Filed On 2/26/01 9:25pm ET ˇ SEC File 5-58777 ˇ Accession Number 927356-1-247
As Of Filer Filing As/For/On Docs:Pgs Issuer Agent
2/27/01 Coors Jeffrey H SC 13D 2:22 Coorstek Inc Donnelley R R & S..08/FA
Adolph Coors/JR/Trust
Coors Jeffrey H
Grover C/Coors Trust
Herman F/Coors Trust
Jeffrey H. Coors
John K. Coors
Joseph Coors Jr
May Kistler Coors Trust
Peter H. Coors
William K. Coors
General Statement of Beneficial Ownership ˇ Schedule 13D
Filing Table of Contents
Document/Exhibit Description Pages Size
1: SC 13D General Statement of Beneficial Ownership 19 93K
2: EX-99 Joint Filing Agreement 3 16K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 2)*
CoorsTek, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $0.01 par value per share
--------------------------------------------------------------------------------
(Title of Class of Securities)
--------------------------------------------------------------------------------
217020 10 6
--------------------------------------------------------------------------------
(CUSIP Number)
[Enlarge/Download Table]
Joseph G. Warren, Jr. Whitney Holmes, Esq.
Chief Financial Officer, Secretary and Treasurer Hogan & Hartson L.L.P.
CoorsTek, Inc. One Tabor Center
16000 Table Mountain Parkway 1200 Seventeenth Street, Suite 1500
Golden, Colorado 80403 Denver, Colorado 80202
(303) 271-7040 (303) 899-7300
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
February 14, 2001
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the reporting person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of (S)(S) 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g),
check the following box .
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See (S). 240.13d-7 for other
parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 22 Pages)
SCHEDULE 13D
CUSIP No. 217020 10 6 Page 2 of 22 Pages
---------------------- ---------------------------
1 NAME OF REPORTING PERSONS
Adolph Coors, Jr. Trust
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) (a) [_]
(b) [X]
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
-------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Colorado
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
700,000
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 700,000
PERSON -----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
700,000
-------------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [_]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 6.6%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO*
-------------------------------------------------------------------------------
*The reporting person is a trust.
CUSIP No. 217020 10 6 Page 3 of 22 Pages
---------------------- ---------------------------
1 NAME OF REPORTING PERSONS
Grover C. Coors Trust
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) (a) [_]
(b) [X]
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
-------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Colorado
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
681,753
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 681,753
PERSON -----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
681,753
-------------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [_]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 6.5%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO*
-------------------------------------------------------------------------------
*The reporting person is a trust.
CUSIP No. 217020 10 6 Page 4 of 22 Pages
---------------------- ---------------------------
1 NAME OF REPORTING PERSONS
May Kistler Coors Trust
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) (a) [_]
(b) [X]
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
-------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Colorado
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
431,663
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 431,663
PERSON -----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
431,663
-------------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [_]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 4.1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO*
-------------------------------------------------------------------------------
*The reporting person is a trust.
CUSIP No. 217020 10 6 Page 5 of 22 Pages
---------------------- ---------------------------
1 NAME OF REPORTING PERSONS
Herman F. Coors Trust
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) (a) [_]
(b) [X]
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
-------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Colorado
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
358,750
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 358,750
PERSON -----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
358,750
-------------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [_]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 3.4%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO*
-------------------------------------------------------------------------------
*The reporting person is a trust.
CUSIP No. 217020 10 6 Page 6 of 22 Pages
---------------------- ---------------------------
1 NAME OF REPORTING PERSONS
William K. Coors
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) N/A
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) (a) [_]
(b) [X]
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
-------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
31,608
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 431,663
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 31,608
PERSON -----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
431,663
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
463,271
-------------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [_]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 4.4%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
-------------------------------------------------------------------------------
CUSIP No. 217020 10 6 Page 7 of 22 Pages
---------------------- ---------------------------
1 NAME OF REPORTING PERSONS
John K. Coors
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) N/A
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) (a) [_]
(b) [X]
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
-------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
111,883*
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 431,663
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 111,883*
PERSON -----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
431,663
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
543,546*
-------------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [_]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 5.2%*
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
-------------------------------------------------------------------------------
*Amounts beneficially owned and the percentage of ownership include the right to
acquire beneficial ownership within 60 days of 109,102 shares.
CUSIP No. 217020 10 6 Page 8 of 22 Pages
---------------------- ---------------------------
1 NAME OF REPORTING PERSONS
Peter H. Coors
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) N/A
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) (a) [_]
(b) [X]
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
-------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
2,268
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 431,663
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 2,268
PERSON -----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
431,663
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
433,931
-------------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [_]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 4.1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
-------------------------------------------------------------------------------
CUSIP No. 217020 10 6 Page 9 of 22 Pages
---------------------- ---------------------------
1 NAME OF REPORTING PERSONS
Joseph Coors, Jr.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) N/A
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) (a) [_]
(b) [X]
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
-------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
528,881*
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 431,663
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 528,881*
PERSON -----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
431,663
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
960,544*
-------------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [_]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 9.1%*
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
-------------------------------------------------------------------------------
*Amounts beneficially owned and the percentage of ownership include the right to
acquire beneficial ownership within 60 days of 451,714 shares.
CUSIP No. 217020 10 6 Page 10 of 22 Pages
---------------------- ---------------------------
1 NAME OF REPORTING PERSONS
Jeffrey H. Coors
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) N/A
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) (a) [_]
(b) [X]
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
N/A
-------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [_]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
18,134
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 431,663
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 18,134
PERSON -----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
431,663
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
449,797
-------------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) [_]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 4.3%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
-------------------------------------------------------------------------------
CUSIP No. 217020 10 6 Page 11 of 22 Pages
---------------------- ---------------------------
This Amendment No. 2 (this "Amendment") to the Schedule 13D originally
filed with the Securities Exchange Commission (the "SEC") on March 30, 2000 (the
"Initial 13D"), as amended by Amendment No. 1 to the Initial 13D (collectively,
the "Schedule 13D"), relates to Common Stock (as defined in Item 1 below) issued
by CoorsTek, Inc. (the "Company") and is being filed to disclose (i) the
appointment of Joseph Coors and Peter H. Coors as trustees for the Grover C.
Coors Trust, (ii) the appointment of John K. Coors as a trustee for the May
Kistler Coors Trust, (iii) the deemed beneficial ownership by John K. Coors of
greater than 5% of the outstanding shares of Common Stock resulting from his
appointment to the May Kistler Coors Trust, (iv) the termination of the
obligation of each of the May Kistler Coors Trust and the Herman F. Coors Trust
to make further filings with respect to the Common Stock, and (v) the
termination of the obligation of each of William K. Coors, Peter H. Coors and
Jeffrey H. Coors to make further filings in their individual capacities with
respect to the Common Stock. For convenience of reference, this Amendment
amends and restates the Schedule 13D in its entirety.
Item 1. Security and Issuer
-------------------
Item 1 to the Schedule 13D is amended and restated in its entirety to
read as follows:
This Schedule 13D relates to common stock, $0.01 par value per share,
issued by the Company ("Common Stock").
The Company's principal executive offices are located at 16000 Table
Mountain Parkway, Golden, Colorado 80403.
The Company designs and manufactures components and assemblies for
semiconductor capital equipment and for telecommunications, electronics,
automotive, medical and other industrial applications.
Item 2. Identity and Background
-----------------------
Item 2 to the Schedule 13D is amended and restated in its entirety to
read as follows:
This Schedule 13D is filed on behalf of each of the following persons
pursuant to Section 13(d) of the Securities Exchange Act of 1934, as amended
(the "Act"), with respect to Common Stock described in this Schedule 13D: the
Adolph Coors, Jr. Trust; the Grover C. Coors Trust; the Herman F. Coors Trust;
the May Kistler Coors Trust; Jeffrey H. Coors; Joseph Coors, Jr.; Peter H.
Coors; William K. Coors; and John K. Coors (collectively, the "Reporting
Persons").
Each Reporting Person disavows that he or it is acting with any other
Reporting Person(s) as a "group" under Section 13(d)(3) of the Act.
The Reporting Persons are making a single joint filing pursuant to
Rule 13d-1(k)(1) or Rule 13d-1(k)(2).
A. Trusts
[Enlarge/Download Table]
Principal Place
Name of Business Citizenship Purpose Trustees
---- --------------- ----------- --------- --------
Adolph Coors, Jr. William K. Coors Administered under the To manage trust Jeffrey H. Coors, William K.
Trust Adolph Coors Company laws of the State of assets for the Coors, J. Bradford Coors, Peter
c/o Patricia J. Smith Colorado benefit of a class H. Coors, Melissa Eaton Coors
311 10th Street, Mail NH311 of beneficiaries
Golden, Colorado 80401
CUSIP No. 217020 10 6 Page 12 of 22 Pages
---------------------- ---------------------------
[Enlarge/Download Table]
Principal Place
Name of Business Citizenship Purpose Trustees
---- --------------- ----------- --------- --------
Grover C. Coors William K. Coors Administered under To manage trust Jeffrey H. Coors, William K.
Trust Adolph Coors Company the laws of the State assets for the Coors, John K. Coors, Joseph
c/o Patricia J. Smith of Colorado benefit of a class Coors, Jr., Peter H. Coors,
311 10th Street, Mail NH311 of beneficiaries Joseph Coors
Golden, Colorado 80401
Principal Place
Name of Business Citizenship Purpose Trustees
---- --------------- ----------- --------- --------
May Kistler Coors William K. Coors Administered under To manage trust Jeffrey H. Coors, William K.
Trust Adolph Coors Company the laws of the State assets for the Coors, Peter H. Coors,
c/o Patricia J. Smith of Colorado benefit of a class Joseph Coors, Jr., John K. Coors
311 10th Street, Mail NH311 of beneficiaries
Golden, Colorado 80401
Principal Place
Name of Business Citizenship Purpose Trustees
---- --------------- ----------- --------- --------
Herman F. Coors William K. Coors Administered under To manage trust Jeffrey H. Coors, William K.
Trust Adolph Coors Company the laws of the State assets for the Coors, Peter H. Coors, Joseph
c/o Patricia J. Smith of Colorado benefit of a class Coors, Jr., John K. Coors,
311 10th Street, Mail NH311 of beneficiaries Darden K. Coors
Golden, Colorado 80401
None of the above named trusts have, during the last five years, (i)
been convicted in a criminal proceeding or (ii) been a party to a civil
proceeding and as a result of which was or is subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws, or a judgment, decree
or final order finding any violations with respect to such laws.
B. Natural Persons
Each of the following individuals is a trustee of one or more of the
trusts identified in Item 2, subsection A. In addition, pursuant to Rule 13d-3,
Joseph Coors, Jr. and John K. Coors may be deemed to beneficially own 431,663
shares of Common Stock held in the May Kistler Coors Trust and as a result be
deemed to beneficially own in excess of 5% of the Company's Common Stock.
Joseph Coors, Jr. and John K. Coors disclaim beneficial ownership of the shares
of Common Stock held by the May Kistler Coors Trust.
[Enlarge/Download Table]
Name Business Address Present Principal Occupation
-------------------- ----------------------------------------------- ---------------------------------------------
Darden K. Coors c/o Graphic Packaging International Corporation Counsel of Graphic Packaging International
81 Hall Street Corporation ("Graphic Packaging"), a company
Concord, New Hampshire 03301 in the packaging-based business.
J. Bradford Coors c/o Adolph Coors Company General Manager of Adolph Coors Company
311 10th Street, Mail #BC400 ("Coors"), a holding company for beer and
Golden, Colorado 80401 other consumer beverage manufacturing
businesses.
CUSIP No. 217020 10 6 Page 13 of 22 Pages
---------------------- ---------------------------
[Enlarge/Download Table]
Name Business Address Present Principal Occupation
-------------------- ----------------------------------------------- -----------------------------------------------------
Jeffrey H. Coors c/o Graphic Packaging International Corporation Chairman, President, and a director of Graphic
4455 Table Mountain Drive Packaging.
Golden, Colorado 80403
John K. Coors c/o CoorsTek, Inc. Chairman, Chief Executive Officer, President and
16000 Table Mountain Parkway director of the Company.
Golden, Colorado 80403
Joseph Coors c/o Adolph Coors Company Director Emeritus of Graphic Packaging; Director
311 10th Street, Mail #NH311 Emeritus of Coors.
Golden, Colorado 80401
Joseph Coors, Jr. c/o CoorsTek, Inc. Retired.
16000 Table Mountain Parkway
Golden, Colorado 80403
Melissa Eaton Coors c/o Coors Brewing Company Denver Venue Manager for Coors Brewing Company
311 10th Street, Mail #NH495 ("Coors Brewing"), a brewery and subsidiary of Coors.
Golden, Colorado 80401
Peter H. Coors c/o Adolph Coors Company Chief Executive Officer, President, and a director of
311 10th Street, Mail #NH300 Coors; Chairman of Coors Brewing.
Golden, Colorado 80401
William K. Coors c/o Adolph Coors Company Director Emeritus of the Company; Director of Graphic
311 10th Street, Mail #NH311 Packaging; Chairman of the Board of Coors
Golden, Colorado 80401
None of the above named persons have, during the last five years, (i)
been convicted in a criminal proceeding or (ii) been a party to a civil
proceeding and as a result of which was or is subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws, or finding any
violations with respect to such laws.
All of the above named persons are citizens of the United States of
America.
Item 3. Source and Amount of Funds or Other Consideration
-------------------------------------------------
Item 3 to the Schedule 13D is amended and restated in its entirety to
read as follows:
All shares of the Common Stock held by the Reporting Persons other
than Joseph Coors, Jr. and John K. Coors were acquired in the spin-off of the
Company from Graphic Packaging (formerly known as ACX Technologies, Inc.). One
share of the Company's Common Stock was distributed for every four shares of
common stock of Graphic Packaging held by the Reporting Persons under the
Company's Registration Statement on Form 10, initially filed with the SEC under
the Act on October 6, 1999. All of the shares of Common Stock beneficially
owned by Joseph Coors, Jr. and John K. Coors were acquired in the spin-off of
the Company from Graphic Packaging, except for 56,991 shares of Common Stock
purchased upon the exercise of options by Joseph Coors, Jr. since January 1,
2000 at an aggregate purchase price of $1,384,165 and except for 2,169 shares of
Common Stock purchased upon the exercise of options or otherwise acquired by
John K. Coors since January 1, 2000 at an aggregate purchase price of $35,428.
Except as otherwise noted in the following
CUSIP No. 217020 10 6 Page 14 of 22 Pages
---------------------- ---------------------------
sentence, all shares purchased by Joseph Coors, Jr. and John K. Coors since
January 1, 2000 were purchased with each individual's personal funds either
through the exercise of outstanding employee stock options or the Company's
employee stock purchase plan. 350 of the shares acquired by John K. Coors since
January 1, 2000 were purchased for $21.00 per share in the open market for which
he used personal funds.
Item 4. Purpose of Transaction
----------------------
Item 4 to the Schedule 13D is amended and restated in its entirety to
read as follows:
The purpose of the spin-off transaction described in Item 3 was for
each of the Reporting Persons, among other investors, to acquire securities of
the Company for investment purposes and for the Company to continue its
operations as a separate entity from Graphic Packaging.
Except as provided in the following sentence, none of the Reporting
Persons has any present plan or proposal that relates to or would result in: (a)
the acquisition by any person of additional securities of the Company, or the
disposition of securities of the Company; (b) an extraordinary corporate
transaction, involving the Company or any of its subsidiaries; (c) a sale or
transfer of a material amount of assets of the Company or any of its
subsidiaries; (d) any change in the present board of directors of the Company or
management of the Company; (e) any material change in the present capitalization
or dividend policy of the Company; (f) any material change in the Company's
business or corporate structure; (g) any change in the Company's certificate of
incorporation or bylaws, or other action which may impede the acquisition of
control of the Company by any person; (h) causing a class of securities of the
Company to be delisted from a national securities exchange or to cease to be
authorized to be quoted in an inter-dealer quotation system of a registered
national securities association; (i) a class of equity securities of the Company
becoming eligible for termination of registration pursuant to Section 12(g)(4)
of the Act; or (j) any action similar to any of the foregoing. John K. Coors
has from time to time made open market purchases of shares of Common Stock and
may in the future make open market purchases of shares of Common Stock depending
on the then prevailing market conditions.
Item 5. Interest in Securities of the Issuer
------------------------------------
Item 5 to the Schedule 13D is amended and restated in its entirety to
read as follows:
As of December 31, 2000, there were 10,539,080 shares of Common Stock
outstanding.
Adolph Coors, Jr. Trust
(a) (i) Amount beneficially owned: 700,000
(ii) Percent of class: Approximately 6.6%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 700,000
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition
of: 700,000
(iv) Shared power to dispose or to direct the
disposition of: 0
Grover C. Coors Trust
(a) (i) Amount beneficially owned: 681,753
(ii) Percent of class: Approximately 6.5%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 681,753
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition
of: 681,753
(iv) Shared power to dispose or to direct the
disposition of: 0
CUSIP No. 217020 10 6 Page 15 of 22 Pages
---------------------- ---------------------------
May Kistler Coors Trust
(a) (i) Amount beneficially owned: 431,663
(ii) Percent of class: Approximately 4.1%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 431,663
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition
of: 431,663
(iv) Shared power to dispose or to direct the
disposition of: 0
Herman F. Coors. Trust
(a) (i) Amount beneficially owned: 358,750
(ii) Percent of class: Approximately 3.4%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 358,750
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition
of: 358,750
(iv) Shared power to dispose or to direct the
disposition of: 0
William K. Coors
(a) (i) Amount beneficially owned: 463,271*
(ii) Percent of class: Approximately 4.4%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 31,608
(ii) Shared power to vote or to direct the vote: 431,663
(iii) Sole power to dispose or to direct the disposition
of: 31,608
(iv) Shared power to dispose or to direct the
disposition of: 431,663
*Amount includes 431,633 shares of Common Stock held in the May Kistler Coors
Trust, of which William K. Coors serves as a trustee, and as to which William K.
Coors may be deemed to be the beneficial owner. William K. Coors disclaims
beneficial ownership of such shares of Common Stock.
Joseph Coors
(a) (i) Amount beneficially owned: 63,284*
(ii) Percent of class: Approximately 0.6%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 784
(ii) Shared power to vote or to direct the vote: 62,500*
(iii) Sole power to dispose or to direct the disposition
of: 784
(iv) Shared power to dispose or to direct the
disposition of: 62,500*
*Joseph Coors has shared power to vote or dispose of or to direct the vote or
disposition of 62,500 shares of Common Stock which are held in the Joseph Coors
Trust, a revocable trust for his benefit.
Peter H. Coors
(a) (i) Amount beneficially owned: 433,931*
(ii) Percent of class: Approximately 4.1%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 2,268
(ii) Shared power to vote or to direct the vote: 431,663
CUSIP No. 217020 10 6 Page 16 of 22 Pages
---------------------- ---------------------------
(iii) Sole power to dispose or to direct the disposition
of: 2,268
(iv) Shared power to dispose or to direct the
disposition of: 431,663
*Amount includes 431,633 shares of Common Stock held in the May Kistler Coors
Trust, of which Peter H. Coors serves as a trustee, and as to which Peter H.
Coors may be deemed to be the beneficial owner. Peter H. Coors disclaims
beneficial ownership of such shares of Common Stock.
Joseph Coors, Jr.
(a) (i) Amount beneficially owned: 960,544*
(ii) Percent of class: Approximately 9.1%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 528,881
(ii) Shared power to vote or to direct the vote: 431,663
(iii) Sole power to dispose or to direct the disposition
of: 528,881
(iv) Shared power to dispose or to direct the
disposition of: 431,663
*Amounts beneficially owned and the percentage of ownership include the right to
acquire beneficial ownership within 60 days of 451,714 shares. Amount includes
431,633 shares of Common Stock held in the May Kistler Coors Trust, of which
Joseph Coors, Jr. serves as a trustee, and as to which Joseph Coors, Jr. may be
deemed to be the beneficial owner. Joseph Coors, Jr. disclaims beneficial
ownership of such shares of Common Stock.
Jeffrey H. Coors
(a) (i) Amount beneficially owned: 449,797*
(ii) Percent of class: Approximately 4.3%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 18,134
(ii) Shared power to vote or to direct the vote: 431,663
(iii) Sole power to dispose or to direct the disposition
of: 18,134
(iv) Shared power to dispose or to direct the
disposition of: 431,663
*Amount includes 431,633 shares of Common Stock held in the May Kistler Coors
Trust, of which Jeffrey H. Coors serves as a trustee, and as to which Jeffrey H.
Coors may be deemed to be the beneficial owner. Jeffrey H. Coors disclaims
beneficial ownership of such shares of Common Stock.
J. Bradford Coors
(a) (i) Amount beneficially owned: 250
(ii) Percent of class: Approximately 0.0%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 250
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition
of: 250
(iv) Shared power to dispose or to direct the
disposition of: 0
Melissa Eaton Coors
(a) (i) Amount beneficially owned: 0
(ii) Percent of class: Approximately 0.0%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition
of: 0
CUSIP No. 217020 10 6 Page 17 of 22 Pages
---------------------- ---------------------------
(iv) Shared power to dispose or to direct the
disposition of: 0
John K. Coors
(a) (i) Amount beneficially owned: 543,546*
(ii) Percent of class: Approximately 5.2%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 111,883
(ii) Shared power to vote or to direct the vote: 431,663
(iii) Sole power to dispose or to direct the disposition
of: 111,883
(iv) Shared power to dispose or to direct the
disposition of: 431,663
*Amounts beneficially owned and the percentage of ownership include the right to
acquire beneficial ownership within 60 days of 109,102 shares. Amount includes
431,633 shares of Common Stock held in the May Kistler Coors Trust, of which
John K. Coors serves as a trustee, and as to which John K. Coors may be deemed
to be the beneficial owner. John K. Coors disclaims beneficial ownership of such
shares of Common Stock.
Darden K. Coors
(a) (i) Amount beneficially owned: 41
(ii) Percent of class: Approximately 0.0%
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 41
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition
of: 41
(iv) Shared power to dispose or to direct the
disposition of: 0
None of the Reporting Persons have effected any transaction in the
Common Stock during the last 60 days.
On or about July 19, 2000, as the result of the public offering and
sale by the Company of 3,000,000 shares of Common Stock, each of the following
Reporting Persons ceased to be the beneficial owners of more than 5% of the
Common Stock: May Kistler Coors Trust; Herman F. Coors Trust; William K. Coors;
Peter H. Coors; and Jeffrey H. Coors.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
---------------------------------------------------------------------
to Securities of the Issuer
---------------------------
Item 6 to the Schedule 13D is amended and restated in its entirety to
read as follows:
William K. Coors, Joseph Coors, Peter H. Coors, Joseph Coors, Jr.,
Jeffrey H. Coors, J. Bradford Coors, Melissa Eaton Coors, Darden K. Coors and
John K. Coors presently serve or in the past served as trustees of one or more
of the Adolph Coors, Jr. Trust, the Grover C. Coors Trust, the May Kistler Coors
Trust, and the Herman F. Coors Trust. Each trust has three or more trustees.
Under the trust agreement evidencing each of the trusts (other than the May
Kistler Coors Trust), the affirmative vote of a majority of the trustees is
required to determine how shares of Common Stock held by the trust will be voted
or to dispose of any shares of Common Stock held by the trust. Under the trust
agreement evidencing the May Kistler Coors Trust, the affirmative vote of all of
the trustees is required to determine how shares of Common Stock held by the
trust will be voted or to dispose of any shares of Common Stock held by the
trust. Except as described herein, no Reporting Person is a party to any
contract, arrangement, or understanding with respect to the Common Stock.
CUSIP No. 217020 10 6 Page 18 of 22 Pages
---------------------- ---------------------------
Item 7. Material to be Filed as Exhibits
--------------------------------
Exhibit 1: Joint Filing Agreement of Reporting Persons pursuant to
Rule 13d-1(k)(1)(iii), which includes a power of attorney to John K. Coors from
each of Adolph Coors, Jr. Trust, Grover C. Coors Trust, May Kistler Coors Trust,
Herman F. Coors Trust, William K. Coors, Joseph Coors, Jr., Peter H. Coors, and
Jeffrey H. Coors.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 26, 2001
ADOLPH COORS, JR. TRUST
By: /s/ John K. Coors
-----------------
Attorney-in-fact
GROVER C. COORS TRUST
By: /s/ John K. Coors
-----------------
Attorney-in-fact
MAY KISTLER COORS TRUST
By: /s/ John K. Coors
-----------------
Attorney-in-fact
HERMAN F. COORS TRUST
By: /s/ John K. Coors
-----------------
Attorney-in-fact
WILLIAM K. COORS
By: /s/ John K. Coors
-----------------
Attorney-in-fact
CUSIP No. 217020 10 6 Page 19 of 22 Pages
---------------------- ---------------------------
JOSEPH COORS
By: /s/ John K. Coors
-----------------
Attorney-in-fact
JOSEPH COORS, JR.
By: /s/ John K. Coors
-----------------
Attorney-in-fact
JEFFREY H. COORS
By: /s/ John K. Coors
-----------------
Attorney-in-fact
JOHN K. COORS
By: /s/ John K. Coors
-----------------
Dates Referenced Herein and Documents Incorporated By Reference
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