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Refco Group Ltd., LLC, et al. – ‘8-K’ for 7/14/05

On:  Thursday, 7/14/05, at 5:08pm ET   ·   For:  7/14/05   ·   Accession #:  1047469-5-19396   ·   File #s:  333-119701, -23

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/14/05  Refco Group Ltd., LLC             8-K:7,9     7/14/05    2:21K                                    Merrill Corp/New/FA
          Refco Finance Inc.

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     14K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     10K 


8-K   —   Current Report
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Item 7.01. Regulation FD Disclosure
"Item 9.01. Financial Statements and Exhibits
"Signatures
"QuickLinks

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549



FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 14, 2005

Refco Group Ltd., LLC
Refco Finance Inc.
(Exact name of registrant as specified in its charter)

Delaware
Delaware
(State or other jurisdiction
of incorporation)
  333-119701
333-119701
(Commission
File Number)
  52-2169014
20-1400416
(IRS Employer
Identification No.)
One World Financial Center
200 Liberty Street, Tower A
New York, New York
(Address of principal executive offices)
  10281
(Zip Code)

Registrant's telephone number, including area code: (212) 693-7000

Not Applicable.
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





Item 7.01.    Regulation FD Disclosure

        On July 14, 2005, Refco Group Ltd., LLC issued a press release.


Item 9.01.    Financial Statements and Exhibits

2



SIGNATURES

        Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

    Refco Group Ltd., LLC

Date: July 14, 2005

 

By:

/s/  
PHILLIP R. BENNETT      
Name: Phillip R. Bennett
Title: President and Chief Executive Officer

3



SIGNATURES

        Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

    Refco Finance Inc.

Date: July 14, 2005

 

By:

/s/  
PHILLIP R. BENNETT      
Name: Phillip R. Bennett
Title: President

4




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SIGNATURES
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