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As Of Filer Filing For·On·As Docs:Size 10/20/20 Caterpillar Inc. 8-K:5,9 10/14/20 12:280K |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 39K 8: R1 Cover Page Cover Page HTML 57K 10: XML IDEA XML File -- Filing Summary XML 12K 7: XML XBRL Instance -- form8-kexecofficerchan_htm XML 25K 9: EXCEL IDEA Workbook of Financial Reports XLSX 6K 3: EX-101.CAL XBRL Calculations -- cat-20201020_cal XML 7K 4: EX-101.DEF XBRL Definitions -- cat-20201020_def XML 43K 5: EX-101.LAB XBRL Labels -- cat-20201020_lab XML 91K 6: EX-101.PRE XBRL Presentations -- cat-20201020_pre XML 47K 2: EX-101.SCH XBRL Schema -- cat-20201020 XSD 17K 11: JSON XBRL Instance as JSON Data -- MetaLinks 15± 22K 12: ZIP XBRL Zipped Folder -- 0000018230-20-000265-xbrl Zip 23K
| Document |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | |||||||||||
 | |||||||||||
FORM | i 8-K | ||||||||||
Current
Report | |||||||||||
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 | |||||||||||
Date of Report (Date of earliest event reported): | |||||||||||
i CATERPILLAR
INC. | |||||||||||
(Exact name of registrant as specified in its charter) | |||||||||||
i Delaware | i 1-768 | i 37-0602744 | |||||||||
(State
or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S Employer Identification No.) | |||||||||
i 510
Lake Cook Road, | i Suite 100, | i Deerfield, | i Illinois | i 60015 | ||||||
(Address
of principal executive offices) | (Zip Code) | |||||||||
Registrant’s telephone number, including area code: | i (224) | i 551-4000 | ||||||||
Former
name or former address, if changed since last report: | N/A | |||||||||
i ☐ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||||||||||
i ☐ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||||||||||
i ☐ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||||||||||
i ☐ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | ||||||||||
Securities registered pursuant to Section 12(b) of the Act: | |||||||||||
Title of each class | Trading Symbol (s) | Name of each exchange
which registered | |||||||||
i Common Stock ($1.00 par value) | i CAT | i The
New York Stock Exchange | |||||||||
i 9 3/8% Debentures due March 15, 2021 | i CAT21 | i The
New York Stock Exchange | |||||||||
i 8% Debentures due February 15, 2023 | i CAT23 | i The
New York Stock Exchange | |||||||||
i 5.3% Debentures due September 15, 2035 | i CAT35 | i The
New York Stock Exchange | |||||||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | |||||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of | |||||||||||
1933 (17 CFR §230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). | |||||||||||
Emerging growth company | i ☐ | ||||||||||
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period | |||||||||||
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. | ☐ | ||||||||||
Exhibit | ||||
Number | Description | |||
104 | The
cover page from this Current Report on Form 8-K, formatted in Inline XBRL. | |||
SIGNATURES | ||
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. | ||
CATERPILLAR INC. | ||
By: | /s/
Suzette M. Long | |
Chief Legal Officer, General Counsel & Corporate Secretary | ||
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 9/15/35 | ||||
| 2/15/23 | ||||
| 3/15/21 | 25-NSE | |||
| 1/1/21 | 3 | |||
| 12/31/20 | 10-K, 11-K, 4, SD | |||
| Filed on: | 10/20/20 | |||
| For Period end: | 10/14/20 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/04/21 Caterpillar Inc. 424B5 1:830K Toppan Merrill/FA 3/02/21 Caterpillar Inc. 424B5 1:785K Toppan Merrill/FA |