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Nexell Therapeutics Inc – ‘8-A12G/A’ on 3/17/00 – EX-99.B

On:  Friday, 3/17/00   ·   Accession #:  1017062-0-704   ·   File #:  0-19153

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/17/00  Nexell Therapeutics Inc           8-A12G/A               2:15K                                    Donnelley R R & S… 11/FA

Amendment to Registration of a Class of Securities   —   Form 8-A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12G/A    Form 8/A - Amendment #1                                3     13K 
 2: EX-99.B     Exhibit B-Letter Dated December 28, 1999               3     18K 


EX-99.B   —   Exhibit B-Letter Dated December 28, 1999

EX-99.B1st Page of 3TOCTopPreviousNextBottomJust 1st
 

Exhibit B December 28, 1999 To The Holders of the Warrants (the "1996 Warrants") Issued Pursuant to a Warrant Agreement dated as of June 17, 1996 between Nexell Therapeutics Inc. (f/k/a VIMRx Pharmaceutics Inc.) and American Stock Transfer & Trust Company (the "Warrant Agreement"): Pursuant to Section 10.1(c)(i) of the Warrant Agreement, as a result of the issuance by Nexell Therapeutics Inc. ("the Company") of (i) Class A Warrants on November 24, 1999 pursuant to the terms of a Securities Agreement with certain institutional investors and (ii) certain other Company issuances in 1999 (the "Prior 1999 Issuances") of options or warrants, the exercise price for the 1996 Warrants, which had been $1.50 per share, has been adjusted to $1.35 per share, and the aggregate number of shares of common stock of the Company for which the outstanding 1996 Warrants are exercisable has been adjusted from 2,199,993 shares to 2,437,215 shares. Please note that, pursuant to Section 10.1(j) of the Warrant Agreement, the adjustments triggered by the Prior 1999 Issuances were not previously required to be made because they were less than $.05 per share; however, they were carried forward and taken into account in the subsequent adjustment. Available upon request is a report of the Company's independent auditors, KPMG llp, on a schedule setting forth the exercise price after such adjustments, a brief statement of the facts requiring such adjustments and the computation by which such adjustments were made. To obtain copies of this report please contact Jackie Perry at (949) 470-8892. Moreover, attached is a current list of warrantholders, the number of 1996 Warrants held by them, and the adjusted number of shares of common stock of the Company for which the 1996 Warrants are exercisable. If you have questions, please contact the undersigned at (949) 470-6485. Very truly yours, William A. Albright, Jr. Senior Vice President, Treasurer, Chief Financial Officer and Secretary Nexell Therapeutics Inc.
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NEXELL THERAPEUTICS INC. List Of Warrantholders [Enlarge/Download Table] ---------------------------------------------------------------------------------------------- Number of Shares For Number of Which Warrants Warrantholder Warrants Held are Exercisable ---------------------------------------------------------------------------------------------- Larry Abrams 1,776 1,968 ---------------------------------------------------------------------------------------------- The Aries Trust 225,000 249,261 ---------------------------------------------------------------------------------------------- Aries Domestic Fund L.P. 158,333 175,406 ---------------------------------------------------------------------------------------------- BankAmerica Capital Corporation 7,748 8,583 ---------------------------------------------------------------------------------------------- Cede & Co. 367,440 407,060 ---------------------------------------------------------------------------------------------- Chesed Congregations of America 100,000 110,783 ---------------------------------------------------------------------------------------------- Robert J. Conrads 12,500 13,848 ---------------------------------------------------------------------------------------------- Coutts Bank (Switzerland) A.G. 25,000 27,696 ---------------------------------------------------------------------------------------------- Irwin Engelman & Rosalyn A. Engelman JT 33,333 36,927 TenWros ---------------------------------------------------------------------------------------------- Laurence D. Fink 133,333 147,710 ---------------------------------------------------------------------------------------------- Laurence D. Fink & Lori W. Fink Family Trust 33,333 36,927 ---------------------------------------------------------------------------------------------- Joseph H. Flom 16,666 18,463 ---------------------------------------------------------------------------------------------- Richard Fowkes & Floran Fowkes Tr. 11/29/90 145 161 ---------------------------------------------------------------------------------------------- Howard Gittis 66,666 73,854 ---------------------------------------------------------------------------------------------- Burton Goldberg 1,161 1,286 ---------------------------------------------------------------------------------------------- Gilbert Goldstein & Carol Goldstein JT Wros 16,666 18,463 ---------------------------------------------------------------------------------------------- Robert P. Gordon 12,500 13,848 ---------------------------------------------------------------------------------------------- Guidesign Limited 165 183 ---------------------------------------------------------------------------------------------- Samuel Herschkowitz 1,624 1,799 ---------------------------------------------------------------------------------------------- Herzog Heine Geould Inc. 5,000 5,539 ---------------------------------------------------------------------------------------------- Fern Karesh Hurst Foundation 16,667 18,464 ---------------------------------------------------------------------------------------------- Robert J. Hurst Foundation 16,666 18,463 ---------------------------------------------------------------------------------------------- Jackson Hole Investments 50,000 55,391 ---------------------------------------------------------------------------------------------- Kenneth M. Jacobs 13,333 14,771 ---------------------------------------------------------------------------------------------- J F Shea Co Inc As Nominee 1995-41 100,000 110,783 ---------------------------------------------------------------------------------------------- Robert Klein 25,000 27,696 ----------------------------------------------------------------------------------------------
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[Enlarge/Download Table] ---------------------------------------------------------------------------------------------- Number of Shares For Number of Which Warrants Warrantholder Warrants Held are Exercisable ---------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------- M S Koly 1,624 1,799 ---------------------------------------------------------------------------------------------- M S Koly 5,224 5,787 ---------------------------------------------------------------------------------------------- James S. Lehoe 2,150 2,382 ---------------------------------------------------------------------------------------------- Kenneth Lerer 8,333 9,232 ---------------------------------------------------------------------------------------------- Dean Witter Reynolds C/F Solomon Lerer Ira 25,000 27,696 Rollover ---------------------------------------------------------------------------------------------- James R. Maher 6,667 7,386 ---------------------------------------------------------------------------------------------- James R. Maher C/F Caroline C. Maher UGMA NY 6,667 7,386 ---------------------------------------------------------------------------------------------- James R. Maher C/F James R. Maher Jr. UGMA NY 6,667 7,386 ---------------------------------------------------------------------------------------------- James R. Maher C/F Emily L. Maher UGMA NY 6,666 7,385 ---------------------------------------------------------------------------------------------- James R. Maher C/F Elizabeth H. Maher UGMA NY 6,666 7,385 ---------------------------------------------------------------------------------------------- Alfons Melohn 800 886 ---------------------------------------------------------------------------------------------- National Provident Institution 7,146 7,917 ---------------------------------------------------------------------------------------------- Ronald O. Perelman 333,333 369,276 ---------------------------------------------------------------------------------------------- Linda G. Robinson 66,666 73,855 ---------------------------------------------------------------------------------------------- Stephen H. Sands 3,333 3,692 ---------------------------------------------------------------------------------------------- Bruce Slovin 33,333 36,927 ---------------------------------------------------------------------------------------------- Todd J. Slotkin 16,666 18,463 ---------------------------------------------------------------------------------------------- Morris Talansky 37,500 41,544 ---------------------------------------------------------------------------------------------- U S Clearing Corp. 20 22 ---------------------------------------------------------------------------------------------- Venkol Inc. 60,477 66,998 ---------------------------------------------------------------------------------------------- Aaron Wolfson 50,000 55,391 ---------------------------------------------------------------------------------------------- Abraham Wolfson 50,000 55,391 ---------------------------------------------------------------------------------------------- Uzi Zucker 25,000 27,696 ----------------------------------------------------------------------------------------------

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘8-A12G/A’ Filing    Date First  Last      Other Filings
Filed on:3/17/00
12/28/991
11/24/9918-K
6/17/961
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Filing Submission 0001017062-00-000704   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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