Allen & Co Inc/Allen Holding Inc – ‘SC 13D/A’ on 5/11/99 re: Chaparral Resources Inc

As of:  Tuesday, 5/11/99   ·   Accession #:  932799-99-44   ·   File #:  5-10253

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Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Schedule 13D Amendment No. 5                           7     22K 

Document Table of Contents

SC 13D/A
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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

 Under the Securities Exchange Act of 1934
 (Amendment No. 5)

 CHAPARRAL RESOURCES, INC.
(Name of Issuer)

Common Stock, Par Value, $0.10 Per Share
(Title of Class of Securities)

159420207 
(CUSIP Number)

Gaetano J. Casillo
Allen & Company Incorporated
711 Fifth Avenue, New York, New York 10022, (212) 832-8000
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)

April 21, 1999
 (Date of Event which Requires Filing of this Statement)

If the filing person has previously  filed a statement on Schedule 13G to report
the  acquisition  which is the subject of this  Schedule 13D, and is filing this
schedule because of ss.ss. 240.13d-1(e),(f) or (g), check the following box [ ].

The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purposes of Section 18 of the  Securities  Exchange Act of
1934 ("Act") or otherwise  subject to the liabilities of that section of the Act
but  shall be  subject  to all other  provisions  of the Act  (however,  see the
Notes).                                                                         

SC 13D/A
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                                                            SCHEDULE 13D

-------------------                                                             
CUSIP No. 159420207                                                             
-------------------                                                             

===========================================================================     
1  NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE        
PERSON                                                                    
Allen Holding Inc.                                            
---------------------------------------------------------------------------     
2  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*          (a)  [x]          
                                                    (b)  [ ]
---------------------------------------------------------------------------     
3  SEC USE ONLY                                                                 
---------------------------------------------------------------------------     
4        SOURCE OF FUNDS Not Applicable                                         
---------------------------------------------------------------------------     
5  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED                     
PURSUANT TO ITEMS 2(d) or 2(E)                                 [ ]        
---------------------------------------------------------------------------     
6  CITIZENSHIP OR PLACE OF ORGANIZATION                                         
Delaware                                                      
--------------------------------------------------------------------------      
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH               
---------------------------------------------------------------------------     
7  SOLE VOTING POWER                                                            
186,286  (includes 44,196 shares  underlying  warrants to purchase shares of the
Issuer's Common Stock.)                                                         
---------------------------------------------------------------------------     
8  SHARED VOTING POWER                                                          
0                                                             
---------------------------------------------------------------------------     
9  SOLE DISPOSITIVE POWER                                                       
186,286  (includes 44,196 shares  underlying  warrants to purchase shares of the
Issuer's Common Stock.)                                                         
---------------------------------------------------------------------------     
10 SHARED DISPOSITIVE POWER                                                     
0                                                             
---------------------------------------------------------------------------     
11  AGGREGATE  AMOUNT  BENEFICIALLY  OWNED  BY  EACH  REPORTING  PERSON  186,286
(includes 44,196 shares  underlying  warrants to purchase shares of the Issuer's
Common Stock.)                                                                  
-----------------------------------------------------------------------------   
12  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES                      
CERTAIN SHARES                                                [x]       
-----------------------------------------------------------------------------   
13  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                          
18.3%                                                         
-----------------------------------------------------------------------------   
14  TYPE OF REPORTING PERSON                                                    
HC                                          
==============================================================================  

SC 13D/A
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                                                            SCHEDULE 13D

-------------------                                                             
CUSIP No. 159420207                                                             
-------------------                                                             

==============================================================================  
1  NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 
Allen & Company Incorporated                                  
-----------------------------------------------------------------------------   
2  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                  (a)  [x]  
                                                                    (b)  [ ]
-----------------------------------------------------------------------------   
3  SEC USE ONLY                                                                 
-----------------------------------------------------------------------------   
4        SOURCE OF FUNDS Not Applicable                                         
-----------------------------------------------------------------------------   
5  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED                     
PURSUANT TO ITEMS 2(d) or 2(E)                                        [ ] 
-----------------------------------------------------------------------------   
6  CITIZENSHIP OR PLACE OF ORGANIZATION                                         
New York                                                      
------------------------------------------------------------------------------  
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH               
------------------------------------------------------------------------------  
7 SOLE VOTING POWER                                                             
186,286  (includes 44,196 shares  underlying  warrants to purchase shares of the
Issuer's Common Stock.)                                                         
-----------------------------------------------------------------------------   
8  SHARED VOTING POWER                                                          
0                                                             
-----------------------------------------------------------------------------   
9  SOLE DISPOSITIVE POWER                                                       
186,286  (includes 44,196 shares  underlying  warrants to purchase shares of the
Issuer's Common Stock.)                                                         
-----------------------------------------------------------------------------   
10 SHARED DISPOSITIVE POWER                                                     
0                                                             
---------------------------------------------------------------------------     
11  AGGREGATE  AMOUNT  BENEFICIALLY  OWNED  BY  EACH  REPORTING  PERSON  186,286
(includes 44,196 shares  underlying  warrants to purchase shares of the Issuer's
Common Stock.)                                                                  
-----------------------------------------------------------------------------   
12  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES                      
CERTAIN SHARES                                                       [x]
-----------------------------------------------------------------------------   
13  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                          
18.3%                                                         
-----------------------------------------------------------------------------   
14  TYPE OF REPORTING PERSON                                                    
CO, BD                                      
==============================================================================  

SC 13D/A
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 AMENDMENT NO. 5
TO THE
SCHEDULE 13D

     At a Special Meeting of the shareholders of Chaparral Resources,  Inc. (the
"Issuer") held on April 21, 1999, the shareholders  approved a proposal to amend
Issuer's Amended and Restated  Articles of Incorporation to effect,  as of April
21,  1999,  a reverse  stock split in which one new share of common  stock,  par
value $0.10 per share (the  "Common  Stock"),  of the Issuer was  exchanged  for
every 60 shares of  common  stock,  par value  $0.10 per  share,  of the  Issuer
presently authorized,  issued, and outstanding. In addition, the shareholders of
the Issuer  approved a proposal to  re-incorporate  the Issuer under the laws of
Delaware.                                                                       

     The  Reporting  Persons  hereby  amend their  Schedule  13D relating to the
Common Stock of the Issuer,  to reflect the Issuer's  reverse  stock split.  The
reverse split caused no change in the Reporting Persons' beneficial ownership of
the Common Stock.                                                               

Item 5.           Interest in Securities of the Issuer                          

     (a) As of the close of business on March 31, 1999,  the Reporting  Persons,
by  virtue  of  the  language  of  Rule  13d-3(d)(1)(i),  may be  deemed  to own
beneficially  in the  aggregate  186,286  (including  44,196  shares  underlying
warrants)  shares of the Issuer's Common Stock which  constitutes  approximately
18.3% of the  outstanding  shares  (based  upon the  number of shares  that were
reported to be outstanding by the Issuer in a telephone  conversation  on May 7,
1999).                                                                          

                                                        [Enlarge/Download Table]

==============================================================================                       
        Name                                Shares of Common Stock              Percentage           
-----------------------------------------------------------------------------                        
                                                                                                     
Allen Holding Inc.                                   186,286 (1)(2)(3)(4)                       18.3%
-----------------------------------------------------------------------------                        
Allen & Company Incorporated                         186,286 (1)(2)(3)                   18.3%       
-----------------------------------------------------------------------------                        
==============================================================================                       

SC 13D/A
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Includes  44,196 shares  underlying  warrants to purchase shares of the Issuer's
Common Stock.  The number of Warrants  reflected  herein includes 3,750 warrants
that ACI  acquired  and  holds  for the  benefit  of  certain  of its  officers,
directors and employees.                                                        

     (2) Does not include certain shares owned directly by certain  officers and
stockholders  of ACI  and AHI  with  respect  to  which  ACI  and  AHI  disclaim
beneficial  ownership.  Certain  officers and stockholders of AHI and ACI may be
deemed to beneficially  own certain shares of the Issuer's Common Stock reported
to be beneficially owned directly by ACI and AHI.                               

(3) Excludes shares held in ACI's market maker account.                         

(4) Represents shares owned by ACI, a wholly-owned subsidiary of AHI.           

                  (c) Other than the trades effected by ACI in its capacity as a
market maker, no trades involving  Issuer's Common Stock were made by ACI or AHI
for their own accounts in the past 60 days.                                     

Item 7.           Material to be Filed as Exhibits.                             

     Exhibit A: Officers and Directors of Allen Holding Inc. and Allen & Company
Incorporated - incorporated by reference to Amendment no.4 to this Schedule 13D.

SC 13D/A
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                  After reasonable  inquiry and to the best of our knowledge and
belief,  we certify that the  information  set forth in this  statement is true,
complete and correct.                                                           

Dated:  May 7, 1999                                                             

ALLEN HOLDING INC.                                                              

By:      /s/ Gaetano J. Casillo                               
----------------------------------------                                        
Gaetano J. Casillo                                  
Vice President                                      

ALLEN & COMPANY INCORPORATED                                                    

By:  /s/ Gaetano J. Casillo                                   
----------------------------------------                                        
Gaetano J. Casillo                                  
Vice President                                      
135661                                                                          

SC 13D/A
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                  After reasonable  inquiry and to the best of our knowledge and
belief,  we certify that the  information  set forth in this  statement is true,
complete and correct.                                                           

Dated:  May 7, 1999                                                             

ALLEN HOLDING INC.                                                              

By:                                                           
----------------------------------------                                        
Gaetano J. Casillo                                  
Vice President                                      

ALLEN & COMPANY INCORPORATED                                                    

By:                                                           
----------------------------------------                                        
Gaetano J. Casillo                                  
Vice President                                            

135661                                                                          

Dates Referenced Herein   and   Documents Incorporated by Reference

				Referenced-On Page
This ‘SC 13D/A’ Filing		Date		First		Last			Other Filings
Filed on:		5/11/99
		5/7/99		4		7
		4/21/99		1		4			8-K,  DEF 14A
		3/31/99		4					10-Q,  NT 10-Q,  SC 13D/A
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