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Breeden Capital Management LLC – ‘SC 13D/A’ on 1/26/07 re: Applebees International Inc

On:  Friday, 1/26/07, at 11:33am ET   ·   Accession #:  903423-7-70   ·   File #:  5-40632

Previous ‘SC 13D’:  ‘SC 13D/A’ on 12/11/06   ·   Next:  ‘SC 13D/A’ on 4/26/07   ·   Latest:  ‘SC 13D/A’ on 2/15/13

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/26/07  Breeden Capital Management LLC    SC 13D/A               2:136K Applebees International Inc       Cleary Gottlieb Ste… LLP

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial        HTML     24K 
                          Ownership                                              
 2: EX-99.C     Miscellaneous Exhibit                               HTML     43K 


SC 13D/A   —   Amendment to General Statement of Beneficial Ownership


This is an HTML Document rendered as filed.  [ Alternative Formats ]



                                                                                                

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

Applebee’s International, Inc.


(Name of Issuer)

 

Common Stock, par value $0.01 per share


(Title of Class of Securities)

 

0000853665


(CUSIP Number)

 

Norman J. Harrison

Breeden Capital Management LLC

100 Northfield Street

Greenwich, Connecticut 06830

(203) 618-0065


(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

January 25, 2006


(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d -1(e), 240.13d -1(f) or 240.13d -1(g), check the following box. o

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d -7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

1

 

 

 



 

 

 


This Amendment No. 2 (this “Amendment”) relates to the Schedule 13D filed by Breeden Capital Management LLC (“Breeden Capital”) and Richard C. Breeden (together with, Breeden Partners (California) L.P., Breeden Partners L.P. and Breeden Partners Holdco Ltd., the “Reporting Persons” or “Breeden Partners”) with the Securities and Exchange Commission on September 29, 2006, as previously amended (the “Schedule 13D”), relating to the common stock, par value $.01 per share (“Common Stock”), of Applebee’s International, Inc., a Delaware corporation (the “Company”). Terms defined in the Schedule 13D are used herein with the same meaning.

 

Items 4 and 7 of the Schedule 13D are hereby amended and supplemented to add the following:

 

Item 4. Purpose of Transaction.

 

On January 25, 2007, the Reporting Persons delivered a letter to Mr. Douglas R. Conant, Chairman of the Compensation Committee of the Board of Directors of Applebee’s, to express their concerns with the Company’s executive compensation policies. A copy of the letter is attached hereto as Exhibit C and incorporated by reference herein.

 

Item 7. Material to be Filed as Exhibits.

 

Exhibit C

Letter to the Chairman of the Compensation Committee of January 25, 2007.

 

 

 

 

 

 

 

 

 

 

 

 



 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

January 26, 2007

  BREEDEN CAPITAL MANAGEMENT LLC
   
  By: /s/ Richard C. Breeden
         Richard C. Breeden
         Managing Member
   
   

 

BREEDEN PARTNERS L.P.

 

 

 

By: Breeden Capital Partners LLC, its general partner

 

 

 

By: /s/ Richard C. Breeden

 

Richard C. Breeden

 

Managing Member

 

 

 

 

 

BREEDEN PARTNERS (CALIFORNIA) L.P.

 

 

 

By: Breeden Capital Partners LLC, its general partner

 

 

 

By: /s/ Richard C. Breeden

 

Richard C. Breeden

 

Managing Member

 

 

 

 

 

BREEDEN PARTNERS HOLDCO LTD.

 

 

 

By: /s/ Richard C. Breeden

 

Richard C. Breeden

 

 Director

 

 

 

 

 

 

 

3

 

 

 



 

 

 

  BREEDEN PARTNERS (CAYMAN) LTD.

 

 

 

By: /s/ Richard C. Breeden

 

Richard C. Breeden

 

  Director

 

 

 

  /s/ Richard C. Breeden

 

Richard C. Breeden

 

 

 

 

4

 

 

 



 

 

Exhibit C

 

 

 

 

5

 

 

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13D/A’ Filing    Date    Other Filings
Filed on:1/26/07DFAN14A
1/25/07
9/29/06
1/25/06
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Filing Submission 0000903423-07-000070   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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