General Statement of Beneficial Ownership · Schedule 13D
Filing Table of Contents
Document/Exhibit Description Pages Size
1: SC 13D General Statement of Beneficial Ownership 5 18K
2: EX-1 Underwriting Agreement 1 6K
3: EX-2 Plan of Acquisition, Reorganization, Arrangement, 1 6K
Liquidation or Succession
4: EX-3 Articles of Incorporation/Organization or By-Laws 32 99K
EX-1 · Underwriting Agreement
EXHIBIT 1
Information Concerning the Directors and Officers of
University Capital Strategies Group, LLC
The names and present principal occupations of the directors and executive
officers of University Capital Strategies Group, LLC ("UCSG") are set forth
below. During the last five years, none of these individuals has been
convicted in any criminal proceeding (excluding traffic violations and
similar misdemeanors) or has been a party to any civil proceeding of a
judicial or administrative body as a result of which such person was or is
subject to a judgment, decree or final order enjoining future violations of,
or prohibiting or mandating activities subject to, federal or state
securities laws or finding violations with respect to such laws. All of the
individuals listed below are citizens of the United States.
[Enlarge/Download Table]
Direct or
Indirect
Present Principal Beneficial
Position with Occupation or Ownership
Name UCSG Employment Address in UCSG
---- ---- ---------- ------- -------
Patrick J. Hess Director, UCSG 408 St. Peter Street 36.25%
President and CEO St. Paul, MN 55102
of UCSG
Michael P. McCormick Director, UCSG 408 St. Peter Street 36.25%
Secretary St. Paul, MN 55102
Kenneth F. Gudorf Director President, Agio 601 Second Avenue S. 5%
Capital Corp. Minneapolis, MN 55402
Gregory Herrick Director Self Employed 2650 W. Stonecrop Rd. 20%
P.O. Box 6291
Jackson, WY 83002
John R. Nagel Director Self Employed 1446 Westwood Drive 2.5%
Minnetrista, MN 55364
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