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Smith Stephen R, et al. · SC 13G · Excelcom Inc · On 2/13/97

Filed On 2/13/97   ·   Accession Number 930661-97-293   ·   SEC File 5-46735

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  As Of                Filer                Filing    For/On/As Docs:Size              Issuer               Agent

 2/13/97  Smith Stephen R                   SC 13G                 1:13K  Excelcom Inc                      Donnelley RR & So..Co/FA
          Austex Enterprises, Ltd.
          Sarah H. Smith
          Smith Stephen R
          Stara Corporation
          Stephen R. Smith

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                      9     34K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
6Item 1(A). Name of Issuer:
"Item 1(B). Address of Issuer's Principal Executive Offices:
"Item 2(A). Name of Persons Filing:
"Item 2(B). Address of Principal Business Office Or, If None, Residence:
"Item 2(C). Citizenship:
"Item 2(D). Title of Class of Securities:
"Item 2(E). Cusip Number:
"Item 3. If This Statement Is Filed Pursuant to Rules 13D-1(B), or 13D-2(B), Check Whether the Person Filing Is A:
7Item 4. Ownership
"Item 5. Ownership of Five Percent or Less of A Class
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
"Item 8. Identification and Classification of Members of the Group
8Item 9. Notice of Dissolution of Group
"Item 10. Certification
SC 13G1st Page of 9TOCTopPreviousNextBottomJust 1st
 

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ____________ SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 EXCEL COMMUNICATIONS, INC. (Name of Issuer) COMMON STOCK, $.001 PAR VALUE PER SHARE (Title of Class of Securities) 300903101 (CUSIP Number) ___________ The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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COVER PAGE-CONTINUED ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS STEPHEN R. SMITH S.S.#460-68-4808 ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [X] ------------------------------------------------------------------------------ SEC USE ONLY 3 ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 UNITED STATES ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 9,979,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 9,979,000 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 9,979,000 ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [_] ------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 9.2% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 IN ------------------------------------------------------------------------------
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COVERED PAGE-CONTINUED ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SARAH H. SMITH S.S.#455-98-0836 ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [X] ------------------------------------------------------------------------------ SEC USE ONLY 3 ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 9,979,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 9,979,000 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 9,979,000 ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 9.2% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 IN ------------------------------------------------------------------------------
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COVER PAGE-CONTINUED ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Austex Enterprises, Ltd. Identification Number: 75-2603696 ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [X] ------------------------------------------------------------------------------ SEC USE ONLY 3 ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Texas ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 8,979,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 8,979,000 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 8,979,000 ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 8.3% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 PN ------------------------------------------------------------------------------
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COVER PAGE-CONTINUED ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Stara Corporation Identification Number: 74-2698323 ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [X] ------------------------------------------------------------------------------ SEC USE ONLY 3 ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Texas ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 8,979,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 8,979,000 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 8,979,000 ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [X] ------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 8.3% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 CO ------------------------------------------------------------------------------
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ITEM 1(A). NAME OF ISSUER: EXCEL Communications, Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 8750 North Central Expressway, Suite 2000, Dallas, Texas 75231 ITEM 2(A). NAME OF PERSONS FILING: Stephen R. Smith Sarah H. Smith Austex Enterprises, Ltd. Stara Corporation ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 16004 Chateau Ave., Austin, Texas 78734 ITEM 2(C). CITIZENSHIP: Stephen R. Smith: United States Sarah H. Smith: United States Austex Enterprises, Ltd.: Texas limited partnership Stara Corporation: Texas corporation ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock, $.001 par value per share ITEM 2(E). CUSIP NUMBER: 300903101 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D- 2(B), CHECK WHETHER THE PERSON FILING IS A: Not applicable
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ITEM 4. OWNERSHIP. If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1 (b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount beneficially owned: COMMON STOCK ------------- Stephen R. Smith 9,979,000 Sarah H. Smith 9,979,000 Austex Enterprises, Ltd. 8,979,000 Stara Corporation 8,979,000 (b) Percent of class: PERCENTAGE ------------ Stephen R. Smith 9.2% Sarah H. Smith 9.2% Austex Enterprises, Ltd. 8.3% Stara Corporation 8.3% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: Not applicable (ii) Shared power to vote or to direct the vote: COMMON STOCK ------------ Stephen R. Smith 9,979,000 Sarah H. Smith 9,979,000 Austex Enterprises, Ltd. 8,979,000 Stara Corporation 8,979,000 (iii) Sole power to dispose or to direct the disposition of: Not applicable (iv) Shared power to dispose or to direct the disposition of: COMMON STOCK ------------ Stephen R. Smith 9,979,000 Sarah H. Smith 9,979,000 Austex Enterprises, Ltd. 8,979,000 Stara Corporation 8,979,000 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable
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ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. Not applicable.
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SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 1997 /s/ STEPHEN R. SMITH ________________________________________ Stephen R. Smith Date: February 12, 1997 /s/ SARAH H. SMITH ________________________________________ Sarah H. Smith Date: February 12, 1997 AUSTEX ENTERPRISES, LTD. By: Stara Corporation, its general partner By: /s/ STEPHEN R. SMITH ________________________________ Stephen R. Smith President Date: February 12, 1997 STARA CORPORATION By: /s/ STEPHEN R. SMTIH _____________________________________ Stephen R. Smith President Agreement for Joint Filing -------------------------- We, the undersigned, hereby express our agreement that this Schedule 13G is filed on behalf of each of us. Date: February 12, 1997 /s/ STEPHEN R. SMITH ________________________________________ Stephen R. Smith Date: February 12, 1997 /s/ SARAH H. SMITH ________________________________________ Sarah H. Smith Date: February 12, 1997 AUSTEX ENTERPRISES, LTD. By: Stara Corporation, its general partner By: /s/ STEPHEN R. SMITH ________________________________ Stephen R. Smith President Date: February 12, 1997 STARA CORPORATION By: /s/ STEPHEN R. SMITH ____________________________________ Stephen R. Smith President

Dates Referenced Herein   and   Documents Incorporated By Reference

Referenced-On Page
This SC 13G Filing   Date First   Last      Other Filings
2/12/979
Filed On / Filed As Of2/13/9710-K, SC 13G
 
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