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Cannondale Corp – ‘8-K’ for 11/12/02

On:  Tuesday, 11/12/02, at 5:25pm ET   ·   For:  11/12/02   ·   Accession #:  932440-2-437   ·   File #:  333-72121

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/12/02  Cannondale Corp                   8-K:9      11/12/02    5:9K                                     Kelley Drye & Warren/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                         4     11K 
 2: EX-99       Exhibit 99.1                                           1      6K 
 3: EX-99       Exhibit 99.2                                           1      6K 
 4: EX-99       Exhibit 99.3                                           1      6K 
 5: EX-99       Exhibit 99.4                                           1      6K 


8-K   —   Current Report
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
2Item 9. Regulation Fd Disclosure
8-K1st Page of 4TOCTopPreviousNextBottomJust 1st
 

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): NOVEMBER 12, 2002 CANNONDALE CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-24884 06-0871823 (State or other (Commission File Number) (I.R.S. Employee jurisdiction of incorporation) Identification Number) 16 TROWBRIDGE DRIVE, BETHEL, CONNECTICUT 06801 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: 203-749-7000
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ITEM 9. REGULATION FD DISCLOSURE. Cannondale Corporation (the "Company") hereby furnishes the following information: The Company filed an Annual Report on Form 10-K/A for the fiscal year ended June 29, 2002 (the "Form 10-K/A") with the Securities and Exchange Commission on the date hereof. The Form 10-K/A was accompanied by certifications of each of its Chief Executive Officer, Joseph S. Montgomery, and its Chief Financial Officer, William A. Luca, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. A copy of each of these certifications is attached hereto as Exhibit 99.1 and Exhibit 99.2. The Company also filed a Quarterly Report on Form 10-Q for the period ended September 29, 2002 (the "Form 10-Q") with the Securities and Exchange Commission on the date hereof. The Form 10-Q was accompanied by certifications of each of its Chief Executive Officer, Joseph S. Montgomery, and its Chief Financial Officer, William A. Luca, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. A copy of each of these certifications is attached hereto as Exhibit 99.3 and Exhibit 99.4. 2
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SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. CANNONDALE CORPORATION Date: November 12, 2002 By: /s/ William A. Luca -------------------------------------------- William A. Luca Vice President of Finance, Chief Financial Officer, Chief Operating Officer and Director 3
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EXHIBIT INDEX 99.1 Certification Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated November 12, 2002. 99.2 Certification Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated November 12, 2002. 99.3 Certification Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated November 12, 2002. 99.4 Certification Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated November 12, 2002. 4

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘8-K’ Filing    Date First  Last      Other Filings
Filed on / For Period End:11/12/021410-K/A,  10-Q
9/29/022
6/29/02210-K,  10-K/A
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Filing Submission 0000932440-02-000437   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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