND RESTATED 2002 LONG-TERM
INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
TO SERVE AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 27, 2004.
-------------------------------------------------------------------------------------------------------
RESTORATION HARDWARE, INC. Agenda: 932016694
CUSIP: 760981100 Meeting Type: Annual
Ticker: RSTO Meeting Date: 7/17/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ROBERT E. CAMP Mgmt For For
JOHN W. TATE Mgmt For For
02 RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING JANUARY 31, 2004.
-------------------------------------------------------------------------------------------------------
RESMED INC. Agenda: 932057056
CUSIP: 761152107 Meeting Type: Annual
Ticker: RMD Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 PETER C. FARRELL Mgmt For For
GARY W. PACE Mgmt For For
02 TO APPROVE THE 2003 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN, UNDER WHICH AN
AGGREGATE OF 3,250,000 SHARES WOULD
BE AVAILABLE FOR ISSUANCE.
03 TO APPROVE AN INCREASE IN THE MAXIMUM Mgmt Against Against
AGGREGATE AMOUNT OF DIRECTORS FEES
THAT MAY BE PAID IN ANY FISCAL YEAR
TO ALL NON-EXECUTIVE DIRECTORS, AS A
GROUP, FROM CURRENT PAYMENTS OF
$50,000 TO A MAXIMUM AGGREGATE AMOUNT
NOT TO EXCEED $400,000 DURING ANY
FISCAL YEAR.
04 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS TO
EXAMINE OUR CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING
JUNE 30, 2004.
-------------------------------------------------------------------------------------------------------
RIGEL PHARMACEUTICALS, INC. Agenda: 932179472
CUSIP: 766559603 Meeting Type: Annual
Ticker: RIGL Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JEAN DELEAGE, PH.D. Mgmt For For
ALAN D. FRAZIER Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS RIGEL S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
-------------------------------------------------------------------------------------------------------
ROGERS CORPORATION Agenda: 932118119
CUSIP: 775133101 Meeting Type: Annual
Ticker: ROG Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 TO FIX THE NUMBER OF PERSONS Mgmt For For
CONSTITUTING THE FULL BOARD OF
DIRECTORS AT NINE.
02 LEONARD M. BAKER Mgmt For For
WALTER E. BOOMER Mgmt For For
02 EDWARD L. DIEFENTHAL Mgmt For For
GREGORY B. HOWEY Mgmt For For
LEONARD R. JASKOL Mgmt For For
EILEEN S. KRAUS Mgmt For For
WILLIAM E. MITCHELL Mgmt For For
ROBERT G. PAUL Mgmt For For
ROBERT D. WACHOB Mgmt For For
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS ROGERS CORPORATION S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 2, 2005.
04 TO AMEND THE SECOND SENTENCE OF Mgmt For For
ARTICLE II, SECTION 2 OF THE BY-LAWS
TO EXTEND THE RETIREMENT AGE OF
DIRECTORS FROM THE AGE OF SEVENTY TO
THE AGE OF SEVENTY-TWO.
-------------------------------------------------------------------------------------------------------
ROWAN COMPANIES, INC. Agenda: 932098292
CUSIP: 779382100 Meeting Type: Annual
Ticker: RDC Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 WILLIAM T. FOX III Mgmt For For
SIR GRAHAM HEARNE Mgmt For For
H.E. LENTZ Mgmt For For
P. DEXTER PEACOCK Mgmt For For
-------------------------------------------------------------------------------------------------------
ROYAL GROUP TECHNOLOGIES LIMITED Agenda: 932091159
CUSIP: 779915107 Meeting Type: Special
Ticker: RYG Meeting Date: 2/25/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
1 ELECTION OF DIRECTORS Mgmt For For
2 THE APPOINTMENT OF AUDITORS AND THE Mgmt For For
AUTHORIZATION OF DIRECTORS TO FIX THE
AUDITORS REMUNERATION
3 CONSIDERING AND, IF DEEMED Mgmt For For
APPROPRIATE, ADOPTING, WITH OR
WITHOUT VARIATION, A RESOLUTION
CONFIRMING THE NEW GENERAL BY-LAW OF
THE CORPORATION ENACTED BY THE BOARD
OF DIRECTORS ON DECEMBER 11, 2003, AS
A BY-LAW OF THE CORPORATION
REPEALING ALL PREVIOUS BY-LAWS
4 CONSIDERING AND, IF DEEMED Mgmt For For
APPROPRIATE, ADOPTING, WITH OR
WITHOUT VARIATION, A RESOLUTION
APPROVING THE ADOPTION OF A NEW
RESTRICTED STOCK UNIT PLAN OF THE
CORPORATION AND THE EXCHANGE OF
CERTAIN STOCK OPTIONS GRANTED UNDER
THE CORPORATION S 1994 STOCK OPTION
PLAN FOR RESTRICTED STOCK UNITS UNDER
THE RESTRICTED STOCK UNIT PLAN.
5 CONSIDERING AND, IF DEEMED Mgmt For For
APPROPRIATE, ADOPTING, WITH OR
WITHOUT VARIATION, A RESOLUTION
APPROVING THE ADOPTION OF A NEW
SENIOR MANAGEMENT INCENTIVE PLAN OF
-------------------------------------------------------------------------------------------------------
SCHOOL SPECIALTY, INC. Agenda: 932032751
CUSIP: 807863105 Meeting Type: Annual
Ticker: SCHS Meeting Date: 8/26/2003 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 DAVID J. VANDER ZANDEN Mgmt For For
ROCHELLE LAMM Mgmt For For
02 RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For
SCHOOL SPECIALTY S INDEPENDENT
AUDITORS FOR FISCAL 2004.
-------------------------------------------------------------------------------------------------------
SEMTECH CORPORATION Agenda: 932170006
CUSIP: 816850101 Meeting Type: Annual
Ticker: SMTC Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 GLEN M. ANTLE Mgmt For For
JAMES P. BURRA Mgmt For For
JASON L. CARLSON Mgmt For For
ROCKELL N. HANKIN Mgmt For For
JAMES T. LINDSTROM Mgmt For For
JOHN L. PIOTROWSKI Mgmt For For
JOHN D. POE Mgmt For For
JAMES T. SCHRAITH Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE CURRENT FISCAL YEAR
-------------------------------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL Agenda: 932134757
CUSIP: 817565104 Meeting Type: Annual
Ticker: SRV Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ALAN R. BUCKWALTER III Mgmt For For
S. MALCOLM GILLIS Mgmt For For
B.D. HUNTER Mgmt For For
VICTOR L. LUND Mgmt For For
JOHN W. MECOM, JR. Mgmt For For
THOMAS L. RYAN Mgmt For For
02 APPROVAL OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
FISCAL 2004.
03 APPROVAL OF A PROPOSAL TO AMEND AND Mgmt Against Against
RE-APPROVE THE AMENDED 1996 INCENTIVE
PLAN.
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SHARPER IMAGE CORPORATION Agenda: 932177113
CUSIP: 820013100 Meeting Type: Annual
Ticker: SHRP Meeting Date: 6/7/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 RICHARD J. THALHEIMER Mgmt For For
ALAN R. THALHEIMER Mgmt For For
GERALD NAPIER Mgmt For For
MORTON DAVID Mgmt For For
GEORGE JAMES Mgmt For For
02 PROPOSAL TO AUTHORIZE AN AMENDMENT TO Mgmt For For
THE COMPANY S CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 25,000,000 TO 50,000,000 SHARES.
03 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITOR.
-------------------------------------------------------------------------------------------------------
SINO-FOREST CORPORATION Agenda: 932176589
CUSIP: 82934H101 Meeting Type: Special
Ticker: SNOFF Meeting Date: 6/21/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 TO ELECT THE PROPOSED NOMINEES SET Mgmt no action
FORTH IN THE MANAGEMENT INFORMATION
CIRCULAR FURNISHED IN CONNECTION WITH
THE MEETING AS DIRECTORS OF THE
CORPORATION.
02 TO APPOINT ERNST & YOUNG LLP, AS Mgmt no action
AUDITOR OF THE CORPORATION FOR THE
ENSUING YEAR AND TO AUTHORIZE THE
DIRECTORS OF THE CORPORATION TO FIX
THE REMUNERATION TO BE PAID TO THE
AUDITOR.
03 TO CONSIDER AND, IF THOUGHT Mgmt no action
ADVISABLE, APPROVE A SPECIAL
RESOLUTION AUTHORIZING AN AMENDMENT
TO THE ARTICLES OF THE CORPORATION
WHICH WOULD RESTRUCTURE THE SHARE
CAPITAL OF THE CORPORATION, AS
DESCRIBED IN GREATER DETAIL IN THE
ACCOMPANYING MANAGEMENT INFORMATION
-------------------------------------------------------------------------------------------------------
SIRVA, INC. Agenda: 932143338
CUSIP: 82967Y104 Meeting Type: Annual
Ticker: SIR Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 KATHLEEN J. AFFELDT Mgmt For For
RICHARD J. SCHNALL Mgmt For For
CARL T. STOCKER Mgmt For For
02 THE RATIFICATION OF THE AUDIT Mgmt For For
COMMITTEE S APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS SIRVA S
INDEPENDENT AUDITORS.
-------------------------------------------------------------------------------------------------------
SOHU.COM INC. Agenda: 932147095
CUSIP: 83408W103 Meeting Type: Annual
Ticker: SOHU Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 EDWARD B. ROBERTS Mgmt For For
THOMAS GURNEE Mgmt For For
MARY MA Mgmt For For
02 APPROVAL OF AMENDMENT TO THE 2000 Mgmt Against Against
STOCK INCENTIVE PLAN.
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
AS INDEPENDENT PUBLIC ACCOUNTANTS.
-------------------------------------------------------------------------------------------------------
SONIC CORP. Agenda: 932077325
CUSIP: 835451105 Meeting Type: Annual
Ticker: SONC Meeting Date: 1/21/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 J. CLIFFORD HUDSON Mgmt For For
ROBERT M. ROSENBERG Mgmt For For
FEDERICO F. PENA Mgmt For For
02 ANY OTHER MATTER PROPERLY COMING Mgmt For For
BEFORE THE MEETING, UPON WHICH THE
PERSONS NAMED ABOVE WILL VOTE FOR OR
AGAINST, IN THEIR SOLE DISCRETION, OR
UPON WHICH THE PERSONS NAMED ABOVE
WILL ABSTAIN FROM VOTING, IN THEIR
SOLE DISCRETION. (PLEASE BE ADVISED
THAT THE ONLY VALID VOTING OPTIONS
FOR PROPOSAL 2 ARE EITHER FOR OR
ABSTAIN ONLY).
-------------------------------------------------------------------------------------------------------
SOUTHWEST BANCORPORATION OF TEXAS, I Agenda: 932124465
CUSIP: 84476R109 Meeting Type: Annual
Ticker: SWBT Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ERNEST H. COCKRELL Mgmt For For
FRED R. LUMMIS Mgmt For For
PAUL B. MURPHY, JR. Mgmt For For
THOMAS F. SORIERO, SR. Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
COMPANY S NON-EMPLOYEE DIRECTORS
DEFERRED FEE PLAN
03 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For
THE 2004 OMNIBUS INCENTIVE PLAN
04 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2004
-------------------------------------------------------------------------------------------------------
SPINNAKER EXPLORATION COMPANY Agenda: 932123552
CUSIP: 84855W109 Meeting Type: Annual
Ticker: SKE Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 ROGER L. JARVIS Mgmt For For
HOWARD H. NEWMAN Mgmt For For
JEFFREY A. HARRIS Mgmt For For
01 MICHAEL E. MCMAHON Mgmt For For
SHELDON R. ERIKSON Mgmt For For
MICHAEL E. WILEY Mgmt For For
02 TO RATIFY SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
-------------------------------------------------------------------------------------------------------
THE STEAK N SHAKE COMPANY Agenda: 932079317
CUSIP: 857873103 Meeting Type: Annual
Ticker: SNS Meeting Date: 2/11/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 PETER M. DUNN Mgmt For For
ALAN B. GILMAN Mgmt For For
STEPHEN GOLDSMITH Mgmt For For
WAYNE L. KELLEY Mgmt For For
CHARLES E. LANHAM Mgmt For For
RUTH J. PERSON Mgmt For For
J. FRED RISK Mgmt For For
JOHN W. RYAN Mgmt For For
JAMES WILLIAMSON, JR. Mgmt For For
02 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
AMENDED AND RESTATED 1997 CAPITAL
APPRECIATION PLAN, AS ADOPTED BY THE
BOARD OF DIRECTORS.
03 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
2004 DIRECTOR STOCK OPTION PLAN, AS
ADOPTED BY THE BOARD OF DIRECTORS.
04 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE, LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING SEPTEMBER 29,
-------------------------------------------------------------------------------------------------------
STERLING BANCSHARES, INC. Agenda: 932110997
CUSIP: 858907108 Meeting Type: Annual
Ticker: SBIB Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
-------------------------------------------------------------------------------------------------------
01 JAMES D. CALAWAY Mgmt For For
BRUCE J. HARPER Mgmt For For
GLENN H. JOHNSON Mgmt For For
R. BRUCE LABOON Mgmt For For
GEORGE MARTINEZ Mgmt For For
STEVEN F. RETZLOFF Mgmt For For
02 PROPOSAL TO APPROVE THE 2004 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS FOR 