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Bank of New York Trust Co Cayman Ltd, et al. · SC 13G · Masco Corp/DE · On 4/10/01

Filed On 4/10/01, 12:41pm ET   ·   Accession Number 912057-1-507755   ·   SEC File 5-10568

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  As Of                Filer                Filing    For/On/As Docs:Size              Issuer               Agent

 4/10/01  Bank of NY Trust Co Cayman Ltd    SC 13G                 1:14K  Masco Corp/DE                     Merrill Corp/FA
          Bank of New York Trust Co Cayman Ltd
          Bank of NY Trust Co, Trustee the Beverley Settlement

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                      7     27K 


Document Table of Contents

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11st Page   -   Filing Submission
4Item 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
5Item 4. Ownership
"Item 5. Ownership of Five Percent or Less of A Class
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
"Item 8. Identification and Classification of Members of the Group
"Item 9. Notice of Dissolution of Group
6Item 10. Certification
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ------ Masco Corporation -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $1.00 per share -------------------------------------------------------------------------------- (Title of Class of Securities) 574599106 ---------------------------------- (CUSIP Number) December 31, 2000 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /X/ Rule 13d-1(b) / / Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 574599106 --------- ------------------------------------------------------------------------------- (1) Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). The Bank of New York Trust Company (Cayman) Limited, Trustee of The Manchester Settlement (Tax I.D. No. 98-0223283) ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (See Instructions) (b) / / ------------------------------------------------------------------------------- (3) SEC Use Only ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Cayman Islands ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 21,208,282 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With: 0 -------------------------------------------------- (7) Sole Dispositive Power 21,208,282 -------------------------------------------------- (8) Shared Dispositive Power 0 ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 21,208,282 ------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) /X/ ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (11) 4.8% ------------------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions) BK -------------------------------------------------------------------------------
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CUSIP No. 574599106 --------- ------------------------------------------------------------------------------- (1) Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). The Bank of New York Trust Company (Cayman) Limited, Trustee of The Beverley Settlement (Tax I.D. No. 98-6050789) ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (See Instructions) (b) / / ------------------------------------------------------------------------------- (3) SEC Use Only ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Cayman Islands ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 15,456,337 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With: 0 -------------------------------------------------- (7) Sole Dispositive Power 15,456,337 -------------------------------------------------- (8) Shared Dispositive Power 0 ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 15,456,337 ------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) /X/ ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (11) 3.5% ------------------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions) BK -------------------------------------------------------------------------------
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ITEM 1. (a) Name of Issuer Masco Corporation (the "Issuer") --------------------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices 21001 Van Born Road Taylor, MI 48180 --------------------------------------------------------------------- ITEM 2. (a) Name of Person Filing The Bank of New York Trust Company (Cayman) Limited, Trustee of the Manchester Settlement and The Beverley Settlement --------------------------------------------------------------------- (b) Address of Principal Business Office or, if none, Residence The Bank of New York Trust Company (Cayman) Limited Attn: J. Norman A. Wylie, President 1290 Avenue of the Americas, 5th Floor New York, NY 10104 --------------------------------------------------------------------- (c) Citizenship Cayman Islands --------------------------------------------------------------------- (d) Title of Class of Securities Common Stock $1.00 par value per share (the "Common Stock") --------------------------------------------------------------------- (e) CUSIP Number 574599106 --------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) /X/ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) / / Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) / / Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) / / An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E). (f) / / An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F). (g) / / A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G). (h) / / A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) / / A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) / / Group, in accordance with section 240.13d-1(b)(1)(ii)(J).
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ITEM 4. OWNERSHIP The Bank of New York Trust Company (Cayman) Limited, Trustee of The Manchester Settlement, acquired all of the shares previously reported on the prior Form 13G as held by Buckingham Limited Partnership and certain other Buckingham reporting entities. The Trustee of the Manchester Settlement currently holds 21,208,282 shares of Common Stock, which represents approximately 4.8% of the class outstanding at September 30, 2000. (At December 31, 2000, the Trustee of The Manchester Settlement held 26,173,979 shares.) The Trustee of The Manchester Settlement may be deemed pursuant to Rule 13d-3 under the Securities Exchange Act of 1934 to beneficially own, and to share voting and dispositive power in respect of, the 15,456,337 shares held by The Beverley Settlement. The Bank of New York Trust Company (Cayman) Limited, Trustee of The Beverley Settlement, holds 15,456,337 shares of Common Stock, which represents approximately 3.5% of the class outstanding at September 30, 2000. The Trustee of The Beverley Settlement may be deemed pursuant to Rule 13d-3 under the Securities Exchange Act of 1934 to beneficially own the 21,208,282 shares currently held by The Manchester Settlement. The Trustee of The Manchester Settlement disclaims beneficial ownership as to the shares of Common Stock held by The Beverley Settlement. The Trustee of The Beverley Settlement disclaims beneficial ownership as to the shares of Common Stock held by The Manchester Settlement. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS NOT APPLICABLE If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. / / ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Malcolm S. Healey, a citizen and resident of the United Kingdom has the right to direct the receipt of dividends from The Manchester Settlement. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY NOT APPLICABLE ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NOT APPLICABLE ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE
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ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 5, 2001 THE MANCHESTER SETTLEMENT* THE BEVERLEY SETTLEMENT* By: The Bank of New York Trust By: The Bank of New York Trust Company (Cayman) Limited, Company (Cayman) Limited, Trustee Trustee By: /s/ J. Norman A. Wylie By: /s/ J. Norman A. Wylie -------------------------- ---------------------------- J.Norman A. Wylie J.Norman A. Wylie Its: President Its: President ----------------- * Pursuant to the Joint Filing Agreement attached hereto as Exhibit I, among The Bank of New York Trust Company (Cayman) Limited, Trustee of both The Manchester Settlement and The Beverley Settlement, this statement on Schedule 13G is filed on behalf of the Trustee of both the Manchester Settlement and the Beverley Settlement.
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EXHIBIT I JOINT FILING AGREEMENT The undersigned agree that the Schedule 13G to which this statement is attached as an exhibit is filed on behalf of each of the undersigned pursuant to Rule 13d-1(k)(1) of the Securities Exchange Act of 1934, as amended. Dated: February 5, 2001 THE BEVERLEY SETTLEMENT* By: The Bank of New York Trust Company (Cayman) Limited, Trustee By: /s/ J. Norman A. Wylie ---------------------------- J.Norman A. Wylie Its: President THE MANCHESTER SETTLEMENT* By: The Bank of New York Trust Company (Cayman) Limited, Trustee By: /s/ J. Norman A. Wylie -------------------------- J.Norman A. Wylie Its: President

Dates Referenced Herein   and   Documents Incorporated By Reference

Referenced-On Page
This SC 13G Filing   Date First   Last      Other Filings
9/30/00510-Q
12/31/001510-K
2/5/0167
Filed On / Filed As Of4/10/01
 
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