SEC Info - Knight Capital Group LLC, et al. - ‘4’ for 10/19/16 re: Bats Global Markets, Inc.

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:

3235-0287

Estimated average burden hours per response...

0.5

(Print or Type Responses)

1. Name and Address of Reporting Person ^*

KCG Strategic Holdings LLC

2. Issuer Name and Ticker or Trading Symbol
Bats Global Markets, Inc. [BATS]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director

__X__ 10% Owner

_____ Officer (give title below)

_____ Other (specify below)

(Last)

(First)

(Middle)

C/O KCG HOLDINGS, INC., 545 WASHINGTON BOULEVARD

3. Date of Earliest Transaction (Month/Day/Year)
10/19/2016

(Street)

JERSEY CITY, NJ 07310

4. If Amendment, Date Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/Year)

2A. Deemed Execution Date, if any (Month/Day/Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

Amount

(A) or (D)

Price

Common Stock

10/19/2016

95,000

⁽¹⁾

13,121,862

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address

Relationships

Director

10% Owner

Officer

Other

KCG Strategic Holdings LLC
C/O KCG HOLDINGS, INC.
545 WASHINGTON BOULEVARD
JERSEY CITY, NJ 07310

KCG Holdings, Inc.
545 WASHINGTON BOULEVARD
JERSEY CITY, NJ 07310

KNIGHT CAPITAL GROUP LLC
C/O KCG HOLDINGS, INC.
545 WASHINGTON BOULEVARD
JERSEY CITY, NJ 07310

Signatures

/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary

10/21/2016

^**Signature of Reporting Person

Date

/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary

10/21/2016

^**Signature of Reporting Person

Date

/s/ Robert McQueen, Deputy General Counsel & Assistant Secretary

10/21/2016

^**Signature of Reporting Person

Date

Explanation of Responses:

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

(1)

Represents the sale of 95,000 shares in multiple transactions at prices ranging from $29.75 to $29.79 per share, resulting in a weighted average sale price per share of $29.75. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

Knight Capital Group LLC, et al. – ‘4’ for 10/19/16 re: Bats Global Markets, Inc.

On: Friday, 10/21/16, at 4:13pm ET · For: 10/19/16 · Accession #: 899243-16-32162 · File #: 1-37732

Previous ‘4’: ‘4’ on 10/18/16 for 10/14/16 · Next: ‘4’ on 11/9/16 for 11/7/16 · Latest: ‘4’ on 11/18/16 for 11/17/16

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Reporting Owners

Signatures

Explanation of Responses:

Knight Capital Group LLC, et al. – ‘4’ for 10/19/16 re: Bats Global Markets, Inc.

On: Friday, 10/21/16, at 4:13pm ET · For: 10/19/16 · Accession #: 899243-16-32162 · File #: 1-37732

Previous ‘4’: ‘4’ on 10/18/16 for 10/14/16 · Next: ‘4’ on 11/9/16 for 11/7/16 · Latest: ‘4’ on 11/18/16 for 11/17/16

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Reporting Owners

Signatures

Explanation of Responses:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents