Filed On 5/9/03 12:33pm ET · SEC File 5-57815 · Accession Number 895345-3-302
As Of Filer Filing As/For/On Docs:Pgs Issuer Agent
5/09/03 Ge Capital Equity Investments Inc SC 13D/A 5:30 Healthgate Data Corp Fried Fr..Jacobson/NY/FA
Amendment to General Statement of Beneficial Ownership · Schedule 13D
Filing Table of Contents
Document/Exhibit Description Pages Size
1: SC 13D/A Amendment to General Statement of Beneficial 17 113K
Ownership
2: EX-99 Exhibit 1 1 8K
3: EX-99 Exhibit 12 2± 10K
4: EX-99 Power of Attorney 2± 10K
5: EX-99 Exhibit 13 8± 35K
SC 13D/A · Amendment to General Statement of Beneficial Ownership
Document Table of Contents
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 1* )
Under the Securities Exchange Act of 1934
HealthGate Data Corp.
-------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $.01 par value
-------------------------------------------------------------------------------
(Title of Class of Securities)
42222h 10 6
--------------------------------------------------------
(CUSIP Number)
PETER J. MUNIZ, Esq.
GE CAPITAL EQUITY INVESTMENTS, INC.
260 LONG RIDGE ROAD
STAMFORD, CONNECTICUT 06927
(203) 357-4000
-------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
May 7, 2003
--------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check
the following box |_|.
SCHEDULE 13D
CUSIP No. 42222h 10 6
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
GE Capital Equity Investments, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
3 SEC USE ONLY
4 SOURCE OF FUNDS
WC
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(D) OR 2(e) |_|
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, U.S.A.
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 0
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON 10 SHARED DISPOSITIVE POWER
WITH 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES |_|
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
CUSIP No. 42222h 10 6
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
General Electric Capital Corporation
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
3 SEC USE ONLY
4 SOURCE OF FUNDS
WC
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(D) OR 2(e) |_|
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, U.S.A.
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 0
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON 10 SHARED DISPOSITIVE POWER
WITH 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES |_|
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
CUSIP No. 42222h 10 6
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
General Electric Capital Services, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable.
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(D) OR 2(e) |_|
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, U.S.A.
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 0
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON 10 SHARED DISPOSITIVE POWER
WITH 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES |_|
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
CUSIP No. 42222h 10 6
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
National Broadcasting Company, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
3 SEC USE ONLY
4 SOURCE OF FUNDS
WC
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS2(D) OR 2(e) |_|
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, U.S.A.
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 0
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON 10 SHARED DISPOSITIVE POWER
WITH 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES |_|
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
CUSIP No. 42222h 10 6
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
General Electric Company
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
3 SEC USE ONLY
4 SOURCE OF FUNDS
Not applicable. (Non-cash consideration)
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(D) OR 2(e) |_|
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York, U.S.A.
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 0
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON 10 SHARED DISPOSITIVE POWER
WITH 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES |_|
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
14 TYPE OF REPORTING PERSON
CO
SCHEDULE 13D
ITEM 1. Security and Issuer
-------------------
Unchanged.
ITEM 2. Identity and Background
-----------------------
Item 2 is amended in its entirety as follows:
This statement is filed by and on behalf of GE Capital Equity
Investments, Inc. ("GE Equity"), General Electric Capital Corporation ("GE
Capital"), General Electric Capital Services, Inc. ("GECS"), the National
Broadcasting Company, Inc. ("NBC"), and General Electric Company ("GE"),
and amends the Statement on Schedule 13D filed by GE Capital, GE Equity,
GECS, and GE on February 10, 2000. GE Equity is a wholly-owned subsidiary
of GE Capital; GE Capital is a subsidiary of GECS; and GECS and NBC are
subsidiaries of GE. GE Equity, GE Capital, GECS, NBC, and GE are referred
to herein collectively as the "Reporting Persons." An agreement among the
Reporting Persons with respect to the filing of this statement is attached
hereto as Exhibit 1.
GE Equity is a Delaware corporation with its principal executive
offices located at 120 Long Ridge Road, Stamford, Connecticut 06927. The
principal business activities of GE Equity are the making, managing and
disposing of investments in private and public companies. GE Capital is a
Delaware corporation with its principal executive offices located at 260
Long Ridge Road, Stamford, Connecticut 06927. GE Capital, together with its
affiliates, operates primarily in the financing industry and, to a lesser
degree, in the life insurance and property/casualty insurance industries.
GECS is a Delaware corporation with its principal executive offices located
at 260 Long Ridge Road, Stamford, Connecticut 06927. GECS is a holding
company which owns all the common stock of GE Capital and other
subsidiaries. NBC is a Delaware corporation with its principal executive
offices located at 30 Rockefeller Plaza, New York, New York 10112. The
principal business activities of NBC are the operation of television and
cable broadcast networks and television stations. GE is a New York
corporation with its principal executive offices located at 3135 Easton
Turnpike, Fairfield, Connecticut 06431. GE engages in providing a wide
variety of industrial, commercial and consumer products and services.
The name, business address, present principal occupation or
employment, and citizenship of each director and executive officer of GE
Equity, GE Capital, GECS, NBC, and GE are set forth on Schedules I, II,
III, IV and V attached hereto, respectively.
During the last five years none of the Reporting Persons nor, to the
best of their knowledge, any of their directors or executive officers, has
been (i) convicted of any criminal proceeding (excluding traffic violations
or similar misdemeanors) or (ii) a party to a civil proceeding of a
judicial or administrative body of competent jurisdiction and as a result
of such proceeding was or is subject to a judgement, decree or final order
enjoining future violations of, or prohibiting or mandating activities
subject to federal or state securities laws or finding any violation with
respect to such laws.
ITEM 3. Source and Amount of Funds or Other Consideration
-------------------------------------------------
Item 3 is amended by adding the following paragraph:
On May 7, 2003, pursuant to a Stock Redemption & Warrant Cancellation
Agreement, (i) GE Equity transferred 835,485 shares of Common Stock to the
Issuer (ii) NBC transferred 318,182 shares of Common Stock to the Issuer,
(iii) NBC agreed to cancel a warrant to purchase 66,666 shares of Common
Stock, without exercise, (the "NBC Warrant"), and (iv) GE agreed to cancel
the Warrant without exercise, in exchange for the transfer from the Issuer
to NBC all of the Issuer's right, title and interest in the Issuer's
$5,250,000 general, unsecured claim against the assets of Medical SelfCare,
Inc. ("SelfCare") (the "SelfCare Note"). Pursuant to the transfer of
1,153,667 shares of Common Stock and the cancellation of the NBC Warrant
and the Warrant, the Reporting Persons no longer hold any securities of the
Issuer. The description of certain provisions of the Stock Redemption &
Warrant Cancellation does not purport to be a complete description thereof
and is qualified in its entirety by reference to the full provisions of the
Stock Redemption & Warrant Cancellation Agreement filed as an Exhibit to
this Statement.
ITEM 4. Purpose of Transaction
----------------------
Unchanged.
ITEM 5. Interest in Securities of the Issuer
------------------------------------
Item 5 is restated in its entirety as follows:
None of the Reporting Persons have beneficial ownership of any shares
of Common Stock.
As described in detail in Item 3 above, on May 7, 2003, GE Equity
transferred 835,485 shares of Common Stock to the Issuer, NBC transferred
318,182 shares of Common Stock to the Issuer, NBC cancelled the NBC
Warrant, and GE cancelled the Warrant, in exchange for the Selfcare Note.
As of May 7, 2003, the Reporting Persons ceased to be the beneficial
owners of more than five percent of the Issuer's Common Stock.
ITEM 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer
-------------------------------------------------------------
Item 6 is amended by adding the following:
Reference is made to the Stock Redemption & Warrant Cancellation
Agreement which is attached as Exhibit 13 and is hereby incorporated by
reference herein.
ITEM 7. Material to be Filed as Exhibits
--------------------------------
Item 7 is amended by adding the following:
Exhibit 13: Stock Redemption & Warrant Cancellation Agreement, dated as of
May 7, 2003 by and between the Issuer, GE Equity, GE, and NBC.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
Dated: May 9, 2003
GE CAPITAL EQUITY INVESTMENTS, INC.
By: /s/ Peter J. Muniz
------------------------------
Name: Peter J. Muniz
Title: Senior Vice President
GENERAL ELECTRIC CAPITAL CORPORATION
By: /s/ Peter J. Muniz
------------------------------
Name: Peter J. Muniz
Title: Department Operations Manager
GENERAL ELECTRIC CAPITAL SERVICES, INC.
By: /s/ Peter J. Muniz
------------------------------
Name: Peter J. Muniz
Title: Attorney-in-Fact*
NATIONAL BROADCASTING COMPANY, INC.
By: /s/ Elizabeth Newell
------------------------------
Name: Elizabeth Newell
Title: Assistant Secretary
GENERAL ELECTRIC COMPANY
By: /s/ Peter J. Muniz
------------------------------
Name: Peter J. Muniz
Title: Attorney-in-Fact*
* Power of attorney attached hereto as Exhibit 12.
SCHEDULE I
GE CAPITAL EQUITY INVESTMENTS, INC.
DIRECTORS
PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ---------------- --------------------
JOHN L. FLANNERY GE Capital Corporation President, Chairman
120 Long Ridge Road of the Board
Stamford, CT 06927
Mr. Flannery is a U.S. citizen.
GE CAPITAL EQUITY INVESTMENTS, INC.
EXECUTIVE OFFICERS
PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ---------------- --------------------
John L. Flannery, Jr. GE Capital Corporation President
120 Long Ridge Road
Stamford, CT 06927
Jonathan K. Sprole GE Capital Corporation Managing Director, General
120 Long Ridge Road Counsel and Secretary
Stamford, CT 06927
Frank Ertl GE Capital Corporation Senior Vice President,
120 Long Ridge Road Chief Financial Officer
Stamford, CT 06927 and Treasurer
William Bradley GE Capital Corporation Vice President, Controller
120 Long Ridge Road
Stamford, CT 06927
Peter J. Muniz GE Capital Corporation Senior Vice President,
120 Long Ridge Road Associate General Counsel
Stamford, CT 06927 and Assistant Secretary
Stephen Ezekiel GE Capital Corporation Senior Vice President,
120 Long Ridge Road Associate General Counsel
Stamford, CT 06927 and Assistant Secretary
Mark Horncastle GE Capital Corporation Senior Vice President,
120 Long Ridge Road Associate General Counsel
Stamford, CT 06927 and Assistant Secretary
Ian Sharpe GE Capital Corporation Vice President - Taxes
120 Long Ridge Road
Stamford, CT 06927
Citizenship
S. Ezekiel Australia
M. Horncastle United Kingdom
All Others U.S.A
SCHEDULE II
GENERAL ELECTRIC CAPITAL CORPORATION
DIRECTORS
PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ---------------- --------------------
David L. Calhoun GE Aircraft Engines Chief Executive Officer
1 Neumann Way
Cinchinnati, OH 45215
James A. Colica GE Capital Corporation Senior Vice President
360 Long Ridge Road
Stamford, CT 06927
Dennis D. Dammerman General Electric Company Vice Chairman of the
3135 Easton Turnpike Board and Executive
Fairfield, CT 06431 Officer
Michael D. Fraizer GE Insurance President
6604 W. Broad Street
Richmond, VA 23230
Arthur H. Harper GE Capital Corporation President, GE Equipment
260 Long Ridge Road Management
Stamford, CT 06927
Benjamin W. Heineman, General Electric Company Senior Vice President,
Jr. 3135 Easton Turnpike General Counsel and
Fairfield, CT 06431 Secretary
Jeffrey R. Immelt General Electric Company Chairman and CEO
3135 Easton Turnpike
Fairfield, CT 06431
Robert Jeffe General Electric Company Senior Vice President,
3135 Easton Turnpike Corporate Business
Fairfield, CT 06431 Development
John H. Myers GE Investment Corporation Chairman and President
3003 Summer Street, 7th
Fl.
Stamford, CT 06905
Michael A. Neal GE Capital Corporation President, GE Commercial
260 Long Ridge Road Finance
Stamford, CT 06927
David R. Nissen GE Capital Corporation President, Consumer
1600 Summer Street Finance
Stamford, CT 06927
James A. Parke GE Capital Corporation Vice Chairman and CFO
260 Long Ridge Road
Stamford, CT 06927
Ronald R. Pressman Employers Reinsurance Chairman, President & CEO
Corporation
5200 Metcalf
Overland Park, KS 66204
John M. Samuels General Electric Company Vice President & Senior
3135 Easton Turnpike Counsel
Fairfield, CT 06431 Corporate Taxes
Keith S. Sherin General Electric Company Senior Vice President,
3135 Easton Turnpike Finance
Fairfield, CT 06431 & CFO
Robert C. Wright National Broadcasting Chairman & CEO
Company, Inc.
30 Rockefeller Plaza
New York, NY 10112
Citizenship: U.S.A.
GENERAL ELECTRIC CAPITAL CORPORATION
OFFICERS
PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ---------------- --------------------
Michael D. Fraizer GE Insurance President
6604 W. Broad Street
Richmond, VA 23230
Michael A. Neal GE Capital Corporation President, GE Commercial
260 Long Ridge Road Finance
Stamford, CT 06927
Arthur H. Harper GE Capital Corporation President, GE Equipment
260 Long Ridge Road Management
Stamford, CT 06927
James A. Parke GE Capital Corporation Vice Chairman & CFO
260 Long Ridge Road
Stamford, CT 06927
David R. Nissen GE Capital Corporation President, Consumer
1600 Summer Street Finance
Stamford, CT 06927
Ronald R. Pressman Employers Reinsurance Chairman, President & CEO
Corporation
5200 Metcalf
Overland Park, KS 66204
Kathryn A. Cassidy GE Capital Corporation Senior Vice President
201 High Ridge Road Corp. Treasury & Global
Stamford, CT 06927 Funding
James A. Colica GE Capital Corporation Senior Vice President,
260 Long Ridge Road Global Risk Management
Stamford, CT 06927
Richard D'Avino GE Capital Corporation Senior Vice President,
777 Long Ridge Road Taxes
Stamford, CT 06927
Robert L. Lewis GE Capital Corporation Senior Vice President
120 Long Ridge Road
Stamford, CT 06927
Brian T. McAnaney GE Capital Corporation Vice President, General
260 Long Ridge Road Counsel and Secretary
Stamford, CT 06927
Joan C. Amble GE Capital Corporation Vice President and
260 Long Ridge Road Controller
Stamford, CT 06927
Citizenship: U.S.A.
SCHEDULE III
GENERAL ELECTRIC CAPITAL SERVICES, INC.
DIRECTORS
PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ---------------- --------------------
DeDavid L. Calhoun GE Aircraft Engines Chief Executive Officer
1 Neumann Way
Cinchinnati, OH 45215
James A. Colica GE Capital Corporation Senior Vice President
360 Long Ridge Road
Stamford, CT 06927
Dennis D. Dammerman General Electric Company Vice Chairman of the Board
3135 Easton Turnpike and Executive Officer
Fairfield, CT 06431
Michael D. Fraizer GE Insurance President
6604 W. Broad Street
Richmond, VA 23230
Arthur H. Harper GE Capital Corporation President, GE Equipment
260 Long Ridge Road Management
Stamford, CT 06927
Benjamin W. Heineman, General Electric Company Senior Vice President,
Jr. 3135 Easton Turnpike General Counsel and
Fairfield, CT 06431 Secretary
Jeffrey R. Immelt General Electric Company Chairman and CEO
3135 Easton Turnpike
Fairfield, CT 06431
Robert Jeffe General Electric Company Senior Vice President,
3135 Easton Turnpike Corporate Business
Fairfield, CT 06431 Development
John H. Myers GE Investment Corporation Chairman and President
3003 Summer Street, 7th
Fl.
Stamford, CT 06905
Michael A. Neal GE Capital Corporation President, GE Commercial
260 Long Ridge Road Finance
Stamford, CT 06927
David R. Nissen GE Capital Corporation President, Consumer Finance
1600 Summer Street
Stamford, CT 06927
James A. Parke GE Capital Corporation Vice Chairman and CFO
260 Long Ridge Road
Stamford, CT 06927
Ronald R. Pressman Employers Reinsurance Chairman, President & CEO
Corporation
5200 Metcalf
Overland Park, KS 66204
John M. Samuels General Electric Company Vice President & Senior
3135 Easton Turnpike Counsel
Fairfield, CT 06431 Corporate Taxes
Keith S. Sherin General Electric Company Senior Vice President,
3135 Easton Turnpike Finance
Fairfield, CT 06431 & CFO
Robert C. Wright National Broadcasting Chairman & CEO
Company, Inc.
30 Rockefeller Plaza
New York, NY 10112
Gary M. Reiner General Electric Company Sr. Vice President &
3135 Easton Turnpike Chief Information Officer
Fairfield, CT 06431
Gary L. Rogers General Electric Company Vice Chairman
3135 Easton Turnpike
Fairfield, CT 06431
John M. Samuels General Electric Company Vice President & Senior
3135 Easton Turnpike Counsel
Fairfield, CT 06431 Corporate Taxes
Keith S. Sherin General Electric Company Senior Vice President,
3135 Easton Turnpike Finance
Fairfield, CT 06431 & CFO
Edward D. Stewart GE Capital Corporation Executive Vice President
1600 Summer Street
Stamford, CT 06927
Robert C. Wright National Broadcasting Chairman & CEO
Company,Inc.
30 Rockefeller Plaza
New York, NY 10112
Citizenship: U.S.A.
GENERAL ELECTRIC CAPITAL SERVICES, INC.
EXECUTIVE OFFICERS
PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ---------------- --------------------
DeMichael D. Fraizer GE Insurance President
6604 W. Broad Street
Richmond, VA 23230
Michael A. Neal GE Capital Corporation President, GE
260 Long Ridge Road Commercial Finance
Stamford, CT 06927
Arthur H. Harper GE Capital Corporation President, GE Equipment
260 Long Ridge Road Management
Stamford, CT 06927
James A. Parke GE Capital Corporation Vice Chairman & CFO
260 Long Ridge Road
Stamford, CT 06927
David R. Nissen GE Capital Corporation President, Consumer
1600 Summer Street Finance
Stamford, CT 06927
Ronald R. Pressman Employers Reinsurance Chairman, President & CEO
Corporation
5200 Metcalf
Overland Park, KS 66204
Kathryn A. Cassidy GE Capital Corporation Senior Vice President
201 High Ridge Road Corp. Treasury & Global
Stamford, CT 06927 Funding
James A. Colica GE Capital Corporation Senior Vice President,
260 Long Ridge Road Global Risk Management
Stamford, CT 06927
Richard D'Avino GE Capital Corporation Senior Vice President,
777 Long Ridge Road Taxes
Stamford, CT 06927
P.D. Ameen GE Capital Corporation Senior Vice President
777 Long Ridge Road and Controller
Stamford, CT 06927
Steven F. Kluger GE Capital Corporation Senior Vice President,
777 Long Ridge Road Capital Markets
Stamford, CT 06927
Brian T. McAnaney GE Capital Corporation Vice President, General
260 Long Ridge Road Counsel and Secretary
Stamford, CT 06927
Joan C. Amble GE Capital Corporation Vice President and
260 Long Ridge Road Controller
Stamford, CT 06927
Marc J. Saperstein GE Capital Corporation Senior Vice President
260 Long Ridge Road Human Resources
Stamford, CT 06927
Joan C. Amble GE Capital Corporation Vice President and
260 Long Ridge Road Controller
Stamford, CT 06927
Citizenship: U.S.A.
SCHEDULE IV
NATIONAL BROADCASTING COMPANY, INC.
DIRECTORS
PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ---------------- --------------------
Dennis D. Dammerman General Electric Company Vice Chairman of the
3135 Easton Turnpike Board and Executive
Fairfield, CT 06431 Officer.
General Electric
Company;
Chairman, General
Electric Capital
Services, Inc.
A.M. Fudge General Electric Company Former Executive Vice
3135 Easton Turnpike President, Kraft
Fairfield, CT 06828 Foods, Inc.
Jeffrey R. Immelt General Electric Company Chairman of the Board
3135 Easton Turnpike and Chief Executive
Fairfield, CT 06431 Officer,
General Electric
Company
A. Jung Avon Products Chairman and Chief
1345 Avenue of the Executive Officer, Avon
Americas Products, Inc.
New York, NY 10105
A.G. Lafley The Procter and Gamble Chairman of the Board,
Company President and Chief
1 Procter & Gamble Plaza Executive
Cincinnati, OH 45202-3315
The Procter & Gamble
Company
K.G. Langone Invemed Associates, Inc. Chairman, President and
375 Park Avenue Chief Executive
New York, NY 10152 Officer,
Invermed Associates,
Inc.
R.S. Larsen Johnson & Johnson Former Chairman and
100 Albany Street Chief Executive Officer
Suite 200
New Brunswick, NJ 08901
R.B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief
309 West 49th Street Executive Officer
New York, NY 10019-7316
S. Nunn King & Spalding Partner, King & Spalding
191 Peachtree Stsreet,
N.E.
Atlanta, Georgia 30303
R.S. Penske Penske Corporation Chairman of the Board
2555 Telegraph Road and President,
Bloomfield Hills, MI Penske Corporation
28302-0954
G. L. Rogers General Electric Company Vice Chairman of the
3135 Easton Turnpike Board
Fairfield, CT 06431 and Executive Officer,
General Electric
Company
A.C. Sigler Champion International Retired Chairman of
Corporation the Board and CEO and
1 Champion Plaza Former Director,
Stamford, CT 06921 Champion International
Corporation
R.J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth
Cornell University Dean and Professor of
207 Sage Hall Accounting
Ithaca, NY 14853-6201
D.A. Warner III J.P. Morgan Chase & Co., Former Chairman of the
The Chase Manhattan Bank Board
and Morgan Guaranty
Trust Co. of New York
345 Park Avenue
New York, NY 10154
R. C. Wright National Broadcasting Vice Chairman of the
Company, Inc. Board and Executive
30 Rockefeller Plaza Officer,
New York, NY 10112 General Electric Company;
Chairman & Chief
Executive Officer,
National Broadcasting
Company, Inc.
Citizenship
A. Jung Canada
All Others U.S.A.
NATIONAL BROADCASTING COMPANY, INC
EXECUTIVE OFFICERS
PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ---------------- --------------------
J.R. Immelt General Electric Company Chairman of the Board
3135 Easton Turnpike and Chief Executive
Fairfield, CT 06431 Officer, General
Electric Company
R. C. Wright National Broadcasting Vice Chairman of the
Company, Inc. Board and Executive
30 Rockefeller Plaza Officer, General
New York, NY 10112 Electric Company;
Chairman and Chief
Executive Officer,
National Broadcasting
Company, Inc.
R. Falco National Broadcasting President/ Chief
Company, Inc. Operating Officer
30 Rockefeller Plaza
New York, NY 10112
M. Vachon National Broadcasting Executive Vice
Company, Inc. President/
30 Rockefeller Plaza Chief Financial
New York, NY 10112 Officer/
Treasurer
W. L. Bolster National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
R.B. Burgess National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
R. Cotton National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
D. Ebersol National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
J. W. Eck National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
B. W. Heineman, Jr. General Electric Company Senior Vice President
3135 Easton Turnpike General Counsel and
Fairfield, CT 06431 Secretary General
Electric
Company
J. W. Ireland III National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
P. Madison National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
S. Sassa National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
N. Shapiro National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
P. Steele National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
P. Thomas-Graham National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
L. Tu National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
E. Whelley National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
D. Zaslav National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
J. Zucker National Broadcasting Executive Vice
Company, Inc. President
30 Rockefeller Plaza
New York, NY 10112
Citizenship: U.S.A.
SCHEDULE V
GENERAL ELECTRIC COMPANY
DIRECTORS
PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ---------------- --------------------
J.I. Cash, Jr. Harvard Business School Professor of Business
Morgan Hall Administration-Graduate
Soldiers Field Road School of Business
Boston, MA 02163 Administration, Harvard
University
Dennis D. Dammerman General Electric Company Vice Chairman of the
3135 Easton Turnpike Board and Executive
Fairfield, CT 06431 Officer.
General Electric
Company;
Chairman, General
Electric Capital
Services, Inc.
A.M. Fudge General Electric Company Former Executive Vice
3135 Easton Turnpike President, Kraft Foods,
Fairfield, CT 06828 Inc.
C.X. Gonzalez Kimberly-Clark de Mexico, Chairman of the Board and
S.A. de C.V. Chief Executive Officer,
Jose Luis Lagrange 103, Kimberly-Clark de Mexico,
Tercero Piso Sa.A. de C.V.
Colonia Los Morales
Mexico, D.F. 11501, Mexico
Jeffrey R. Immelt General Electric Company Chairman of the Board and
3135 Easton Turnpike Chief Executive Officer,
Fairfield, CT 06431 General Electric Company
A. Jung Avon Products Chairman and Chief
1345 Avenue of the Americas Executive Officer, Avon
New York, NY 10105 Products, Inc.
A.G. Lafley The Procter and Gamble Chairman of the Board,
Company President and Chief
1 Procter & Gamble Plaza Executive
Cincinnati, OH 45202-3315 The Procter & Gamble
Company
K.G. Langone Invemed Associates, Inc. Chairman, President and
375 Park Avenue Chief Executive Officer,
New York, NY 10152 Invermed Associates,
Inc.
R.S. Larsen Johnson & Johnson Former Chairman and Chief
100 Albany Street Executive Officer
Suite 200
New Brunswick, NJ 08901
R.B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief
309 West 49th Street Executive Officer
New York, NY 10019-7316
S. Nunn King & Spalding Partner, King & Spalding
191 Peachtree Stsreet, N.E.
Atlanta, Georgia 30303
R.S. Penske Penske Corporation Chairman of the Board
2555 Telegraph Road and President,
Bloomfield Hills, MI Penske Corporation
28302-0954
G. L. Rogers General Electric Company Vice Chairman of the Board
3135 Easton Turnpike and Executive Officer,
Fairfield, CT 06431 General Electric Company
A.C. Sigler Champion International Retired Chairman of the
Corporation Board and CEO and
1 Champion Plaza Former Director,
Stamford, CT 06921 Champion International
Corporation
R.J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth
Cornell University Dean and Professor of
207 Sage Hall Accounting
Ithaca, NY 14853-6201
D.A. Warner III J.P. Morgan Chase & Co., Former Chairman of the
The Chase Manhattan Bank Board
and Morgan Guaranty
Trust Co.
of New York
345 Park Avenue
New York, NY 10154
R. C. Wright National Broadcasting Vice Chairman of the
Company, Inc. Board and Executive
30 Rockefeller Plaza Officer,
New York, NY 10112 General Electric Company;
Chairman & Chief
Executive Officer,
National Broadcasting
Company, Inc.
Citizenship
C.X. Gonzalez Mexico
A. Jung Canada
All Others U.S.A.
GENERAL ELECTRIC COMPANY
EXECUTIVE OFFICERS
PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ---------------- --------------------
J.R. Immelt General Electric Company Chairman of the Board
3135 Easton Turnpike and Chief Executive
Fairfield, CT 06431 Officer
P.D. Ameen General Electric Company Vice President and
3135 Easton Turnpike Controller
Fairfield, CT 06431
C.T. Begley General Electric Company Vice President - GE
2901 East Lake Road Transportation Systems
Erie, PA 16531
D.L. Calhoun General Electric Company Senior Vice President
1 Neumann Way GE Aircraft Engines
Cincinnati, OH 05215
J.P. Campbell General Electric Company Senior Vice President
Appliance Park GE Consumer Products
Louisville, KY 40225
W.J. Conaty General Electric Company Senior Vice President
3135 Easton Turnpike Human Resources
Fairfield, CT 06431
W.H. Cary General Electric Company Vice President
3135 Easton Turnpike Financial Planning &
Fairfield, CT 06431 Analysis
K.A. Cassidy General Electric Company Vice President & GE
201 High Ridge Road Treasurer
Stamford, CT 06927
D.D. Dammerman General Electric Company Vice Chairman of the Board
3135 Easton Turnpike and Executive Officer.
Fairfield, CT 06431 General Electric Company;
Chairman, General
Electric Capital
Services, Inc.
S.C. Donnelly General Electric Company Senior Vice President
One Research Circle Corporate Research and
Niskayuna 12309 Development
M.D. Fraizer General Electric Company Senior Vice President
6620 W. Broad Street GE Insurance
Richmond, VA 23230
Y. Fujimori General Electric Company Senior Vice President
21 Mita 1-chome GE Asia
Meguru-ku 3d Floor Alto
Tokyo, Japan 153-0062
A.H. Harper General Electric Company Senior Vice President - GE
260 Long Ridge Road Equipment Management
Stamford, CT 06927
B.W. Heinemann, Jr. General Electric Company Senior Vice President
3135 Easton Turnpike General Counsel and
Fairfield, CT 06431 Secretary
J.M. Hogan General Electric Company Senior Vice President
P.O. Box 414 GE Medical Systems
Milwaukee, WI 53201
R.A. Jeffe General Electric Company Senior Vice President
3135 Easton Turnpike Corporate Business
Fairfield, CT 06431 Development
J. Krenicki General Electric Company Senior Vice President
1 Plastics Avenue GE Plastics
Pittsfield, MA 01201
M.A. Neal General Electric Company Senior Vice President
260 Long Ridge Road GE Commercial Finance
Stamford, CT 06927
D.R. Nissen General Electric Company Senior Vice President
201 High Ridge Road GE Consumer Finance
Stamford, CT 06905-3417
J.A. Parke General Electric Company Senior Vice President -
260 Long Ridge Road General Electric Company
Stamford, CT 06927 Vice Chairman, GE Capital
Corporation
R.R. Pressman General Electric Company Senior Vice President
5200 Metcalf Avenue Employers Reinsurance
Overland Park, KS 66201 Corporation
G.M. Reiner General Electric Company Senior Vice President
3135 Easton Turnpike Chief Information Officer
Fairfield, CT 06431
J.G. Rice General Electric Company Senior Vice President
4200 Wildwood Parkway GE Power Systems
Atlanta, GA 30339
G. L. Rogers General Electric Company Vice Chairman of the Board
3135 Easton Turnpike and Executive Officer
Fairfield, CT 06431
K.S. Sherin General Electric Company Senior Vice President
3135 Easton Turnpike Finance and Chief
Fairfield, CT 06431 Financial Officer
R.F. Wacker General Electric Company Vice President - Corporate
3135 Easton Turnpike Investor Relations
Fairfield, CT 06431
L.G. Trotter General Electric Company Senior Vice President
41 Woodford Avenue GE Industrial Systems
Plainville, CT 06062
W. A. Woodburn General Electric Company Senior Vice President
187 Danbury Road GE Speciality Materials
Wilton, CT 06897
R.C. Wright National Broadcasting Vice Chairman of the Board
Company, Inc. and Executive Officer,
30 Rockefeller Plaza General Electric Company;
New York, NY 10112 Chairman & Chief
Executive Officer,
National Broadcasting
Company, Inc.
Citizenship:
Yoshiaki Fujimori Japan
All others U.S.A.
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