SEC Info  
  Home     Search     My Interests     Help     Sign In     Please Sign In  

Kelly James Patrick · 3 · Cabot Corp · For 10/21/05

Filed On 10/28/05 9:45am ET   ·   SEC File 1-05667   ·   Accession Number 16040-5-59

  in   Show  and 
  As Of               Filer                 Filing     As/For/On Docs:Pgs              Issuer               Agent

10/28/05  Kelly James Patrick               3          10/21/05    2:4    Cabot Corp                        Cabot Corp

Initial Statement of Beneficial Ownership of Securities   ·   Form 3
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of         XML      7K 
                          Securities                                             
 2: EX-24       Power of Attorney From James P. Kelly               HTML      7K 


3   ·   Initial Statement of Beneficial Ownership of Securities


This is an EDGAR XML document rendered as filed.


SEC Form 3
FORM 3  UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 
OMB APPROVAL 
OMB Number:  3235-0104 
Expires:  February 28, 2011 
Estimated average burden 
hours per response  0.5 
 
 
1. Name and Address of Reporting Person*
Kelly James Patrick 

(Last)  (First)  (Middle) 
C/O CABOT CORPORATION 
TWO SEAPORT LANE 

(Street)
BOSTON  MA  02210 

(City)  (State)  (Zip) 
 
2. Date of Event Requiring Statement (Month/Day/Year)
10/21/05 
3. Issuer Name and Ticker or Trading Symbol
CABOT CORP [ CBT ] 
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
  Director    10% Owner 
X  Officer (give title below)    Other (specify below) 
Controller 
 
5. If Amendment, Date of Original Filed (Month/Day/Year)
 
6. Individual or Joint/Group Filing (Check Applicable Line)
X  Form filed by One Reporting Person 
  Form filed by More than One Reporting Person 
 
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock  18,717  D   
Common Stock  1,694.55  I  Through the Trustee of the Corporation's Retirement Savings Plan 
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series B ESOP Convertible Preferred Stock  ( 1 )   ( 1 )   Common Stock  4,122.3  ( 2 )   I  Through the Trustee of the Corporation's Retirement Savings Plan 
Explanation of Responses: 
1. Under the Retirement Savings Plan, the Corporation allocates Series B ESOP Convertible Preferred Stock to each participant's account on a quarterly basis. Subject to certain terms and conditions of the Retirement Savings Plan, participants may elect to receive distributions of their vested account balance in the form of shares of the Corporation's common stock or cash. Generally, a participant is 20% vested in his account after 2 years of service with the Corporation; 40% vested after 3 years of service; 60% vested after 4 years of service; and 100% vested after 5 years of service. 
2. Each share is convertible into 146.4 shares of the Corporation's common stock. 
Remarks: 
 
  Michaela Allbee, pursuant to a power of attorney from James P. Kelly  10/28/05 
  ** Signature of Reporting Person  Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. 


Filing Submission   -   Alternative Formats (Word / Rich Text, HTML, Plain Text, SGML, XML, et al.)
Copyright © 2008 Fran Finnegan & Company  All Rights Reserved.
www.secinfo.com - Thu, 20 Nov 2008 16:25:47.1 GMT - Privacy - Help