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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 10/19/16 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1659228 |
| Issuer Name: Bats Global Markets, Inc. |
| Issuer Trading Symbol: BATS |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1672448 |
| | Owner Name: KCG Strategic Holdings LLC |
| Reporting Owner Address: |
| | Owner Street 1: C/O KCG HOLDINGS, INC. |
| | Owner Street 2: 545 WASHINGTON BOULEVARD |
| | Owner City: JERSEY CITY |
| | Owner State: NJ |
| | Owner ZIP Code: 07310 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1569391 |
| | Owner Name: KCG Holdings, Inc. |
| Reporting Owner Address: |
| | Owner Street 1: 545 WASHINGTON BOULEVARD |
| | Owner Street 2: |
| | Owner City: JERSEY CITY |
| | Owner State: NJ |
| | Owner ZIP Code: 07310 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1060749 |
| | Owner Name: KNIGHT CAPITAL GROUP LLC |
| Reporting Owner Address: |
| | Owner Street 1: C/O KCG HOLDINGS, INC. |
| | Owner Street 2: 545 WASHINGTON BOULEVARD |
| | Owner City: JERSEY CITY |
| | Owner State: NJ |
| | Owner ZIP Code: 07310 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 10/19/16 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 95,000 |
| | | Transaction Price Per Share: |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 13,121,862 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Represents the sale of 95,000 shares in multiple transactions at prices ranging from $29.75 to $29.79 per share, resulting in a weighted average sale price per share of $29.75. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary |
| Signature Date: 10/21/16 |
| Owner Signature: |
| Signature Name: /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary |
| Signature Date: 10/21/16 |
| Owner Signature: |
| Signature Name: /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary |
| Signature Date: 10/21/16 |
