SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Macke Jeffrey – ‘SC 13D/A’ on 5/3/05 re: Alco Stores Inc

On:  Tuesday, 5/3/05, at 11:44am ET   ·   Accession #:  1014108-5-139   ·   File #:  5-43827

Previous ‘SC 13D’:  ‘SC 13D/A’ on 4/13/05   ·   Latest ‘SC 13D’:  This Filing

  in    Show  and    Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/03/05  Macke Jeffrey                     SC 13D/A               1:13K  Alco Stores Inc                   Stinson Leonard...LLP/FA

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment No. 4 12/31                                  9     28K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
5Item 1. Security and Issuer
"Item 2. Identity and Background
6Item 3. Source and Amounts of Funds and Other Consideration
"Item 4. Purpose of Transaction
"Item 5. Interest in Securities of the Company
7Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
"Item 7. Exhibits
SC 13D/A1st Page of 9TOCTopPreviousNextBottomJust 1st
 

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) DUCKWALL-ALCO STORES, INC. (Name Of Issuer) Common Stock, par value $.0001 per share (Title of Class of Securities) 264142100 (CUSIP Number) JEFFREY J. MACKE 2001 Union Street, #320 San Francisco, CA 94123 (415) 789-0399 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 22, 2005 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box if a fee is being paid with this statement [ ]. Page 1 of 9
SC 13D/A2nd Page of 9TOC1stPreviousNextBottomJust 2nd
CUSIP Number 264142100 1. Name of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Jeffrey J. Macke 2. Check the Appropriate Box if a Member of a Group (a) 3. SEC Use Only (b) 4. Source of Funds (See Instructions) OO 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) Not Applicable 6. Citizenship or Place of Organization United States 7. Sole Voting Power 44,800 8. Shared Voting Power 2,500 9. Sole Dispositive Power 44,800 10. Shared Dispositive Power 2,500 11. Aggregate Amount Beneficially Owned by Each Reporting Person 47,300 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) Not Applicable 13. Percent of Class Represented by Amount In Row (11) 1.06% 14. Type of Reporting Person (See Instructions) IN Page 2 of 9
SC 13D/A3rd Page of 9TOC1stPreviousNextBottomJust 3rd
CUSIP Number 264142100 1. Name of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Kathleen O. Macke 2. Check the Appropriate Box if a Member of a Group (a) (b) 3. SEC Use Only 4. Source of Funds (See Instructions) OO 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) Not Applicable 6. Citizenship or Place of Organization United States 7. Sole Voting Power 0 8. Shared Voting Power 29,676 9. Sole Dispositive Power 0 10. Shared Dispositive Power 29,676 11. Aggregate Amount Beneficially Owned by Each Reporting Person 29,676 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) Not Applicable 13. Percent of Class Represented by Amount In Row (11) 0.66% 14. Type of Reporting Person (See Instructions) IN Page 3 of 9
SC 13D/A4th Page of 9TOC1stPreviousNextBottomJust 4th
CUSIP Number 264142100 1. Name of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Kenneth A. Macke Revocable Trust dated as of December 16, 1986 2. Check the Appropriate Box if a Member of a Group (a) 3. SEC Use Only (b) 4. Source of Funds (See Instructions) OO 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) Not Applicable 6. Citizenship or Place of Organization California 7. Sole Voting Power 0 8. Shared Voting Power 0 9. Sole Dispositive Power 0 10. Shared Dispositive Power 0 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) Not Applicable 13. Percent of Class Represented by Amount In Row (11) 0% 14. Type of Reporting Person (See Instructions) OO Page 4 of 9
SC 13D/A5th Page of 9TOC1stPreviousNextBottomJust 5th
This Amendment No. 4 to Schedule 13D ("Amended 13D") is being filed jointly by Jeffrey J. Macke and Kathleen O. Macke individually and on behalf of Kenneth A. Macke and as trustee of the Kenneth A. Macke Revocable Trust ("KAM Trust") to reflect that the KAM Trust no longer has beneficial ownership of any shares of common stock, par value $.0001 per share. ITEM 1. SECURITY AND ISSUER ------------------- This Amended 13D relates to the common stock, par value $.0001 per share ("Common Stock"), of Duckwall-Alco Stores, Inc., a Delaware corporation (the "Company"). The address of the Company's principal office is 401 Cottage Street, Abilene, Kansas 67410. ITEM 2. IDENTITY AND BACKGROUND ----------------------- This Amended 13D is being filed by the following persons as a joint filing pursuant to Rule 13D-1(k)(1): Jeffrey J. Macke ("Jeff Macke") Kathleen O. Macke ("Mrs. Macke") Kenneth A. Macke Revocable Trust ("KAM Trust") Jeffrey J. Macke ---------------- (a)-(f) The business address of Jeff Macke is 98 Main Street, #606, Tiburon, CA 94920. Jeff Macke is a member of the Board of Directors of the Company and a member of the Audit Committee and the Compensation Committee of the Company. Jeff Macke is the controlling member and investment manager for Macke Asset Management, LLC, a Delaware limited liability company. Macke Asset Management, LLC is an investment advisor that provides investment advisory services for various persons. During the last five years, Jeff Macke (i) has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), and (ii) has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Jeff Macke is a United States citizen. Kathleen O. Macke ----------------- (a)-(f) The address of Mrs. Macke is PO Box 3687, Yountville, CA 94599. Mrs. Macke is a retired individual who also acts as custodian and guardian for her husband, Kenneth A. Macke ("Kenneth Macke"), and is the trustee of the KAM Trust. Kenneth Macke is a retired individual and is the father of Jeff Macke and husband to Mrs. Macke. During the last five years, neither Mrs. Macke nor Kenneth Macke (i) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), and (ii) has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any Page 5 of 9
SC 13D/A6th Page of 9TOC1stPreviousNextBottomJust 6th
violation with respect to such laws. Mrs. Macke is a United States citizen. Kenneth Macke is a United States citizen. Kenneth A. Macke Revocable Trust -------------------------------- (a)-(f) The principal business of the KAM Trust is managing the assets of Kenneth Macke. The principal business address of KAM Trust is PO Box 3687 Yountville, CA 94599. During the last five years, the KAM Trust (i) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), and (ii) has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. The KAM Trust is a California trust. ITEM 3. SOURCE AND AMOUNTS OF FUNDS AND OTHER CONSIDERATION --------------------------------------------------- Not applicable. ITEM 4. PURPOSE OF TRANSACTION ---------------------- Pursuant to that certain memorandum of understanding dated as of April 19, 2005 (the "Agreement"), Kathleen O. Macke, trustee of the KAM Trust, agreed to sell 399,362 shares of Common Stock for $18.00 per share to the Company (the "Transaction"). The Transaction closed on April 22, 2005. The shares of Common Stock which are the subject of this filing and which are beneficially owned by Jeff Macke are deemed to be held by a "controlling person", as defined by the Securities Act of 1933 (the "Act") because Jeff Macke is a director of the Company. As such, limited public market sales of Jeff Macke's shares of Common Stock may occur pursuant to Rule 144 promulgated under the Act ("Rule 144") and private sales under Section 4 of the Act ("Section 4"). Both Jeff Macke or Mrs. Macke may elect to dispose of additional shares of Common Stock. ITEM 5. INTEREST IN SECURITIES OF THE COMPANY ------------------------------------- (a) Currently, Jeff Macke beneficially owns 47,300 shares of Common Stock. Based on the number of shares outstanding as of January 30, 2005 as indicated on the Company's annual report on Form 10-K for the period ended January 30, 2005, Jeff Macke beneficially owns 1.06% of all issued and outstanding shares of Common Stock. As of this filing, Mrs. Macke beneficially owns 29,676 shares of Common Stock. Based on the number of shares outstanding as of January 30, 2005 as indicated on the Company's annual report on Form 10-K for the period ended January 30, 2005, Mrs. Macke beneficially owns 0.66% of all issued and outstanding shares of Common Stock. Page 6 of 9
SC 13D/A7th Page of 9TOC1stPreviousNextBottomJust 7th
As of this filing, the KAM Trust beneficially owns zero shares of Common Stock. (b) Jeff Macke has the sole power (i) to dispose 44,800 shares of Common Stock; and (ii) to vote 44,800 shares of Common Stock. Jeff Macke shares with his wife, the power to vote and dispose of 2,500 shares of Common Stock. Mrs. Macke, for herself and on behalf of Kenneth Macke, has the sole power to vote and dispose of 29,676 shares of Common Stock held in the Kenneth A. Macke IRA. The KAM Trust has the sole power to vote and dispose of zero shares of Common Stock. (c-d) None. (e) Jeff Macke - April 7, 2005. Mrs. Macke - April 22, 2005. KAM Trust - April 22, 2005. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER ------------------------------------------------------------------------ None. ITEM 7. EXHIBITS -------- 1. Joint Filing Agreement dated as of April 30, 2005 Page 7 of 9
SC 13D/A8th Page of 9TOC1stPreviousNextBottomJust 8th
SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 30, 2005 /s/ Jeffrey J. Macke ------------------------------------------------- Jeffrey J. Macke April 30, 2005 /s/ Kathleen O. Macke ------------------------------------------------- Kathleen O. Macke, individually and as power of attorney for Kenneth A. Macke April 30, 2005 Kenneth A. Macke Revocable Trust By: /s/ Kathleen O. Macke -------------------------------------------- Kathleen O. Macke, Trustee Page 8 of 9
SC 13D/ALast Page of 9TOC1stPreviousNextBottomJust 9th
EXHIBIT 1 Joint Filing Agreement Pursuant to Reg. Section 240.13d-1(k)(1)(iii) of the Securities Exchange Act of 1934, the foregoing Schedule 13D is filed on behalf of Jeffrey J. Macke, Kathleen O. Macke, individually and as power of attorney for Kenneth A. Macke and the Kenneth A. Macke Revocable Trust. April 30, 2005 /s/ Jeffrey J. Macke ---------------------------------------------- Jeffrey J. Macke April 30, 2005 /s/ Kathleen O. Macke ---------------------------------------------- Kathleen O. Macke, individually and as power of attorney for Kenneth A. Macke April 30, 2005 Kenneth A. Macke Revocable Trust By: /s/ Kathleen O. Macke ---------------------------------------- Kathleen O. Macke, Trustee Page 9 of 9

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13D/A’ Filing    Date First  Last      Other Filings
Filed on:5/3/058-K
4/30/05798-K
4/22/05173,  8-K,  SC 13D/A
4/19/0564,  8-K
4/7/057
1/30/05610-K
 List all Filings 
Top
Filing Submission 0001014108-05-000139   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2019 Fran Finnegan & Company.  All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Sep. 19, 12:37:09.0am ET