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Alpine Associates A Ltd Partnership/NJ – ‘SC 13D/A’ on 9/4/02 re: Loehmanns Holdings Inc

On:  Wednesday, 9/4/02, at 4:23pm ET   ·   Accession #:  1004275-2-14   ·   File #:  5-48173

Previous ‘SC 13D’:  ‘SC 13D/A’ on 4/5/02   ·   Next:  ‘SC 13D/A’ on 12/11/02   ·   Latest:  ‘SC 13D/A’ on 9/19/08

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer

 9/04/02  Alpine Associates A LP/NJ         SC 13D/A               2:12K  Loehmanns Holdings Inc

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial           5±    21K 
                          Ownership                                              
 2: EX-1        Underwriting Agreement                                 1      5K 


SC 13D/A   —   Amendment to General Statement of Beneficial Ownership



SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* ---------- Loehmann's Holdings, Inc. -------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value 540411501 ------------------------------ ------------------------------- (Title of class of securities) (CUSIP number) Todd J. Mason Alpine Associates, A Limited Partnership 100 Union Avenue, Cresskill, NJ 07626, (201) 871-0866 ---------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) August 26, 2002 ---------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box [ ]. Note: When filing this statement in paper format, six copies of this statement, including exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities and Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of that Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 NAME OF REPORTING PERSON: Alpine Associates, A Limited Partnership S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: #06-0944931 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [X] (B) [_] 3 SEC USE ONLY 4 SOURCE OF FUNDS: WC, BK, OO 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS [_] REQUIRED PURSUANT TO ITEM 2(D) OR 2(E): 6 CITIZENSHIP OR PLACE OF ORGANIZATION: New Jersey NUMBER OF SHARES 7 SOLE VOTING POWER: 881,269 BENEFICALLY 8 SHARED VOTING POWER: 0 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER: 881,269 PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 881,269 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) [_] EXCLUDES CERTAIN SHARES: 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 26.4% 14 TYPE OF REPORTING PERSON: PN, BD 1 NAME OF REPORTING PERSON: Alpine Partners, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: #22-3528110 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [X] (B) [_] 3 SEC USE ONLY 4 SOURCE OF FUNDS: WC, BK, OO 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS [_] REQUIRED PURSUANT TO ITEM 2(D) OR 2(E): 6 CITIZENSHIP OR PLACE OF ORGANIZATION: New Jersey NUMBER OF SHARES 7 SOLE VOTING POWER: 117,190 BENEFICALLY 8 SHARED VOTING POWER: 0 OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER: 117,190 PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 117,190 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) [_] EXCLUDES CERTAIN SHARES: 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 3.52% 14 TYPE OF REPORTING PERSON: PN, BD 1. SECURITY AND ISSUER This statement relates to the Common Stock, $.01 par value (the "Stock"),of Loehmann's Holdings, Inc. (the "Company"), the principal executive offices of which are located at 2500 Halsey Street, Bronx, New York 10461. 2. IDENTITY AND BACKGROUND The persons filing this statement are Alpine Associates, A Limited Partnership ("Associates"),a limited partnership organized under the laws of the State of New Jersey, principally engaged in the business of acting as a registered broker dealer and a member of the National Association of Securities Dealers; and Alpine Partners, L.P. ("Partners"), a limited partnership organized under the laws of the State of New Jersey, principally engaged in the business of acting as a registered broker dealer and a member of the National Association of Securities Dealers. (Associates and Partners together are referred to as "Registrants".) The principal office of each Registrant is located at 100 Union Avenue, Cresskill, New Jersey 07626. Eckert Corp. is the sole general partner of Associates and Partners. Victoria Eckert is the President of Eckert Corp. and its sole director. Eckert Corp. is a Delaware corporation. Its business address is 100 Union Avenue, Cresskill, New Jersey 07626. Its principal business is acting as general partner of Associates and Partners. Ms. Eckert is a citizen of the United States. Her business address is 100 Union Avenue, Cresskill, New Jersey 07626. Her principal occupation is acting as president of Eckert Corp. Registrants may be deemed to be a "group" within the meaning of Rule 13d-5 promulgated under the Securities Exchange Act of 1934, as amended. Each disclaims beneficial interest in the others holdings. During the last five years, none of the above named persons has been convicted in any criminal proceeding (excluding traffic violations and similar misdemeanors) or has been a party to any civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. 3. SOURCE AND AMOUNT OF FUNDS Associates and Partners received 179,564 shares of Stock and 26,036 shares of Stock, respectively, pursuant to the bankruptcy reorganization of Loehmann's Inc., in exchange for certain senior notes of Loehmann's Inc. held by Associates and Partners. Subsequently, a total of $5,631,266 and $712,230 has been used by Associates and Partners, respectively, to purchase shares of Stock, and Associates and Partners received a further distribution of 6,815 shares of Stock and 989 shares of Stock, respectively, in February, 2002 pursuant to such reorganization. The funds for such purchases have been obtained from working capital, which may at any given time include funds borrowed in the ordinary course of business from margin accounts. It is expected that additional purchases of Stock (if any) will be financed in the same manner. 4. PURPOSE OF TRANSACTION Registrants hold the Stock for investment, in the ordinary course of their businesses. In the future Registrants may, in the ordinary course of their businesses, make additional purchases and/or sales of the Stock. Except as set forth above, Registrants have no plans or proposals which relate to or would result in any of the transactions described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. 5. INTEREST IN SECURITIES OF THE ISSUER (a) Associates owns 881,269 shares of the Stock. Partners owns 117,190 shares of the Stock. Registrants believe, based on the Company's Proxy Statement dated August 2, 2002, that a total of 3,332,178 shares of the Stock are outstanding, so that the shares owned by Associates and Partners represent approximately 26.4% and 3.52%, respectively, of the total outstanding shares. Certain employees of an affiliate of the Registrants own 47,392 shares of Stock. Registrants disclaim beneficial interest in such shares. (b) Each Registrant has sole power to vote and dispose of the Stock held by it. (c) Since July 6, 2002, Associates has purchased a total of 40,860 shares of the Stock, at an aggregate cost of $920,389, and Partners has purchased a total of 3,800 shares of the Stock, at an aggregate cost of $82,850. See Item 5(c) attached hereto. (d) Not applicable. (e) Not applicable. 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Except as set forth above, neither Associates, Partners nor any of the other persons referred to in Item 2 above has entered into any contract, arrangement, understanding or relationship (legal or otherwise) with any person with respect to any securities of the Company. 7. EXHIBITS Exhibit 1 - Joint Filing Agreement SCHEDULE 13-D ------------- After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. ALPINE ASSOCIATES, A LIMITED PARTNERSHIP By: Eckert Corp., General Partner By: /S/TODD MASON -------------------------- Todd Mason DATED: September 4, 2002 SCHEDULE 13-D ------------- After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. ALPINE PARTNERS, L.P. By: Eckert Corp., General Partner By: /S/TODD MASON -------------------------- Todd Mason DATED: September 4, 2002 SCHEDULE 13-D ITEM 5 (C) TRADE DATE NO. OF SHARES NO. OF SHARES PRICE PER PURCHASED (1) SOLD (1) SHARE TRANSACTIONS BY ASSOCIATES --------------------------------- 08/26/02 12300 0 21.7263 08/27/02 700 0 21.53 08/28/02 11160 0 21.962 08/29/02 4500 0 22.5831 08/30/02 4700 0 23.733 09/03/02 7500 0 23.976 TRANSACTIONS BY PARTNERS --------------------------------- 08/28/02 2300 0 22.00 08/28/02 1500 0 21.50 (1) Transactions were effected in the open market and otherwise in transactions with Broker-Dealers.

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13D/A’ Filing    Date    Other Filings
Filed on:9/4/02
8/26/02
8/2/02DEF 14A
7/6/02
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Filing Submission 0001004275-02-000014   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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