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Forum Capital Markets LLC, et al. – ‘SC 13G/A’ on 2/8/00 re: Idera Pharmaceuticals, Inc.

On:  Tuesday, 2/8/00   ·   Accession #:  932440-0-42   ·   File #:  5-50211

Previous ‘SC 13G’:  ‘SC 13G/A’ on 2/8/00   ·   Latest ‘SC 13G’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/08/00  Forum Capital Markets LLC         SC 13G/A               1:14K  Idera Pharmaceuticals, Inc.       Kelley Drye & Warren/FA
          Forum Capital Markets LLC
          Founders Financial Group, L.P.
          Michael A. Boyd
          Michael A. Boyd, Inc.

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment No. 1 to Schedule 13G                        9     33K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
6Item 1(A). Name of Issuer
"Item 1(B). Address of Issuer's Principal Executive Offices
"Item 2(A). Names of Person(S) Filing
"Item 2(B). Address of Principal Business Office
"Item 2(C). Citizenship
"Item 2(D). TITLE OF CLASS OF SECURITIES This statement relates to shares of:
"Item 2(E). Cusip Number(S)
7Item 3. If This Statement Is Filed Pursuant to Rule 13D-1(B) or 13D-2(B) or (C), Check Whether the Person Filing Is:
"Item 4. Ownership
8Item 5. Ownership of Five Percent or Less of A Class
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
"Item 8. Identification and Classification of Members of the Group
"Item 9. Notice of Dissolution of Group
"Item 10. Certifications
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SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------------- SCHEDULE 13G (RULE 13d - 102) ------------------- INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (AMENDMENT NO. 1)1 HYBRIDON, INC. -------------------------------------------------------------------------------- (Name of Issuer) (1) COMMON STOCK (2) SERIES A CONVERTIBLE PREFERRED STOCK (3) 9% CONVERTIBLE SUBORDINATED NOTES -------------------------------------------------------------------------------- (Title of Class of Securities) (1) 44860M801 (2) 44860M884 (3) 44860MAC2 -------------------------------------------------------------------------------- (CUSIP Number) -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) ----------------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES).
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CUSIP NO. 44860M801 13G PAGE 2 OF 9 PAGES 44860M884 44860MAC2 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATIONS NO.(S) OF ABOVE PERSONS (ENTITIES ONLY) FORUM CAPITAL MARKETS LLC 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE 5 SOLE VOTING POWER 621,259 SHARES OF COMMON STOCK 41,476 SHARES OF SERIES A CONVERTIBLE PREFERRED STOCK NUMBER OF 58,865 SHARES OF 9% CONVERTIBLE SUBORDINATED NOTES SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY ZERO EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 621,259 SHARES OF COMMON STOCK 41,476 SHARES OF SERIES A CONVERTIBLE PREFERRED STOCK 58,865 SHARES OF 9% CONVERTIBLE SUBORDINATED NOTES 8 SHARED DISPOSITIVE POWER ZERO 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 621,259 SHARES OF COMMON STOCK 41,476 SHARES OF SERIES A CONVERTIBLE PREFERRED STOCK 58,865 SHARES OF 9% CONVERTIBLE SUBORDINATED NOTES 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.82% OF COMMON STOCK 6.00% OF SERIES A CONVERTIBLE PREFERRED STOCK 10.32% OF 9% CONVERTIBLE SUBORDINATED NOTES 12 TYPE OF REPORTING PERSON* BD 2
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CUSIP NO. 44860M801 13G PAGE 3 OF 9 PAGES 44860M884 44860MAC2 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATIONS NO.(S) OF ABOVE PERSONS (ENTITIES ONLY) FOUNDERS FINANCIAL GROUP, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE 5 SOLE VOTING POWER 621,259 SHARES OF COMMON STOCK 41,476 SHARES OF SERIES A CONVERTIBLE PREFERRED STOCK NUMBER OF 58,865 SHARES OF 9% CONVERTIBLE SUBORDINATED NOTES SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY ZERO EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 621,259 SHARES OF COMMON STOCK 41,476 SHARES OF SERIES A CONVERTIBLE PREFERRED STOCK 58,865 SHARES OF 9% CONVERTIBLE SUBORDINATED NOTES 8 SHARED DISPOSITIVE POWER ZERO 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 621,259 SHARES OF COMMON STOCK 41,476 SHARES OF SERIES A CONVERTIBLE PREFERRED STOCK 58,865 SHARES OF 9% CONVERTIBLE SUBORDINATED NOTES 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.82% OF COMMON STOCK 6.00% OF SERIES A CONVERTIBLE PREFERRED STOCK 10.32% OF 9% CONVERTIBLE SUBORDINATED NOTES 12 TYPE OF REPORTING PERSON* PN 3
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CUSIP NO. 44860M801 13G PAGE 4 OF 9 PAGES 44860M884 44860MAC2 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATIONS NO.(S) OF ABOVE PERSONS (ENTITIES ONLY) MICHAEL A. BOYD, INC. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION CONNECTICUT 5 SOLE VOTING POWER 621,259 SHARES OF COMMON STOCK 41,476 SHARES OF SERIES A CONVERTIBLE PREFERRED STOCK NUMBER OF 58,865 SHARES OF 9% CONVERTIBLE SUBORDINATED NOTES SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY Zero EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 621,259 SHARES OF COMMON STOCK 41,476 SHARES OF SERIES A CONVERTIBLE PREFERRED STOCK 58,865 SHARES OF 9% CONVERTIBLE SUBORDINATED NOTES 8 SHARED DISPOSITIVE POWER ZERO 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 621,259 SHARES OF COMMON STOCK 41,476 SHARES OF SERIES A CONVERTIBLE PREFERRED STOCK 58,865 SHARES OF 9% CONVERTIBLE SUBORDINATED NOTES 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.82% OF COMMON STOCK 6.00% OF SERIES A CONVERTIBLE PREFERRED STOCK 10.32% OF 9% CONVERTIBLE SUBORDINATED NOTES 12 TYPE OF REPORTING PERSON* CO 4
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CUSIP NO. 44860M801 13G PAGE 5 OF 9 PAGES 44860M884 44860MAC2 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATIONS NO.(S) OF ABOVE PERSONS (ENTITIES ONLY) MICHAEL A. BOYD 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES 5 SOLE VOTING POWER 621,259 SHARES OF COMMON STOCK 41,476 SHARES OF SERIES A CONVERTIBLE PREFERRED STOCK NUMBER OF 58,865 SHARES OF 9% CONVERTIBLE SUBORDINATED NOTES SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY ZERO EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 621,259 SHARES OF COMMON STOCK 41,476 SHARES OF SERIES A CONVERTIBLE PREFERRED STOCK 58,865 SHARES OF 9% CONVERTIBLE SUBORDINATED NOTES 8 SHARED DISPOSITIVE POWER ZERO 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 621,259 SHARES OF COMMON STOCK 41,476 SHARES OF SERIES A CONVERTIBLE PREFERRED STOCK 58,865 SHARES OF 9% CONVERTIBLE SUBORDINATED NOTES 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.82% OF COMMON STOCK 6.00% OF SERIES A CONVERTIBLE PREFERRED STOCK 10.32% OF 9% CONVERTIBLE SUBORDINATED NOTES 12 TYPE OF REPORTING PERSON* IN 5
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ITEM 1(A). NAME OF ISSUER Hybridon, Inc. (the "Issuer"). ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES The Issuer's principal executive offices are located at 155 Fortune Boulevard, Milford, Massachusetts 01757. ITEM 2(A). NAMES OF PERSON(S) FILING This statement is filed by the following persons: (1) Forum Capital Markets LLC, a broker/dealer registered under Section 15 of the Securities Exchange Act of 1934, as amended ("Forum"); (2) Founders Financial Group L.P. ("Founders"), in its capacity as the owner of a controlling interest in Forum; (3) Michael A. Boyd, Inc. ("MAB, Inc."), in its capacity as the general partner of Founders; and (4) Michael A. Boyd ("Mr. Boyd"), in his capacity as the sole director and shareholder of MAB, Inc., (collectively, the "Filing Parties"). ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE The principal business office of each of the Filing Parties is 53 Forest Avenue, Old Greenwich, Connecticut 06870. ITEM 2(C). CITIZENSHIP Forum is a Delaware Limited Liability Company. Founders is a Delaware limited partnership. MAB, Inc. is a Connecticut corporation. Mr. Boyd is a United States citizen. ITEM 2(D). TITLE OF CLASS OF SECURITIES This statement relates to shares of: (1) Common Stock, par value $0.001 per share (the "Common Stock"); (2) Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"); and (3) 9% Convertible Subordinated Notes (the "Convertible Notes"), of the Issuer. ITEM 2(E). CUSIP NUMBER(S) The CUSIP Number for the Common Stock is 44860M801. The CUSIP Number for the Preferred Stock is 44860M884. The CUSIP Number for the Convertible Notes is 44860MAC2. 6
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ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS: (a) |X| Broker or dealer registered under Section 15 of the Exchange Act; (b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act; (c) |_| Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) |_| Investment company registered under Section 8 of the Investment Company Act; (e) |_| An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(ii)(F); (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP (A) AMOUNT BENEFICIALLY OWNED Each of Forum, Founders, MAB, Inc. and Mr. Boyd beneficially owns 621,259 shares of the Common Stock, 41,476 shares of the Preferred Stock and 58,865 Convertible Notes. (B) PERCENT OF CLASS Each of Forum, Founders, MAB, Inc. and Mr. Boyd owns 3.82% of the outstanding Common Stock, 6.00% of the outstanding Preferred Stock and 10.32% of the outstanding Convertible Notes. (C) POWER TO VOTE OR DIRECT THE VOTE AND DISPOSE OR DIRECT THE DISPOSITION OF SECURITIES (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE Each of Forum, Founders, MAB, Inc. and Mr. Boyd has sole power to vote or to direct the vote of the 621,259 shares of Common Stock, 41,476 shares of Preferred Stock and 58,865 Convertible Notes. (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE Not applicable. (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF Each of Forum, Founders, MAB, Inc. and Mr. Boyd has sole power to dispose or to direct the disposition of the 621,259 shares of Common Stock, 41,476 shares of Preferred Stock and 58,865 Convertible Notes. (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF Not applicable. 7
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ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: |-| ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATIONS By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 8
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SIGNATURES After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this statement is true, complete and correct. FORUM CAPITAL MARKETS LLC Dated: February 4, 2000 By: /S/ STEPHEN J. DEVOE III -------------------------------------- Stephen J. DeVoe III, Chief Operating Officer FOUNDERS FINANCIAL GROUP, L.P. Dated: February 4, 2000 By: /S/ MICHAEL A. BOYD -------------------------------------- Michael A. Boyd, Chairman MICHAEL A. BOYD, INC. Dated: February 4, 2000 By: /S/ MICHAEL A. BOYD -------------------------------------- Michael A. Boyd, President MICHAEL A. BOYD Dated: February 4, 2000 By: /S/ MICHAEL A. BOYD -------------------------------------- Michael A. Boyd 9

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